Common use of Supplemental Information Clause in Contracts

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 9 contracts

Samples: Distribution Agreement (Nexpoint Event-Driven Fund), Distribution Agreement (Nexpoint Opportunistic Credit Fund), Distribution Agreement (Nexpoint Opportunistic Credit Fund)

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Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 7 contracts

Samples: Distribution Agreement (Stone Harbor Investment Funds), Distribution Agreement (Heartland Group Inc), Distribution Agreement (Stone Harbor Investment Funds)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s 's performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 7 contracts

Samples: Distribution Agreement (Henssler Funds Inc), Distribution Agreement (Stewart W P & Co Growth Fund Inc), Distribution Agreement (Fifth Third Funds)

Supplemental Information. The Distributor and the Fund Funds shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund Funds shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s Funds’ right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund Funds may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund Funds is that contained in the Fund’s registration statementstatements, the prospectusprospectuses, the statement statements of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund Funds to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the FundFunds.

Appears in 4 contracts

Samples: Distribution Agreement (Highland Global Allocation Fund), Distribution Agreement (Highland Floating Rate Opportunities Fund Ii), Distribution Agreement (Highland Funds Ii)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s 's performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectusprospectuses, the statement statements of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 3 contracts

Samples: Distribution Agreement (Firsthand Funds), Distribution Agreement (Firsthand Funds), Distribution Agreement (Firsthand Funds)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s 's performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 3 contracts

Samples: Distribution Agreement (Firsthand Funds), Distribution Agreement (Wasatch Funds Inc), Distribution Agreement (Holland Series Fund Inc)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Securities Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 3 contracts

Samples: Distribution Services Agreement (PowerShares DB Commodity Index Tracking Fund), Distribution Services Agreement (PowerShares DB G10 Currency Harvest Fund), Distribution Services Agreement (PowerShares DB G10 Currency Harvest Fund)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 2 contracts

Samples: Distribution Agreement (Forward Funds), Distribution Agreement (Forward Funds)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus prospectus(es) or statement statement(s) of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectusprospectus(es), the statement statement(s) of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 2 contracts

Samples: Distribution Agreement (Agile Funds Inc), Distribution Agreement (Milestone Funds)

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Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance 's perfonnance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be infonnation provided to it by the Fund is that contained in the Fund’s registration statement, the prospectusprospectuses, the statement statements of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 1 contract

Samples: Distribution Agreement (Firsthand Funds)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s 's performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus prospectus(es) or statement statement(s) of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectusprospectus(es), the statement statement(s) of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 1 contract

Samples: Distribution Agreement (Drake Funds Trust)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s 's performance of its obligations obligation under this Agreement. In connection Connection therewith, the Fund shall submit to the Distributor at a the reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right 's rights to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of or whatever character, as the Fund fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges acknowledge that the only information to be provided to it by the Fund is that contained in the Fund’s registration registratin statement, the prospectusprospectuses, the statement statements of additional information informaion and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representationsrepresentation, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives representative of the Fund.

Appears in 1 contract

Samples: Amended and Restated Distribution Agreement (Firsthand Funds)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 1 contract

Samples: Distribution Services Agreement (DB Commodity Index Tracking Master Fund)

Supplemental Information. The Distributor and the Fund shall regularly consult with each other regarding the Distributor’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to the Distributor at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional. The Distributor acknowledges that the only information to be provided to it by the Fund is that contained in the Fund’s registration statement, the prospectus, the statement of additional information and reports and financial information referred to herein. Neither the Distributor nor any other person is authorized by the Fund to give any information or to make any representations, other than those contained in such documents and any sales literature or advertisements specifically approved by appropriate representatives of the Fund.

Appears in 1 contract

Samples: Distribution Agreement (Holland Series Fund Inc)

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