STATUS OF THE DISTRIBUTOR. The Distributor is a member in good standing of the NASD and a properly registered broker-dealer under the Securities Exchange Act of 1934, as amended. In carrying out this Agreement, the Distributor agrees to abide by the rules and regulations of the NASD and all applicable federal and state laws.
Appears in 7 contracts
Samples: Distribution Agreement (Gamna Series Funds Inc), Distribution Agreement (Rodney Square Tax Exempt Fund), Distribution Agreement (Rodney Square Strategic Fixed Income Fund)
