Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing.
Appears in 8 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital Nasdaq Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Market is contemplating terminating such registration or listing.
Appears in 8 contracts
Samples: Open Market Sale (Selecta Biosciences Inc), Open Market Sale (Selecta Biosciences Inc), Sales Agreement (Selecta Biosciences Inc)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 8 contracts
Samples: Underwriting Agreement (Petroleum Development Corp), Underwriting Agreement (Action Performance Companies Inc), Underwriting Agreement (Rent Way Inc)
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital Nasdaq Global Select Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital Nasdaq Global Select Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Select Market is contemplating terminating such registration or listing.
Appears in 7 contracts
Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Kala Pharmaceuticals, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Placement Shares under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing.
Appears in 6 contracts
Samples: Equity Distribution Agreement (American Realty Capital Properties, Inc.), The Agreement (American Realty Capital Properties, Inc.), Equity Distribution Agreement (American Realty Capital Properties, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the The NASDAQ Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the The NASDAQ Capital Market, nor has the Company received any notification that the Commission or the The NASDAQ Capital Market is contemplating terminating such registration or listing.
Appears in 6 contracts
Samples: Underwriting Agreement (Dynavax Technologies Corp), Underwriting Agreement (Dynavax Technologies Corp), Underwriting Agreement (Dynavax Technologies Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on The NASDAQ Global Select Market (the NASDAQ Capital Market“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock such shares from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 6 contracts
Samples: Underwriting Agreement (Gladstone Commercial Corp), Underwriting Agreement (Gladstone Commercial Corp), Underwriting Agreement (GLADSTONE LAND Corp)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 5 contracts
Samples: Underwriting Agreement (Exar Corp), Underwriting Agreement (JDS Uniphase Corp /Ca/), Underwriting Agreement (Healthcare Financial Partners Inc)
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital The Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 4 contracts
Samples: Sales Agreement (Affimed N.V.), Affimed N.V., Affimed N.V.
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 4 contracts
Samples: Registration Agreement (Hutchinson Technology Inc), Purchase Agreement (Uk Abba Products Inc), Action Performance Companies (Action Performance Companies Inc)
Stock Exchange Listing. The common stock of the Company, $0.01 par value per share (“Common Stock Stock”) is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Nasdaq Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Nasdaq Capital Market is contemplating terminating such registration or listing.
Appears in 4 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq Global Select Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance in all material respects with all applicable listing requirements of Nasdaq.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Global Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 3 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act Act, and is listed on the NASDAQ Capital MarketNASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Financial Industry Regulatory Authority (“FINRA”) is contemplating terminating such registration or listing. The Placement Shares have been authorized for listing, upon official notice of issuance, on the NASDAQ.
Appears in 3 contracts
Samples: Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp)
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Nasdaq Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Nasdaq Capital Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Open Market Sale (BioXcel Therapeutics, Inc.), Open Market Sale (BioXcel Therapeutics, Inc.), Open Market Sale (BioXcel Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock Stock, including the Common Shares, is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Underwriting Agreement (Corporatefamily Solutions Inc), Alphanet Solutions Inc, Alphanet Solutions Inc
Stock Exchange Listing. The shares of Common Stock is are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketThe Nasdaq Global Select Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act or delisting the shares of Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 3 contracts
Samples: Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the The NASDAQ Capital MarketStock Market (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Underlying Securities under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Underwriting Agreement (American Realty Capital Properties, Inc.), Underwriting Agreement (American Realty Capital Properties, Inc.), Underwriting Agreement (American Realty Capital Properties, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or Section 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 3 contracts
Samples: Sales Agreement (Kezar Life Sciences, Inc.), Sales Agreement (Kezar Life Sciences, Inc.), Sales Agreement (Kezar Life Sciences, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq Global Select Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance in all material respects with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Placement Agency Agreement (ImmunityBio, Inc.), Placement Agency Agreement (ImmunityBio, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act Act, and is listed on the NASDAQ Capital MarketMarket (the “NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Financial Industry Regulatory Authority (“FINRA”) is contemplating terminating such registration or listing. The Offered Shares have been authorized for listing, upon official notice of issuance, on the NASDAQ.
Appears in 2 contracts
Samples: Underwriting Agreement (Raptor Pharmaceutical Corp), Syntroleum Corp
Stock Exchange Listing. The Common Stock common stock of the Company is registered pursuant to Section 12(b) of the Exchange Act and is listed on The NASDAQ Global Select Market (the NASDAQ Capital Market“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock common stock of the Company under the Exchange Act or delisting the Common Stock common stock of the Company from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 2 contracts
Samples: Underwriting Agreement (Collegium Pharmaceutical, Inc), Underwriting Agreement (Collegium Pharmaceutical, Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of under the Exchange Act and is listed lised on the NASDAQ Capital MarketMarket (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting suspending from trading the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market FINRA is contemplating terminating or suspending such registration or listingquotation.
