Support Due Diligence Programs. (a) Update system watch list with pertinent information on trade violators. (b) Maintain a detailed audit trail of all accounts that are blocked and reason for doing so.
Appears in 36 contracts
Sources: Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency and Service Agreement (Allspring Variable Trust), Transfer Agency and Service Agreement (Thornburg Investment Trust)
Support Due Diligence Programs. (a) Update system watch list with pertinent information on trade violators.
(b) Maintain a detailed detail audit trail of all accounts that are blocked and reason for doing so.
Appears in 3 contracts
Sources: Transfer Agency and Service Agreement (Commerce Funds), Transfer Agency and Service Agreement (Ssga Funds), Transfer Agency and Service Agreement (Hansberger International Series)