Common use of Solicitation of Orders Clause in Contracts

Solicitation of Orders. You will use your best efforts (but only in states in which you may lawfully do so) to obtain from investors orders for shares of beneficial interest of the Trust authorized for issue by the Trust and registered under the 1933 Act, provided that you may in your discretion refuse to accept orders for shares from any particular applicant. You may, as agent for the Trust, solicit dealers for orders to purchase shares of beneficial interest of the Trust and may enter into selling agreements with any such dealers, the form of such agreements to be as mutually agreed upon, from time to time, by you and the Trust. Each dealer must be a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a foreign dealer not eligible for membership in FINRA who has agreed in acting under the selling agreement to abide by the rules and regulations of FINRA and not to use the United States mails or any means of interstate commerce in connection with the sales of such shares unless such foreign dealer is registered under the Securities Exchange Act of 1934, as amended, or such registration is not required.

Appears in 5 contracts

Samples: First Eagle Funds, First Eagle Funds, First Eagle Funds

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Solicitation of Orders. You will use your best efforts (but only in states in which you may lawfully do so) to obtain from investors orders for shares of beneficial interest the Capital Stock of the Trust Company authorized for issue by the Trust Company and registered under the 1933 ActSecurities Act of 1933, as amended, provided that you may in your discretion refuse to accept orders for shares from any particular applicant. You may, as agent for the TrustCompany, solicit dealers for orders to purchase shares of beneficial interest the Capital Stock of the Trust Company and may enter into selling agreements with any such dealers, the form of such agreements to be as mutually agreed upon, from time to time, by you and the TrustCompany. Each dealer must be a member of the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (“FINRA”) or a foreign dealer not eligible for membership in FINRA such Association who has agreed in acting under the selling agreement to abide by the rules and regulations of FINRA such Association and not to use the United States mails or any means of interstate commerce in connection with the sales of such shares unless such foreign dealer is registered under the Securities Exchange Act of 1934, as amended, 1934 or such registration is not required.

Appears in 3 contracts

Samples: Underwriting Agreement (Sogen Funds Inc), Sogen Funds Inc, First Eagle Sogen Funds Inc

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