Appears in 2 contracts
Samples: Placement Agency Agreement (Wave Systems Corp), Placement Agency Agreement (Wave Systems Corp)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b) 12 of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Underwriting Agreement (Redwood Trust Inc), Underwriting Agreement (Redwood Trust Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The Nasdaq Global Select Market (the NASDAQ Capital Market“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of the Nasdaq.
Appears in 2 contracts
Samples: Placement Agency Agreement (Scholar Rock Holding Corp), Scholar Rock Holding Corp
Stock Exchange Listing. The Common Stock (including any shares of Common Stock issued in an Offering) is registered pursuant to Section 12(b) of under the Exchange Act and is or will as of the Closing Date be listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Nasdaq National Market is contemplating contemplated terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Sonic Solutions/Ca/), Aksys LTD
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketThe Nasdaq Global Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Underwriting Agreement (Astria Therapeutics, Inc.), Underwriting Agreement (Astria Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital Market, Nasdaq Global Market (“Nasdaq”) and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.)
Stock Exchange Listing. The Company’s Common Stock is has been registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on the NASDAQ Capital MarketNasdaq Global Select Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration or listing of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Terms Agreement (Gladstone Commercial Corp), Terms Agreement (Gladstone Commercial Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Nasdaq Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Nasdaq Capital Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Underwriting Agreement (Dynavax Technologies Corp), Underwriting Agreement (Dynavax Technologies Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The NASDAQ Global Select Market (the NASDAQ Capital Market“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock such shares from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 2 contracts
Samples: Underwriting Agreement (GLADSTONE LAND Corp), Underwriting Agreement (GLADSTONE LAND Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on the NASDAQ Capital Global Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from the NASDAQ Capital Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Global Market is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Purchase Agreement (Iconix Brand Group, Inc.), Purchase Agreement (Iconix Brand Group, Inc.)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Underwriting Agreement (Photon Dynamics Inc), Underwriting Agreement (Cyberonics Inc)
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Sales Agreement (Axovant Gene Therapies Ltd.), Sales Agreement (Axovant Gene Therapies Ltd.)
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital MarketMarket (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market is contemplating terminating or suspending such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The Nasdaq Global Market (the NASDAQ Capital Market“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of the Nasdaq.
Appears in 2 contracts
Samples: Placement Agency Agreement (Presto Automation Inc.), Underwriting Agreement (Bellicum Pharmaceuticals, Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on The Nasdaq Global Market (the NASDAQ Capital Market“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Underwriting Agreement (Cidara Therapeutics, Inc.), Underwriting Agreement (Cidara Therapeutics, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq Global Select Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 2 contracts
Samples: Underwriting Agreement (OptiNose, Inc.), Underwriting Agreement (OptiNose, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and Act; the Common Stock (including the Common Shares) is listed included or has been approved for inclusion on the NASDAQ Capital Nasdaq National Market, ; and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock (or the Common Shares) from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the “NASD”) is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc), Underwriting Agreement (Red Robin Gourmet Burgers Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The Nasdaq Global Select Market (the NASDAQ Capital Market“Exchange”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, Exchange nor has the Company received any notification that the Commission or the NASDAQ Capital Market Exchange is contemplating terminating such registration or listing. To the Company’s knowledge, it has complied in all material respects with the applicable requirements of the Exchange for maintenance of inclusion of the Common Stock on the Exchange.
Appears in 2 contracts
Samples: Corporation Equity Distribution Agreement (Immersion Corp), Equity Distribution Agreement (Immersion Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital MarketMarket (the “Exchange”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketExchange, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Exchange is contemplating terminating such registration or listing. To the Company’s knowledge, it has complied in all material respects with the applicable requirements of the Exchange for maintenance of inclusion of the Common Stock on the Exchange.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Aehr Test Systems), Equity Distribution Agreement (Aehr Test Systems)
Stock Exchange Listing. The Common Stock is shall be registered pursuant to Section 12(b) of under the Exchange Act and is shall be listed on Nasdaq (as defined in the NASDAQ Capital MarketPurchase Agreement), and the Company has shall not have taken no any action designed toto terminate, or likely to have the effect ofof terminating, terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNasdaq, nor has shall the Company have received any notification written notice suggesting that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Placement Agency Agreement (Organovo Holdings, Inc.), Placement Agency Agreement (Organovo Holdings, Inc.)
