Support Due Diligence Programs. Update system watch list with pertinent information on trade violators. Maintain a detailed audit trail of all accounts that are blocked and reason for doing so.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Wells Fargo Funds Trust)
Support Due Diligence Programs. (a) Update system watch list with pertinent information on trade violators. Maintain a detailed audit trail of all accounts that are blocked and reason for doing so.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Trust)