Securities Information Processor. Vendor acknowledges that the NASDAQ Companies maintain a registration with the SEC as a registered securities information processor pursuant to Section 11A of the Exchange Act. NASDAQ acknowledges that a registered securities information processor is obligated to ensure that all qualified vendors are able to obtain the UTP Services
Appears in 1 contract
Sources: Vendor Agreement for Utp Services
Securities Information Processor. Vendor acknowledges that the NASDAQ NASDAQNasdaq Companies maintain a registration with the SEC as a registered securities information processor pursuant to Section 11A of the Exchange Act. NASDAQ NASDAQNasdaq acknowledges that a registered securities information processor is obligated to ensure that all qualified vendors Vvendors are able to obtain the UTP ServicesPlan Services on terms that are not unreasonably discriminatory, subject to such orders, rules or regulations as the SEC may adopt.
Appears in 1 contract
Sources: Vendor Agreement