Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 64 contracts
Samples: Subordinated Note Purchase Agreement (California BanCorp), Subordinated Note Purchase Agreement (CB Financial Services, Inc.), Subordinated Note Purchase Agreement (Southern States Bancshares, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 13 contracts
Samples: Form of Subordinated Note Purchase Agreement (County Bancorp, Inc.), Subordinated Note Purchase Agreement (FS Bancorp, Inc.), Subordinated Note Purchase Agreement (HarborOne Bancorp, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to the request of any seller Purchaser or subsequent holder of such any Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 10 contracts
Samples: Subordinated Note Purchase Agreement (Mercantile Bank Corp), Subordinated Note Purchase Agreement (MainStreet Bancshares, Inc.), Subordinated Note Purchase Agreement (MVB Financial Corp)
Rule 144A Information. While any the Subordinated Notes remain Note remains a “restricted securitiessecurity” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes Note the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 5 contracts
Samples: Form of Subordinated Note Purchase Agreement (California BanCorp), Subordinated Note Purchase Agreement (FVCBankcorp, Inc.), Subordinated Note Purchase Agreement (Delmar Bancorp)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Securities Exchange ActAct of 1934, as amended.
Appears in 3 contracts
Samples: Subordinated Note Purchase Agreement (Carolina Trust BancShares, Inc.), Subordinated Note Purchase Agreement (Smartfinancial Inc.), Subordinated Note Purchase Agreement (Xenith Bankshares, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of Rule 144(a) promulgated under the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 3 contracts
Samples: Subordinated Note Purchase Agreement (Ameriserv Financial Inc /Pa/), Subordinated Note Purchase Agreement (Codorus Valley Bancorp Inc), Subordinated Note Purchase Agreement (Howard Bancorp Inc)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon reasonable request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange ActAct (as defined below).
Appears in 2 contracts
Samples: Subordinated Note Purchase Agreement (Bank of Commerce Holdings), Subordinated Note Purchase Agreement (Tectonic Financial, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Securities Exchange ActAct of 1934, as amended.
Appears in 2 contracts
Samples: Form of Subordinated Note Purchase Agreement (Blue Ridge Bankshares, Inc.), Subordinated Note Purchase Agreement (Sterling Bancorp, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or Section 15(d) of the Exchange Act.
Appears in 2 contracts
Samples: Subordinated Note Purchase Agreement (First Bancshares Inc /MS/), Form of Subordinated Note Purchase Agreement (Enterprise Bancorp Inc /Ma/)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 2 contracts
Samples: Form of Subordinated Note Purchase Agreement (Village Bank & Trust Financial Corp.), Form of Subordinated Note Purchase Agreement (Quaint Oak Bancorp Inc)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to request of any seller Purchaser or subsequent holder of such any Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 2 contracts
Samples: Subordinated Note Purchase Agreement (Financial Institutions Inc), Subordinated Note Purchase Agreement (Financial Institutions Inc)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.. 000-0000-0000/2/AMERICAS
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Capital Bancorp Inc)
Rule 144A Information. While any Subordinated Notes remain Note remains “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes Note the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 1 contract
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.. 5.9
Appears in 1 contract
Samples: Execution Copy Subordinated Note Purchase Agreement (Sound Financial Bancorp, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of Purchaser that proposes to sell such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Five Star Bancorp)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller or prospective purchaser of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or Section 15(d) of the Exchange Act.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (South Plains Financial, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.. 102885425.2
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Triumph Bancorp, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to the request of any seller Purchaser or subsequent holder of such any Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then continues to be subject to Section 13 or 15(d) of the Exchange Act.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (MainStreet Bancshares, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, available to any seller of such Subordinated Notes Notes, upon request, the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Farmers & Merchants Bancorp Inc)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then at the time of such request subject to Section 13 or Section 15(d) of the Exchange Act.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Reliant Bancorp, Inc.)
Rule 144A Information. While any Subordinated Notes remain “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request, to any seller of Purchaser that proposes to sell such Subordinated Notes the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Five Star Bancorp)
