Signature Guarantee Required Sample Clauses

Signature Guarantee Required. Redemptions Wire to bank instructions on record Wire to new bank instructions ACH to bank instructions on record ACH to new bank instructions Send by check to address of record Send by check to different address Purchases Purchase by wire Purchase by check Purchase by Transfer Agency initiated ACH from bank instructions on record By: Print Name Authorized Signature Title Date ACCOUNT MAINTENANCE SECURITY SELECTION FORM Please complete this form, indicating whether ALPS is authorized to execute the following procedures by phone, fax, and mail, and if a signature guarantee is required. Telephone Verification Procedures: ALPS will require verification of social security number and account registration by the caller. Fax Verification Procedures: ALPS will verify that the fax contains the appropriate signature. ALPS will require that telephone verification should accompany each fax. Account Maintenance Function Phone Fax Mail Signature Guarantee Establish New Account Change to Address of Record Also indicate requirements for redemption trades within 15 days of address change Changing SS# (Need W-9) Name Change (Divorce or Marriage) Re-Registration of Account Changing Bank Wiring or ACH information (Redemp) Establishing Telephone Redemption Starting New AIP (cancelled check required) Canceling ACH Account Maintenance Function Phone Fax Mail Signature Guarantee Decreasing ACH $ Amount Increasing ACH $ Amount Changing Bank Info for ACH (AIP Purchases) Starting New SWP (Systematic Withdrawal Plan) Canceling SWP Decreasing SWP $ Amount Increasing SWP $ Amount Changing Bank Info for SWP Changing Dividend Options (Cash & Reinvest) Sending Dividends to Secondary Address Setting Up Systematic Exchange Setting Up Systematic Dividend Exchange Adding Bank Instructions to account (Non AIP) By:

Signature Guarantee Required. Establish New Account Change to Address of Record Also indicate requirements for redemption trades within 15 days of address change Changing SS# (Need W-9) Name Change (Divorce or Marriage) Re-Registration of Account Changing Bank Wiring or ACH information (Redemp) Establishing Telephone Redemption Starting New AIP (cancelled check required) Canceling ACH Decreasing ACH $ Amount Increasing ACH $ Amount Changing Bank Info for ACH (AIP Purchases) Account Maintenance Function Phone Fax Mail Signature Guarantee Required Starting New SWP (Systematic Withdrawal Plan) Canceling SWP Decreasing SWP $ Amount Increasing SWP $ Amount Changing Bank Info for SWP Changing Dividend Options (Cash & Reinvest) Sending Dividends to Secondary Address Setting Up Systematic Exchange Setting Up Systematic Dividend Exchange Adding Bank Instructions to account (Non AIP) By: Print Name Authorized Signature Title Date

Signature Guarantee Required. Redemptions Wire to bank instructions on record Wire to new bank instructions ACH to bank instructions on record ACH to new bank instructions Send by check to address of record Send by check to different address Purchases Purchase by wire Purchase by check Purchase by Transfer Agency initiated ACH from bank instructions on record By: Print Name Authorized Signature Title Date ACCOUNT MAINTENANCE SECURITY SELECTION FORM Please complete this form, indicating whether ALPS is authorized to execute the following procedures by phone, fax, and mail, and if a signature guarantee is required. Telephone Verification Procedures: ALPS will require verification of social security number and account registration by the caller. Fax Verification Procedures: ALPS will verify that the fax contains the appropriate signature. ALPS will require that telephone verification should accompany each fax.