Common use of Rule 144 and Rule 144A Clause in Contracts

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 24 contracts

Samples: Registration Rights Agreement (Weber Inc.), Stockholders Agreement (Calyxt, Inc.), Contribution Agreement (Goosehead Insurance, Inc.)

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Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or and the Exchange Act and the rules and regulations adopted by the Commission thereunder (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any HolderHolder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, information) and (ii) it will take such further action as any Holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, (B) as such Rule 144A may be amended from time to time, or (Cb) any similar rule or regulation hereafter adopted by the SECCommission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting such requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject ninety (90) days after the effective date of the first registration statement filed by the Company). After any sale of Registrable Securities pursuant to this Section 4, the Company will, to the extent allowed by law, cause any restrictive legends to be removed and any transfer restrictions relating to the absence of registration under the Securities Act to be rescinded with respect to such reporting requirementsRegistrable Securities. In order to permit the Holders of Registrable Securities to sell the same, if they so desire, pursuant to Rule 144A promulgated by the Commission (or any successor to such rule) (“Rule 144A”), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy the Company will comply with all rules and regulations of the most recent annual or quarterly report Commission applicable in connection with use of Rule 144A. Prospective transferees of Registrable Securities that are Qualified Institutional Buyers (as defined in Rule 144A) which would be purchasing such Registrable Securities in reliance upon Rule 144A may request from the Company information regarding the business, operations and assets of the Company. Within five (5) business days after receipt by the Company of any such request, the Company shall deliver to any such prospective transferee copies of annual audited and such other reports and documents so filed by quarterly unaudited financial statements of the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of required to be supplied by the SEC which permits the selling of any such securities without registration or pursuant Company for it to such form.comply with Rule 144A.

Appears in 10 contracts

Samples: Agreement and Plan of Merger (Blackhawk Biofuels, LLC), Agreement and Plan of Merger (Blackhawk Biofuels, LLC), Registration Rights Agreement (REG Newco, Inc.)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalentsand any Registrable Bonds remain outstanding, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Actrules and regulations adopted by the SEC thereunder; provided, as such Rule may be amended (“Rule 144”)) orhowever, that if the Company is not ceases to be so required to file such reports, it will, upon the request of any HolderHolder of Registrable Bonds, (a) make publicly available other such information so long as is necessary to permit sales by of its securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of its securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (iic) it will take such further action as any Holder may reasonably requestthat is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities Bonds without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable SecuritiesBonds, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. No Inconsistent Agreements. The Company has not entered into, nor will the reporting requirements Company on or after the date of Rule 144this Agreement enter into, any agreement which is inconsistent with the Securities Act and rights granted to the Exchange Act (at any time after it has become subject to such reporting requirements), Holders of Registrable Bonds in this Agreement or that it qualifies as otherwise conflicts with the provisions hereof without the written consent of Holders of a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy majority in aggregate principal amount of the most recent annual or quarterly report outstanding Registrable Bonds. The rights granted to the Holders hereunder do not in any way conflict with and are not inconsistent with the rights granted to the holders of the Company Company's other issued and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of outstanding securities under any such securities without registration or pursuant to such formagreements.

Appears in 8 contracts

Samples: Registration Rights Agreement (Entergy Gulf States Inc), Registration Rights Agreement (Entergy Gulf States Inc), Registration Rights Agreement (Entergy Arkansas Inc)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Act, as such Rule may be amended (“Rule 144”)) or, if rules and regulations adopted by the SEC thereunder. If the Company is not subject to the reporting requirements of Section 13 or 15 of the Exchange Act, the Company also covenants that it will provide the information required pursuant to file such reports, it will, Rule 144A(d)(4) under the Securities Act upon the request of any Holder, make publicly available other information so long as necessary Holder which continue to permit sales by such Holder under be “restricted securities” within the meaning of Rule 144, Rule 144A 144(a)(3) under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder holder of such Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, as such Rule may be amended from time to time, so long as such provision does not require the public filing of information relating to the Company which the Company is not otherwise required to file, (Bb) Rule 144A under the Securities Act, as such Rule may be amended from time to time, or (Cc) any similar rule or regulation hereafter adopted by the SECSEC that does not require the public filing of information relating to the Company. Upon the request of any Holder of Registrable SecuritiesHolder, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 7 contracts

Samples: Registration Rights Agreement (Derma Sciences Inc), Registration Rights Agreement (Derma Sciences, Inc.), Registration Rights Agreement (Derma Sciences, Inc.)