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification information that the Commission or the NASDAQ Capital Market NASD is contemplating contemplated terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Market is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ The Nasdaq Capital MarketMarket (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any written notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration registrations or listing. To the Company’s knowledge, it is in compliance all applicable listing requirements of Nasdaq.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed toto terminate, or likely to have the effect ofof terminating, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed toto terminate, or likely to have the effect of, terminating terminating, the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: California Pizza Kitchen Inc
Stock Exchange Listing. The Common Stock common stock of the Company is registered pursuant to Section 12(b) of the Exchange Act and is listed on The Nasdaq Global Select Market (the NASDAQ Capital Market“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock common stock of the Company under the Exchange Act or delisting the Common Stock common stock of the Company from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. The Company is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Stock Exchange Listing. The Company’s Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketGlobal Market (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 1 contract
Samples: Underwriting Agreement (Curis Inc)
Stock Exchange Listing. The Common Stock of the Company is registered pursuant to Section 12(b) of under the Exchange 1934 Act and is listed on the NASDAQ Capital The Nasdaq National Market, and the . The Company has taken no action designed toto terminate, or likely to have the effect of, of terminating the registration of the its Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC ("NASD") is contemplating terminating or suspending such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The Nasdaq Capital Market (the NASDAQ Capital Market“Exchange”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, Exchange nor has the Company received any notification that the Commission or the NASDAQ Capital Market Exchange is contemplating terminating such registration or listing. To the Company’s knowledge, it has complied in all material respects with the applicable requirements of the Exchange for maintenance of inclusion of the Common Stock on the Exchange.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Market, Nasdaq National Market and the Pacific Stock Exchange and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, Nasdaq National Market nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC (the "NASD") or the Pacific Stock Exchange is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Ancor Communications Inc /Mn/)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Creditrust Corp
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Offered Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act Act, and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market NASD is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (United Pan Am Financial Corp)
Stock Exchange Listing. The Common shares have been approved for inclusion on the Nasdaq National Market. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Gasonics International Corp)
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital MarketMarket (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market is contemplating terminating or suspending such registration or listing, except as described in the Company’s reports previously filed with the Commission.
Appears in 1 contract
Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital Nasdaq Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Sangamo Therapeutics, Inc
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Placement Shares under the Exchange Act or delisting the Common Stock from the NASDAQ Nasdaq Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Nasdaq Capital Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Equity Distribution Agreement (American Realty Capital Properties, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital MarketMarket (the “Exchange”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, Exchange nor has the Company received any notification that the Commission or the NASDAQ Capital Market Exchange is contemplating terminating such registration or listing. To the Company’s knowledge, it has complied in all material respects with the applicable requirements of the Exchange for maintenance of inclusion of the Common Stock on the Exchange.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital MarketGlobal Market (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting suspending from trading the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market Financial Industry Regulatory Authority (“FINRA”) is contemplating terminating or suspending such registration or listingquotation.
Appears in 1 contract
Samples: Placement Agency Agreement (Northern Technologies International Corp)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Nasdaq Capital MarketMarket of the NASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Nasdaq Capital Market, nor Market of the NASDAQ. The Company has the Company not received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of the NASDAQ.
Appears in 1 contract
Samples: Scilex Holding Co
Stock Exchange Listing. The Common Stock (including any shares of Common Stock issued in an Offering) is registered pursuant to Section 12(b) of under the Exchange Act and is or will be as of the Closing Date listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Nasdaq National Market is contemplating terminating or suspending such registration or listing.
Appears in 1 contract
Samples: Aksys LTD
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital MarketGlobal Market (the “NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Biosante Pharmaceuticals Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange 1934 Act and is listed on the NASDAQ Capital Market, The Nasdaq Global Select Market (“Nasdaq”) and the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock shares from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, the Company is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Samples: Terms Agreement (Arcellx, Inc.)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on The NASDAQ Global Market (the NASDAQ Capital Market“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock such shares from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketThe Nasdaq Global Market (“Nasdaq”), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Stock Exchange Listing. The Company's Common Stock is Shares (including the Shares) are registered pursuant to Section 12(b) of the Exchange Act and is listed are included on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Charlotte Russe Holding Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the “NASD”) is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Market, Nasdaq National Market and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Atrix Laboratories Inc
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital National Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Labone Inc/
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing.Company
Appears in 1 contract
Samples: Integrated Silicon Solution Inc
Stock Exchange Listing. The Common Stock Company's Class A common stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its Class A common stock under the Exchange Act or delisting the Common Stock its Class A common stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Advancepcs Research LLC
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, Nasdaq Global Market and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Market is contemplating terminating such registration or of listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital Market, and Nasdaq National Market (the “Nasdaq-NM”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from on the NASDAQ Capital MarketNasdaq-NM, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market Nasdaq-NM is contemplating terminating or suspending such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock common stock of the Company is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq Global Select Market (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock common stock of the Company under the Exchange Act or delisting the Common Stock common stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance in all material respects with all applicable listing requirements of NASDAQ.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The Nasdaq Capital Market (the NASDAQ Capital Market“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Stock Exchange Listing. The shares of Common Stock is are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ The Nasdaq Capital Market, Market (“NASDAQ”) and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of NASDAQ.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, Nasdaq National Market nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The shares of Common Stock is are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act or delisting the shares of Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Samples: Underwriting Agreement (Viridian Therapeutics, Inc.\DE)
Stock Exchange Listing. The Common Stock common stock of the Company is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Chattem Inc)
Stock Exchange Listing. The Common Stock (including the Offered Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, Nasdaq National Market and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the “NASD”) is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Nuvelo Inc)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital MarketMarket (“NASDAQ”), and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting suspending from trading the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market FINRA is contemplating terminating or suspending such registration or listingquotation.
