Common use of Security Incident Investigation Clause in Contracts

Security Incident Investigation. DST shall reasonably cooperate with the Funds’ investigation and response to each Security Incident. DST acknowledges and agrees that records of system activity and of Fund Confidential Information handling may be evidence (subject to appropriate chain of custody procedures) in the event of a security incident or breach of Fund Confidential Information. Upon Funds’ request, and at Funds’ expense, DST shall deliver copies of such records to Fund for use in any legal or regulatory proceeding or in any governmental investigation. Further, in the case of a security incident or breach of Fund Confidential Information, and at Funds’ request, DST shall hire an independent third party to (i) determine the scope of the incident or breach and impacted records; and (ii) suggest appropriate post incident changes to DST’s WISP and controls. The report from the independent third party will be provided to Fund promptly following deliver to DST.

Appears in 11 contracts

Samples: Transfer Agency and Service Agreement (Nuveen Investment Trust Iii), Transfer Agency and Service Agreement (Nuveen Investment Trust V), Transfer Agency and Service Agreement (Nuveen Multistate Trust I)

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Security Incident Investigation. DST shall reasonably cooperate with the Funds’ investigation and response to each Security Incident. DST acknowledges and agrees that records of system activity and of Fund Confidential Information handling may be evidence (subject to appropriate chain of custody procedures) in the event of a security incident or breach of Fund Confidential Information. Upon Funds’ request, and at Funds’ expense, DST shall deliver copies of such records to Fund Funds for use in any legal or regulatory proceeding or in any governmental investigation. Further, in the case of a security incident or breach of Fund Confidential Information, and at Funds’ request, DST shall hire an independent third party to (i) determine the scope of the incident or breach and impacted records; and (ii) suggest appropriate post incident changes to DST’s WISP and controls. The report from the independent third party will be provided to Fund Funds promptly following deliver to DST.

Appears in 2 contracts

Samples: Fees and Expenses (Tiaa-Cref Life Funds), Fees and Expenses (Tiaa-Cref Funds)

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