SEC Disclosure. The Common Stock of the Company is registered pursuant to Section 12(b) or 12(g) of the Securities Exchange Act, and the Company has timely filed all proxy statements, reports, schedules, forms, statements and other documents required to be filed by it under the Securities Exchange Act. The Company has filed (a) its Annual Report on Form 10-K for the fiscal year ended December 31, 2011 and (b) its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2012 (collectively, the “SEC Reports”). Each SEC Report was, at the time of its filing, in substantial compliance with the requirements of its respective form and none of the SEC Reports, nor the financial statements (and the notes thereto) included in the SEC Reports, as of their respective filing dates, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company included in the SEC Reports comply as to form in all material respects with applicable accounting requirements and the published rules and regulations of the United States Securities and Exchange Commission or other applicable rules and regulations with respect thereto. Such financial statements have been prepared in accordance with GAAP applied on a consistent basis during the periods involved (except (i) as may be otherwise indicated in such financial statements or the notes thereto or (ii) in the case of unaudited interim statements, to the extent they may not include footnotes or may be condensed) and fairly present in all material respects the financial condition, the results of operations and the cash flows of the Company and its Subsidiaries, on a consolidated basis, as of, and for, the periods presented in each such SEC Report.
Appears in 1 contract
Sources: Note and Warrant Purchase Agreement (Cti Industries Corp)
SEC Disclosure. The Class A Common Stock of the Company is registered pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the Company has timely filed all proxy statements, reports, schedules, forms, statements and other documents required to be filed by it under the Securities Exchange Act. The Company has filed (a) its Annual Report on Form 10-K for the fiscal year ended December 31, 2011 2002 and (b) its Quarterly Report on Form 10-Q for the fiscal quarter ended March October 31, 2012 2003 (collectively, the “SEC Reports”). Each SEC Report was, at the time of its filing, in substantial compliance with the requirements of its respective form and none of the SEC Reports, nor the financial statements (and the notes thereto) included in the SEC Reports, as of their respective filing dates, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company included in the SEC Reports comply as to form in all material respects with applicable accounting requirements and the published rules and regulations of the United States Securities and Exchange Commission or other applicable rules and regulations with respect thereto. Such financial statements have been prepared in accordance with GAAP applied on a consistent basis during the periods involved (except (i) as may be otherwise indicated in such financial statements or the notes thereto or (ii) in the case of unaudited interim statements, to the extent they may not include footnotes or may be condensed) and fairly present in all material respects the financial condition, the results of operations and the cash flows of the Company and its Subsidiaries, on a consolidated basis, as of, and for, the periods presented in each such SEC Report.
Appears in 1 contract
Sources: Note and Warrant Purchase Agreement (Morton Industrial Group Inc)
SEC Disclosure. The Class A Common Stock of the Company is registered pursuant to Section 12(b) or 12(g) of the Securities Exchange ActAct of 1934, as amended (the "EXCHANGE ACT"), and the Company has timely filed all proxy statements, reports, schedules, forms, statements and other documents required to be filed by it under the Securities Exchange Act. The Company has filed (a) its Annual Report on Form 10-K for the fiscal year ended December 31, 2011 2002 and (b) its Quarterly Report on Form 10-Q for the fiscal quarter ended March October 31, 2012 2003 (collectively, the “"SEC Reports”REPORTS"). Each SEC Report was, at the time of its filing, in substantial compliance with the requirements of its respective form and none of the SEC Reports, nor the financial statements (and the notes thereto) included in the SEC Reports, as of their respective filing dates, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company included in the SEC Reports comply as to form in all material respects with applicable accounting requirements and the published rules and regulations of the United States Securities and Exchange Commission or other applicable rules and regulations with respect thereto. Such financial statements have been prepared in accordance with GAAP applied on a consistent basis during the periods involved (except (i) as may be otherwise indicated in such financial statements or the notes thereto or (ii) in the case of unaudited interim statements, to the extent they may not include footnotes or may be condensed) and fairly present in all material respects the financial condition, the results of operations and the cash flows of the Company and its Subsidiaries, on a consolidated basis, as of, and for, the periods presented in each such SEC Report.
Appears in 1 contract
Sources: Note and Warrant Purchase Agreement (Morton Industrial Group Inc)