Common use of Stop Transfer Instructions Clause in Contracts

Stop Transfer Instructions. The Company has, with respect to any Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock owned or held (of record or beneficially) by any other persons who have entered into or are required to enter into an agreement in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the Representatives.

Appears in 5 contracts

Samples: Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.)

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Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D A hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and use commercially reasonable efforts to implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Restricted Period; and, during the Lock-Up Restricted Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the Representatives.

Appears in 5 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D A hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and use commercially reasonable efforts to implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the Representatives.

Appears in 4 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D A hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and use commercially reasonable efforts to implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesUnderwriter.

Appears in 3 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Stop Transfer Instructions. The Company has, with respect to any Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock owned or held (of record or beneficially) by any other persons who have entered into or are required to enter into an agreement in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up PeriodPeriod (as the same may be extended as provided in such agreements); and, during the Lock-Up PeriodPeriod (as the same may be extended as provided in such agreements), the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesXxxxx Fargo.

Appears in 3 contracts

Samples: Underwriting Agreement (Avid Bioservices, Inc.), Underwriting Agreement (Gray Television Inc), Underwriting Agreement (Gray Television Inc)

Stop Transfer Instructions. The Company has, with respect to any Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock owned or held (of record or beneficially) by any other persons who have entered into or are required to enter into an agreement in the form of Exhibit D D-1 hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the Representatives.

Appears in 2 contracts

Samples: Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D A hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and use commercially reasonable efforts to implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesRepresentative.

Appears in 2 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (and other than the Securities to be sold pursuant to this Agreement) or other capital stock or any Capital Stock and all securities convertible into or exercisable or exchangeable for Common Stock or other capital stock owned or held Capital Stock (of record or beneficially) by any other persons who have entered into or are required than the Shares, Warrants and Warrant Shares sold pursuant to enter into an agreement in the form of Exhibit D heretothis Agreement), instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities owned or to be owned or held or to be held by the directors and officers of the Company listed on Schedule V hereto during the Lock-Up PeriodPeriod (as the same may be extended as provided in this Agreement); and, during the Lock-Up PeriodPeriod (as the same may be extended as provided in this Agreement), the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesStifel and Xxxxx Fargo.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or Capital Stock and any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock Capital Stock owned or held (of record or beneficially) by the Selling Shareholders or any other of the persons who have entered into or are required to enter into an agreement in the form of Exhibit D E hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up PeriodPeriod (as defined below); and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesWachovia.

Appears in 1 contract

Samples: Underwriting Agreement (Lmi Aerospace Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any Capital Stock and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock Capital Stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the Representatives.

Appears in 1 contract

Samples: Underwriting Agreement (Taylor & Martin Group Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any Capital Stock and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock Capital Stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesStifel and Canaccord.

Appears in 1 contract

Samples: Underwriting Agreement (Newlink Genetics Corp)

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Stop Transfer Instructions. The To the extent practicable, the Company has, with respect to any Voting Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Voting Common Stock or other capital stock owned or held (of record or beneficially) by the Selling Stockholder or any other persons who have entered into or are required to enter into an agreement in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesRBC.

Appears in 1 contract

Samples: Underwriting Agreement (Media General Inc)

Stop Transfer Instructions. (A) The Company has, with respect to any Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock Capital Stock or any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock Capital Stock owned or held (of record or beneficially) by the Selling Shareholders or any other of the persons who have entered into or are required to enter into an agreement listed in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up PeriodPeriod (as defined below) (as the same may be extended as described below); and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesWachovia and Piper.

Appears in 1 contract

Samples: Underwriting Agreement (Zumiez Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or and other capital stock or any Capital Stock and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock Capital Stock owned or held (of record or beneficially) by any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D A hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesUnderwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Arbor Realty Trust Inc)

Stop Transfer Instructions. The Company has, with respect to any all Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any and all securities convertible into into, or exercisable or exchangeable for for, Common Stock or other capital stock owned or held (of record or beneficially) by the Selling Stockholders or any other of the persons who who, as described in the immediately preceding paragraph, have entered into or are required to enter into an agreement lock-up agreements in the form of Exhibit D F hereto, instructed provided written directions to the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesWachovia and Piper.

Appears in 1 contract

Samples: Underwriting Agreement (Milestone AV Technologies, Inc.)

Stop Transfer Instructions. The Company has, with respect to any Class A Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Class A Common Stock or other capital stock owned or held (of record or beneficially) by the Selling Stockholders or any of the other persons who have entered into or are required to enter into an agreement in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesRepresentative.

Appears in 1 contract

Samples: Underwriting Agreement (BOSTON OMAHA Corp)

Stop Transfer Instructions. The Company has, with respect to any Common Stock (other than the Securities to be sold pursuant to this Agreement) or other capital stock or any securities convertible into or exercisable or exchangeable for Common Stock or other capital stock owned or held (of record or beneficially) by any other persons who have entered into or are required to enter into an agreement in the form of Exhibit D hereto, instructed the transfer agent or other registrar to enter stop transfer instructions and implement stop transfer procedures, other than with respect to transfers permissible pursuant to such agreements, procedures with respect to such securities during the Lock-Up PeriodPeriod (as the same may be extended as provided in such agreements); and, during the Lock-Up PeriodPeriod (as the same may be extended as provided in such agreements), the Company will not cause or permit any waiver, release, modification or amendment of any such stop transfer instructions or stop transfer procedures without the prior written consent of the RepresentativesXxxxx Fargo.

Appears in 1 contract

Samples: Underwriting Agreement (Dixie Group Inc)

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