Common use of SOLICITORS Clause in Contracts

SOLICITORS. Client acknowledges that Advisor or Advisor’s solicitor may be registered as a representative of a broker‐ dealer, and as such, may receive commissions and/or other income from the broker‐dealer from the sale of mutual funds and other investments which may be recommended by Advisor. In addition, a solicitor of Advisor may receive a portion of the fees paid on this Agreement, but must provide client copies of the written agreements between the adviser and the solicitor; the solicitor’s written disclosure documents; and, each client must sign acknowledgments of receipt of written disclosure documents from the adviser and the solicitor prior to any fees being paid to Solicitor.

Appears in 6 contracts

Samples: Investment Advisory Agreement, Discretionary Investment Advisory Agreement, Discretionary Investment Advisory Agreement

AutoNDA by SimpleDocs

SOLICITORS. Client acknowledges that Advisor or Advisor’s solicitor may be registered as a representative of a broker‐ broker-dealer, and as such, may receive commissions and/or other income from the broker‐dealer broker-dealer from the sale of mutual funds and other investments which may be recommended by Advisor. In addition, a solicitor of Advisor may receive a portion of the fees paid on this Agreement, but must provide client copies of the written agreements between the adviser and the solicitor; the solicitor’s written disclosure documents; and, each client must sign acknowledgments of receipt of written disclosure documents from the adviser and the solicitor prior to any fees being paid to Solicitor.

Appears in 3 contracts

Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement

AutoNDA by SimpleDocs

SOLICITORS. Client acknowledges that Advisor or Advisor’s solicitor may be registered as a representative of a broker‐ broker-dealer, and as such, may receive commissions and/or other income from the broker‐dealer broker- dealer from the sale of mutual funds and other investments which may be recommended by Advisor. In addition, a solicitor of Advisor may receive a portion of the fees paid on this Agreement, but must provide client copies of the written agreements between the adviser and the solicitor; the solicitor’s written disclosure documents; and, each client must sign acknowledgments of receipt of written disclosure documents from the adviser and the solicitor prior to any fees being paid to Solicitor.

Appears in 1 contract

Samples: Investment Advisory Agreement

Time is Money Join Law Insider Premium to draft better contracts faster.