Common use of Rule 144 and Rule 144A Clause in Contracts

Rule 144 and Rule 144A. The Company covenants that (a) during any period that it is required to file reports under the Securities Act or the Exchange Act, it shall file all reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act pursuant to the exemptions provided by Rule 144 and Rule 144A. Upon the request of any Holder, the Company shall deliver to such Holder a written statement as to whether such Issuer has complied with such information requirements. Nothing in this Section 8 shall be deemed to require the Company to register any Securities pursuant to the Exchange Act.

Appears in 6 contracts

Samples: Registration Rights Agreement (Leucadia National Corp), Registration Rights Agreement (Leucadia National Corp), Registration Rights Agreement (Leucadia National Corp)

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Rule 144 and Rule 144A. The Company Each of the Issuers covenants that (a) during any period that it is required to file reports under the Securities Act or the Exchange Act, it shall file all reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company Each of the Issuers shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act pursuant to the exemptions provided by Rule 144 and Rule 144A. Upon the request of any Holder, each of the Company Issuers and the Guarantors shall deliver to such Holder a written statement as to whether such Issuer or Guarantor has complied with such information requirements. Nothing in this Section 8 9 shall be deemed to require the Company Issuers to register any Securities pursuant to the Exchange Act.

Appears in 4 contracts

Samples: Registration Rights Agreement (Majestic Star Casino LLC), Registration Rights Agreement (Majestic Star Casino LLC), Registration Rights Agreement (Majestic Investor Capital Corp)

Rule 144 and Rule 144A. The At all times during which the Company covenants that (a) during any period that it is required subject to file reports under the Securities Act or periodic reporting requirements of the Exchange Act, the Company covenants that it shall file all will file, on a timely basis, the reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that the Exchange Act and the rules and regulations adopted by the SEC thereunder, and it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company shall will take such further action as any Holder may reasonably requestrequest (including, without limitation, compliance with the current public information requirements of Rule 144(c) and Rule 144A under the Securities Act), all to the extent required from time to time to enable such Holder the Holders to sell Registrable Securities without registration under the Securities Act pursuant to within the exemptions limitation of the conditions provided by (a) Rule 144 and under the Securities Act, as such Rule 144A. may be amended from time to time, (b) Rule 144A under the Securities Act, as such Rule may be amended from time to time, or (c) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any a Holder, the Company shall deliver will provide reasonable and customary assistance to facilitate such Holder a written statement as to whether such Issuer has complied with such information requirementsHolder's sale of Registrable Securities in block trades or other similar transactions. Nothing Notwithstanding the foregoing, nothing in this Section 8 10 shall be deemed to require the Company to register any Securities of it securities pursuant to the Exchange Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Goldman Sachs Group Inc), Registration Rights Agreement (Orion Power Holdings Inc)

Rule 144 and Rule 144A. The Company covenants that (a) during any period that it is required to file reports under the Securities Act or the Exchange Act, it shall file all reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act pursuant to the exemptions provided by Rule 144 and Rule 144A. Upon the request of any Holder, each of the Company and the Guarantors shall deliver to such Holder a written statement as to whether such Issuer or Guarantor has complied with such information requirements. Nothing in this Section 8 shall be deemed to require the Company to register any Securities pursuant to the Exchange Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Wornick CO Right Away Division, L.P.), Registration Rights Agreement (TWC Holding Corp.)

Rule 144 and Rule 144A. The At all times during which the Company covenants that (a) during any period that it is required subject to file reports under the Securities Act or periodic reporting requirements of the Exchange Act, the Company covenants that it shall file all will use reasonable best efforts to file, on a timely basis, the reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that the Exchange Act and the rules and regulations adopted by the SEC thereunder, and it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company shall will take such further action as any Holder may reasonably requestrequest (including, without limitation, compliance with the current public information requirements of Rule 144(c) and Rule 144A under the Securities Act), all to the extent required from time to time to enable such Holder the Holders to sell Registrable Securities Shares without registration under the Securities Act pursuant to within the exemptions limitation of the conditions provided by (a) Rule 144 and under the Securities Act, as such Rule 144A. may be amended from time to time, (b) Rule 144A under the Securities Act, as such Rule may be amended from time to time, or (c) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any a Holder, the Company shall deliver will provide reasonable and customary assistance to facilitate such Holder a written statement as to whether such Issuer has complied with such information requirementsHolder’s sale of Registrable Shares in block trades or other similar transactions. Nothing Notwithstanding the foregoing, nothing in this Section 8 2.9 shall be deemed to require the Company to register any Securities of its securities pursuant to the Exchange Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Westside Energy Corp), Registration Rights Agreement (Crusader Energy Group Inc.)

