Common use of Status of Advisor Clause in Contracts

Status of Advisor. Advisor is an investment advisor, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of securities pursuant to this engagement and will have no interest in the purchase or sale of Securities except as described in this Agreement. Advisor agrees to perform its duties and responsibilities under this Agreement with reasonable care. The federal securities laws impose liabilities under certain circumstances on persons who are required to act in good faith. Nothing herein shall in any way constitute a waiver or limitation of any rights which Participant or Advisor may have under federal securities laws. Participant hereby authorizes Advisor to sign I.R.S. Form W-9 on behalf of Participant and to deliver such form to broker-dealers or others from time to time as required in connection with Securities transactions pursuant to this Agreement.

Status of Advisor. Advisor is an investment advisor, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of securities pursuant to this engagement and will have no interest in the purchase or sale of Securities except as described in this Agreement. Advisor agrees to perform its duties and responsibilities under this Agreement with reasonable care. The federal securities laws impose liabilities under certain circumstances on persons who are required to act in good faith. Nothing herein shall in any way constitute a waiver or limitation of any rights which Participant or Advisor may have under federal securities laws. Participant hereby authorizes Advisor to sign I.R.S. Form W-9 W- 9 on behalf of Participant and to deliver such form to broker-dealers or others from time to time as required in connection with Securities transactions pursuant to this Agreement.

Status of Advisor. Advisor is an investment advisoradviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Adviser’s Act of 1940. Advisor agrees that it will not deal with itself or with any other affiliated company or individual in making purchases or sales of securities CDs pursuant to this engagement and will have no other interest in the purchase or sale of Securities CDs except as described in this Agreement. Advisor agrees to perform its duties and responsibilities under this Agreement with reasonable care. The federal Federal securities laws impose liabilities under certain circumstances on persons who are required to act in good faith. Nothing herein shall in any way constitute a waiver or limitation of any rights which Participant or Advisor may have under federal securities laws. Participant hereby authorizes Advisor to sign I.R.S. Form W-9 on behalf of Participant and to deliver such form to broker-dealers or others from time to time as required in connection with Securities transactions pursuant to this Agreement.