Appears in 1 contract
Samples: Placement Agency Agreement (Majesco Entertainment Co)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketThe Nasdaq Global Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Samples: KalVista Pharmaceuticals, Inc.
Stock Exchange Listing. The Company’s Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq Global Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Samples: Underwriting Agreement (Curis Inc)
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers LLC (the "NASD") is contemplating terminating such registration or listing.. (m)
Appears in 1 contract
Samples: Custody Agreement (Garden Fresh Restaurant Corp /De/)
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital Market, and Market (the “NASDAQ”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of the NASDAQ.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is are listed on the NASDAQ Capital MarketNasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including any shares of Common Stock issued in an Offering) is registered pursuant to Section 12(b) of under the Exchange Act and is or will be as of the Closing Date listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating or suspending such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock common stock of the Company is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Nasdaq Global Select Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ Capital Nasdaq Global Select Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Select Market is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Sabra Health Care REIT, Inc.)
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and is listed on the NASDAQ Capital Nasdaq SmallCap Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting or suspending from trading the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification information suggesting that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC (“NASD”) is contemplating terminating or suspending such registration or listing.
Appears in 1 contract
Samples: Placement Agency Agreement (Targeted Genetics Corp /Wa/)
Stock Exchange Listing. The Company’s Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the NASDAQ Capital MarketNasdaq Global Market (“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act or delisting the shares of Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Nasdaq Global Market is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of the Nasdaq Global Market.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of under the Exchange Act and the Common Stock (including the Shares) is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification information that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, LLC ("NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Offered Shares) is registered pursuant to Section 12(b) of the Exchange Act Act, and is listed on the NASDAQ Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Nasdaq Capital Market, nor has the Company received any notification that the Commission Commission, the Nasdaq Stock Market LLC or the NASDAQ Capital Market Financial Industry Regulatory Authority, Inc. (“FINRA”) is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange 1934 Act and is are listed on the NASDAQ Capital Nasdaq Global Select Market, and the Company has taken no action designed to, or likely to have the effect of, of terminating the registration of the Common Stock Shares under the Exchange 1934 Act or delisting the Common Stock Shares from the NASDAQ Capital Nasdaq Global Select Market, nor has the Company received any notification that from the Commission or the NASDAQ Capital Market Nasdaq Global Select Markets is contemplating terminating such registration or listing.
Appears in 1 contract
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, Nasdaq National Market and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Caminus Corp
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed included on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed toto terminate, or likely to have the effect ofof terminating, terminating the registration of the Common Stock under the Exchange Act Act, or delisting exclude, or likely to have the effect of excluding, the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has including, without limitation, the five for one reverse stock split of the Company's Common Stock, effective January __, 1998. In addition, the Company has not received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc., or the Nasdaq Stock Market, Inc. (collectively, together with NASD Regulation, Inc., the "NASD") is contemplating terminating such registration or listinginclusion.
Appears in 1 contract
Stock Exchange Listing. The shares of Common Stock is are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is are listed on the NASDAQ Capital MarketThe Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNasdaq, nor has the Company received any notification that the Commission or the NASDAQ Capital Market Nasdaq is contemplating terminating such registration or listing. To the Company’s knowledge, it is in compliance with all applicable listing requirements of Nasdaq.
Appears in 1 contract
Samples: Abeona Therapeutics Inc.
Stock Exchange Listing. The Common Stock (including the Common Shares) is registered pursuant to Section 12(b) 12(g)n of the Exchange Act and is listed on the NASDAQ Capital Nasdaq National Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Nasdaq National Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Underwriting Agreement (Bone Care International Inc)