Securities Information Processor Sample Clauses
Securities Information Processor. Vendor acknowledges that the NASDAQ Companies maintain a registration with the SEC as a registered securities information processor pursuant to Section 11A of the Exchange Act. NASDAQ acknowledges that a registered securities information processor is obligated to ensure that all qualified vendors are able to obtain the UTP Services
Securities Information Processor. Vendor acknowledges that Nasdaq is registered with the SEC as a registered securities information processor pursuant to Section 11A of the Exchange Act. Nasdaq acknowledges that, as a registered securities information processor, Nasdaq is obligated to assure that all qualified vendors are able to obtain the Level 1 Service and Last Sale Service on terms that are not unreasonably discriminatory, subject to such orders, rules or regulations as the SEC may adopt.