Rules of NASD, etc. (a) In providing services hereunder, Distributor will comply with the Rules of the NASD, the federal securities laws and the rules thereunder and the securities laws and regulations of each state and other jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 27 contracts
Samples: Distribution Agreement (Monteagle Funds), Distribution Agreement (Hussman Investment Trust), Distribution Agreement (Veracity Funds)
Rules of NASD, etc. (a) In providing services hereunder, Distributor will comply with conform to the Rules of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 17 contracts
Samples: Distribution Agreement (Shepherd Street Funds Inc), Distribution Agreement (Uc Investment Trust), Distribution Agreement (Watchdog Fund Trust)
Rules of NASD, etc. (a) In providing services hereunder, The Distributor will comply with conform to the Rules of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 9 contracts
Samples: Distribution Agreement (Skyhawk Funds Trust), Distribution Agreement (Dreman Contrarian Funds), Distribution Agreement (Dreman Contrarian Funds)
Rules of NASD, etc. (a) In providing services hereunder, Distributor will comply with conform to the Conduct Rules of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 3 contracts
Samples: Distribution Agreement (Westport Funds), Distribution Agreement (Gannett Welsh & Kotler Funds), Distribution Agreement (Gannett Welsh & Kotler Funds)
Rules of NASD, etc. (a) In providing services hereunder, Distributor and its agents and employees will comply with conform to the Rules of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 2 contracts
Samples: Distribution Agreement (Surgeons Diversified Investment Fund), Distribution Agreement (Surgeons Diversified Investment Fund)
Rules of NASD, etc. (a) In providing services hereunder, The Distributor will comply with conform to the NASD Rules of the NASD, the federal securities laws and the rules thereunder and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 1 contract
Rules of NASD, etc. (a) In providing services hereunder, "The Distributor will comply with conform to the Rules of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 1 contract
Rules of NASD, etc. (a) In providing services hereunder, Distributor will comply with conform to the Rules of Fair Practice of the NASD, the federal securities laws and the rules thereunder NASD and the securities laws and regulations of each state and other any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 1 contract
