Securities Are Not Registered. (a) The Holder understands that the Warrant and the Exercise Shares have not been registered under the Securities Act of 1933, as amended (the "Act") on the basis that no
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aradigm Corp), Securities Purchase Agreement (Aradigm Corp), Registration Rights Agreement (Virologic Inc)
Securities Are Not Registered. (aA) The Holder understands that the Warrant Warrant, the Exercise Shares and the Exercise Underlying Shares have not been registered under the Securities Act of 1933, as amended (the "ActACT") on the basis that nono distribution or public offering of the stock of the Company is to
Appears in 2 contracts
Samples: Toucan Capital Fund II, LP, Northwest Biotherapeutics Inc
Securities Are Not Registered. (aA) The Holder understands that the Warrant Warrant, the Exercise Shares and the Exercise Underlying Shares have not been registered under the Securities Act of 1933, as amended (the "Act") on the basis that nono distribution or public offering of the stock of the Company is to be effected by the Holder. The Holder realizes that the basis for the exemption may not be present
Appears in 2 contracts
Samples: Recapitalization Agreement (Northwest Biotherapeutics Inc), Recapitalization Agreement (Toucan Capital Fund II, LP)
Securities Are Not Registered. (a) The Holder understands that the Warrant Warrant, the Exercise Shares and the Exercise Underlying Shares have not been registered under the Securities Act of 1933, as amended (the "Act") on the basis that nono distribution or public offering of the stock of the Company is to
Appears in 1 contract
Samples: Northwest Biotherapeutics Inc