Rule 144 and Rule 144A. If the Company Splitco shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Splitco Common Stock or Company Shares Common Stock Equivalents, the Company Splitco covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company Splitco is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company Splitco will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 6 contracts

Samples: Reorganization Agreement (Cannae Holdings, Inc.), Joinder Agreement (Cannae Holdings, Inc.), Reorganization Agreement (Fidelity National Financial, Inc.)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents1934 Act, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities 1933 Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange 1934 Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Act, as such Rule may be amended (“Rule 144”)) or, if rules and regulations adopted by the SEC thereunder. If the Company is not ceases to be so required to file such reports, the Company covenants that it will, will upon the request of any Holder, Holder of Registrable Shares (a) make publicly available other such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, 1933 Act and (ii) it will take such further action as any Holder of Registrable Shares may reasonably request, all and (c) take such further action that is reasonable in the circumstances, in each case to the extent required from time to time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities 1933 Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (Bii) Rule 144A under the 1933 Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements (at any time after 90 days after the reporting requirements effective date of Rule 144, the Securities first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the 1933 Act and the Exchange 1934 Act (at any time after it has become subject to such the reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifiesrequirements of the 1934 Act), a copy of the most recent annual or and quarterly report report(s) of the Company Company, and such other reports reports, documents or stockholder communications of the Company, and documents so filed by the Company and take such other information further actions consistent with this Section 9.1, as a Holder may be reasonably requested request in availing any Holder itself of any rule or regulation of the SEC which permits the selling of allowing a Holder to sell any such securities Registrable Shares without registration or pursuant to such formregistration.

Appears in 5 contracts

Samples: Registration Rights Agreement (ZAIS Financial Corp.), Registration Rights Agreement (Polar Star Realty Trust Inc.), Form of Registration Rights Agreement (Nordic Realty Trust, Inc.)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Act, as such Rule may be amended (“Rule 144”)) or, if rules and regulations adopted by the SEC thereunder. If the Company is not subject to the reporting requirements of Section 13 or 15 of the Exchange Act, the Company also covenants that it will provide the information required pursuant to file such reports, it will, Rule 144A(d)(4) under the Securities Act upon the request of any Holder, make publicly available other information so long as necessary Holder which continue to permit sales by such Holder under be "restricted securities" within the meaning of Rule 144, Rule 144A 144(a)(3) under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder holder of such Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, as such Rule may be amended from time to time, so long as such provision does not require the public filing of information relating to the Company which the Company is not otherwise required to file, (Bb) Rule 144A under the Securities Act, as such Rule may be amended from time to time, or (Cc) any similar rule or regulation hereafter adopted by the SECSEC that does not require the public filing of information relating to the Company. Upon the request of any Holder of Registrable SecuritiesHolder, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 5 contracts

Samples: Registration Rights Agreement (Derma Sciences Inc), Registration Rights Agreement (Derma Sciences Inc), Registration Rights Agreement (Derma Sciences Inc)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant or the Issuer Trust is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the and any Registrable Securities Act in respect remain outstanding, each of the Company Shares or Company Shares Equivalentsand the Issuer Trust, as the Company covenants that (i) so long as it remains subject case may be, will use its best efforts to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Actrules and regulations adopted by the Commission thereunder, as such Rule may be amended (“Rule 144”)) or, if the Company is not it ceases to be so required to file such reports, it will, upon the request of any Holder, Holder of Registrable Securities (a) make publicly available other such information so long as is necessary to permit sales by of their securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of their securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably request, all and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SECCommission. Upon the request of any Holder of Registrable Securities, the Company or the Issuer Trust, as the case may be, will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 5 contracts

Samples: Registration Rights Agreement (City Holding Capital Trust), Registration Rights Agreement (Provident Trust I), Registration Rights Agreement (FCB/Sc Capital Trust I)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. To the reporting requirements of extent any Holder desires to sell Registrable Securities pursuant to Rule 144, the Securities Act Company agrees to provide customary instructions to the transfer agent to remove any restrictive legends from such Shares and to provide or cause any customary opinions of counsel to be delivered to the Exchange Act (at transfer agent in connection with any time after it has become subject to such reporting requirements)sale. In addition, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by agrees to remove any restrictive legend from the Company and such other information as may be reasonably requested in availing Registrable Securities upon the reasonable request of any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formas soon as reasonably permitted by applicable law and customary practice (including customary transfer agent practices).

