Common use of Secondary Market Trading and Standard & Poor’s Clause in Contracts

Secondary Market Trading and Standard & Poor’s. If the Public Securities are not listed on a national securities exchange and if requested by the Representative, the Company will apply to be included in Standard & Poor’s Daily News and Corporation Records Corporate Descriptions commencing on the Effective Date and expiring on the earlier of five (5) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative.

Appears in 7 contracts

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)

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Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, New York Stock Exchange or AMEX or quoted on the Nasdaq Global Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.

Appears in 3 contracts

Samples: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Seanergy Maritime Corp.)

Secondary Market Trading and Standard & Poor’s. If Unless the Public Securities are not listed or quoted, as the case may be, on a national securities exchange and if requested by the RepresentativeNew York Stock Exchange, the American Stock Exchange or the NASDAQ Global Market, the Company (a) will apply to be included in Standard & Poor’s Daily News and Corporation Records Corporate Descriptions commencing on the Effective Date and expiring on the earlier for a period of five (5) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionallyconsummation of a Business Combination, the Company (b) shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the RepresentativeRepresentatives; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company jurisdiction and (c) shall also take such other action as may be reasonably requested by the Representative Representatives to obtain a secondary market trading exemption in such other states as may be requested by the RepresentativeRepresentatives.

Appears in 2 contracts

Samples: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, New York Stock Exchange or AMEX or quoted on the NASDAQ Global Market or NASDAQ Capital Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.

Appears in 2 contracts

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the RepresentativeNew York Stock Exchange, the Nasdaq Stock Market or AMEX: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (GSME Acquisition Partners I)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, exchange: (a) the Company will apply to be included in the Mergent Manual, Inc. or Standard & Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier of five (5) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, (b) the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The , and (c) the Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (Empeiria Acquisition Corp)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the RepresentativeNew York Stock Exchange, the Nasdaq Stock Market or AMEX: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the RepresentativeRepresentatives; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative Representatives to obtain a secondary market trading exemption in such other states as may be requested by the RepresentativeRepresentatives.

Appears in 1 contract

Samples: Underwriting Agreement (Chardan 2008 China Acquisition Corp.)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a the AMEX or such other national securities exchange and if requested by the Representative, exchange: (a) the Company will apply to be included in the Mergent Manual, Inc. or Standard & Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier of five (5) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, (b) the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The , and (c) the Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (Australia Acquisition Corp)

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Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, New York Stock Exchange or AMEX or quoted on the Nasdaq Global Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.. Broadband Capital Management LLC , 2008

Appears in 1 contract

Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, New York Stock Exchange or AMEX or quoted on the Nasdaq Global Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions within the U.S. as may reasonably be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (China Fundamental Acquisition Corp)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the Representative, New York Stock Exchange or AMEX or quoted on the Nasdaq Global Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.. Broadband Capital Management LLC March [ ], 2008

Appears in 1 contract

Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed or quoted, as the case may be, on a national securities exchange and if requested by the RepresentativeNew York Stock Exchange, the American Stock Exchange or The NASDAQ Stock Market: (a) the Company will apply to be included in Standard & Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (Indas Green Acquisition CORP)

Secondary Market Trading and Standard & Poor’s. If In the event the Public Securities are not listed on a national securities exchange and if requested by the RepresentativeNew York Stock Exchange, AMEX, the NASDAQ Global Market or NASDAQ Capital Market: (a) the Company will apply to be included in Standard & and Poor’s Daily News and Corporation Records Corporate Descriptions for a period commencing on the Effective Date and expiring on the earlier fifth anniversary of five the consummation of a Business Combination, (5b) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act. Additionally, the Company shall take such steps as may be necessary to obtain a secondary market trading exemption for the Public Securities Company’s securities in such jurisdictions as may be requested by the Representative; provided, however, no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. The Company shall also take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in I such other states as may be requested by the Representative.

Appears in 1 contract

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP)

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