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Rule 144 and Rule 144A. The Company Issuer and each of the Guarantors covenants that it shall (a) during any period that it is required to file reports under the Securities Act or the Exchange Act, it shall file all reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 (if so required) under the Securities Act and (b) during the Exchange Act in a timely manner and, if at any period that it time any such Person is not required to file such reports, it shallwill, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Transfer Restricted Securities and to any prospective purchaser of Registrable Transfer Restricted Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities sales pursuant to Rule 144A. The Company shall 144A and (b) take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Transfer Restricted Securities without registration under the Securities Act pursuant to the exemptions provided by Rule 144 and Rule 144A. Upon the request of any Holder, the Company Issuer and each of the Guarantors shall deliver to such Holder a written statement as to whether the Issuer or such Issuer Guarantor has complied with such information requirements. Nothing in this Section 8 shall be deemed to require the Company Issuer or any of the Guarantors to register any Securities pursuant to the Exchange Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Radiologix Inc), Registration Rights Agreement (Radiologix Inc)

Rule 144 and Rule 144A. The Company covenants to the holders of Registrable Shares and the Purchasers that (a) during any period that to the extent it is shall be required to file reports do so under the Securities Act or the Exchange Act, it the Company shall timely file all the reports required to be filed by it under the Exchange Act or the Securities Act (including the reports under Sections 13 and 15(d) of the Exchange Act referred to in a timely manner in order to permit resales subparagraph (c)(1) of Registrable Securities pursuant to Rule 144 adopted by the Commission under the Securities Act Act) and (b) during any period that it is not required to file such reportsthe rules and regulations adopted by the Commission thereunder, it shall, upon the request of any Holder, shall make available to each Holder or beneficial owner holder of Registrable Securities Shares and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the Purchasers the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company ), and shall take such further action as any Holder holder of Registrable Shares or the Purchasers may reasonably request, all to the extent required from time to time to enable such Holder holder to sell Registrable Securities Shares or the Purchasers to sell Common Stock without registration under the Securities Act pursuant to within the limitations of the exemptions provided by Rule 144 and or Rule 144A. 144A under the Securities Act, as such Rules may be amended from time to time, or any similar or successor rule or regulation hereafter adopted by the Commission. Upon the request of any Holderholder of Registrable Shares or the Purchasers in connection with that holder's or the Purchasers' sale pursuant to Rule 144 or Rule 144A, the Company shall deliver to such Holder holder or the Purchasers a written statement as to whether such Issuer it has complied with such information requirements. Nothing in this Section 8 shall be deemed to require the Company to register any Securities pursuant to the Exchange Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Weisel Thomas Partners Group LLC/Ca), Registration Rights Agreement (Optika Inc)

Rule 144 and Rule 144A. The Company covenants that (a) during any period that it is required to file reports under the Securities Act or the Exchange Act, it shall file all reports required to be filed by it in a timely manner in order to permit resales of Registrable Securities pursuant to Rule 144 under the Securities Act and (b) during any period that it is not required to file such reports, it shall, upon the request of any Holder, make available to each Holder or beneficial owner of Registrable Securities and to any prospective purchaser of Registrable Securities designated by such Holder or beneficial owner the information required by Rule 144A(d)(4) under the Securities Act to permit resales of Registrable Securities pursuant to Rule 144A. The Company shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act pursuant to the exemptions provided by Rule 144 and Rule 144A. Upon the request of any Holder, the Company shall deliver to such Holder a written statement as to whether such Issuer the Company has complied with such information requirements. Nothing in this Section 8 shall be deemed to require the Company to register any Securities pursuant to the Exchange Act.

Appears in 1 contract

Samples: Registration Rights Agreement (TWC Holding Corp.)

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