Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the Company: (i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of securities exchanges on which the Parent Fund’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent Board, and, to the extent then currently applicable, with the provisions of the Parent Fund’s Registration Statement filed on Form N-2 as supplemented or amended from time to time; (ii) will make available to the Company, promptly upon request, any of the Company’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company are being conducted in a manner consistent with applicable laws and regulations; and (iii) will regularly report to the Parent Fund on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund with respect to the Company such periodic and special reports as the Parent Fund may reasonably request.
Appears in 3 contracts
Sources: Investment Management Agreement (Pimco Municipal Income Fund Ii), Investment Management Agreement (Pimco California Municipal Income Fund), Investment Management Agreement (Pimco New York Municipal Income Fund Ii)
Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the Company:
(i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of any securities exchanges on which the Parent FundCompany’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent BoardCompany’s Board of Trustees, with each Fund’s LLC Agreement and, to the extent then currently applicable, with the provisions of the Parent FundCompany’s Registration Statement filed on Form N-2 as supplemented or amended from time to time;.
(ii) will make available to the Companyeach Fund, promptly upon request, any of the CompanyFund’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company Fund are being conducted in a manner consistent with applicable laws and regulations; and.
(iii) will regularly report to the Parent Fund Company on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund Company with respect to the Company each Fund such periodic and special reports as the Parent Fund Company may reasonably request.
Appears in 3 contracts
Sources: Investment Management Agreement (PIMCO Dynamic Income Fund), Investment Management Agreement (PIMCO Dynamic Credit & Mortgage Income Fund), Investment Management Agreement (PIMCO Dynamic Income Fund)
Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the Company:
(i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of securities exchanges on which the Parent FundCompany’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent Board, and, to the extent then currently applicable, with the provisions of the Parent FundCompany’s Registration Statement filed on Form N-2 as supplemented or amended from time to time;
(ii) will make available to the Companyeach Fund, promptly upon request, any of the CompanyFund’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company Fund are being conducted in a manner consistent with applicable laws and regulations; and
(iii) will regularly report to the Parent Fund Company on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund Company with respect to the Company each Fund such periodic and special reports as the Parent Fund Company may reasonably request.
Appears in 1 contract
Sources: Investment Management Agreement (PIMCO Dynamic Income Opportunities Fund)
Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the Company:
(i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of any securities exchanges on which the Parent FundCompany’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent BoardCompany’s Board of Trustees, with the each Fund’s LLC Agreement and, to the extent then currently applicable, with the provisions of the Parent FundCompany’s Registration Statement filed on Form N-2 as supplemented or amended from time to time;.
(ii) will make available to the Companyeach Fund, promptly upon request, any of the CompanyFund’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company Fund are being conducted in a manner consistent with applicable laws and regulations; and.
(iii) will regularly report to the Parent Fund Company on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund Company with respect to the Company each Fund such periodic and special reports as the Parent Fund Company may reasonably request.
Appears in 1 contract
Sources: Investment Management Agreement (PIMCO Flexible Credit Income Fund)
Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the Companyeach Fund:
(i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of securities exchanges on which the Parent FundCompany’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent Board, and, to the extent then currently applicable, with the provisions of the Parent FundCompany’s Registration Statement filed on Form N-2 as supplemented or amended from time to time;
(ii) will make available to the CompanyFund, promptly upon request, any of the CompanyFund’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company Fund are being conducted in a manner consistent with applicable laws and regulations; and
(iii) will regularly report to the Parent Fund Company on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund Company with respect to the Company Fund such periodic and special reports as the Parent Fund Company may reasonably request.
Appears in 1 contract
Sources: Investment Management Agreement (PIMCO Access Income Fund)
Standards; Reports. In performing these supervisory and administrative services, PIMCO, with respect to the CompanyFund:
(i) shall conform with the applicable provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (the “1940 Act”), with the Advisers Act, with all other applicable federal, state and foreign laws and regulations, with all applicable rules and regulations of securities exchanges on which the Parent FundCompany’s shares are listed for trading, if any, with any applicable procedures adopted by the Parent BoardCompany’s Board of Trustees/Directors, and, to the extent then currently applicable, with the provisions of the Parent FundCompany’s Registration Statement filed on Form N-2 as supplemented or amended from time to time;.
(ii) will make available to the CompanyFund, promptly upon request, any of the CompanyFund’s books and records as are maintained under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with PIMCO’s services under this Agreement that may be requested in order to ascertain whether the operations of the Company Fund are being conducted in a manner consistent with applicable laws and regulations; and.
(iii) will regularly report to the Parent Fund Company on the supervisory and administrative services provided under this Agreement and will furnish the Parent Fund Company with respect to the Company Fund such periodic and special reports as the Parent Fund Company may reasonably request.
Appears in 1 contract
Sources: Investment Management Agreement (PIMCO Energy & Tactical Credit Opportunities Fund)