Appears in 5 contracts

Samples: Assumption Agreement (KLX Energy Services Holdings, Inc.), Assumption Agreement (KLX Energy Services Holdings, Inc.), Assumption Agreement (KLX Energy Services Holdings, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will use reasonable best efforts to timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Majority Holder, make publicly available other information so long as necessary to permit sales by such Majority Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Majority Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Majority Holder of Registrable Securities, the Company will deliver to such Majority Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 F-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Majority Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 3 contracts

Samples: Registration Rights Agreement (CureVac B.V.), Registration Rights Agreement (CureVac N.V.), Registration Rights Agreement (CureVac B.V.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Equity or Company Shares Common Equity Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: Severance Agreement (Cobalt International Energy, Inc.), Registration Rights Agreement (Cobalt International Energy, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a ---------------------- registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or and the Exchange Act and the rules and regulations adopted by the Commission thereunder (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holderholder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, information) and (ii) it will take such further action as any Holder holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, (B) as such Rule 144A may be amended from time to time or (Cb) any similar rule or regulation hereafter adopted by the SECCommission. Upon the request of any Holder holder of Registrable Securities, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with such requirements. After any sale of Registrable Securities pursuant to this Section 4, the reporting requirements Company will, to the extent allowed by law, cause any restrictive legends to be removed and any transfer restrictions to be rescinded with respect to such Registrable Securities. In order to permit the holders of Registrable Securities to sell the same, if they so desire, pursuant to Rule 144A promulgated by the Commission (or any successor to such rule), the Company will comply with all rules and regulations of the Commission applicable in connection with use of Rule 144144A (or any successor thereto). Prospective transferees of Registrable Securities that are Qualified Institutional Buyers (as defined in Rule 144A) which would be purchasing such Registrable Securities in reliance upon Rule 144A may request from the Company information regarding the business, operations and assets of the Company. Within five business days of any such request, the Securities Act Company shall deliver to any such prospective transferee copies of annual audited and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy quarterly unaudited financial statements of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of required to be supplied by the SEC which permits the selling of any such securities without registration or pursuant Company for it to such form.comply with Rule 144A.

Appears in 2 contracts

Samples: Registration Rights Agreement (Hightower Jack), Registration Rights Agreement (Pure Resources Inc)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A 144A, (C) Regulation S under the Securities Act or (CD) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will promptly deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Fintech Acquisition Corp. II), Joinder Agreement (International Money Express, Inc.)

Rule 144 and Rule 144A. If For so long as Dominion Resources or the Company shall have filed a registration statement pursuant ---------------------- Trust is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant and any Registrable Securities remain outstanding, Dominion Resources and the Trust, as the case may be, will use their reasonable best efforts to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred and the rules and regulations adopted by the Commission thereunder, that if it ceases to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not so required to file such reports, it will, upon the request of any Holder, Holder of Registrable Securities (a) make publicly available other such information so long as is necessary to permit sales by of their securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of their securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably request, all and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SECCommission. Upon the request of any Holder of Registrable Securities, Dominion Resources and the Company Trust will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: And Registration Rights Agreement (Dominion Resources Inc /Va/), Exchange and Registration Rights Agreement (Dominion Resources Inc /Va/)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: Registration Rights Agreement (Americold Realty Trust), Registration Rights Agreement (Americold Realty Trust)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A 144A, (C) Regulation S under the Securities Act or (CD) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: Assumption Agreement (TGPX Holdings I LLC), Assumption Agreement (Traeger, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains the Issuer or the Parent Guarantor is subject to the reporting provisions requirements of Section 13 or 15 of the Exchange 1934 Act, it the Issuer and the Parent Guarantor covenant that they will timely use reasonable best efforts to file the reports required to be filed by it each of them under the Securities 1933 Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange 1934 Act referred and the rules and regulations adopted by the SEC thereunder in a timely manner. If the Issuer or the Parent Guarantor ceases to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not so required to file such reports, it will, the Issuer and the Parent Guarantor covenant that they will upon the request of any Holder, Holder of Registrable Securities (a) make publicly available other such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (b) deliver such Holder information to a prospective purchaser as is necessary under Rule 144, applicable rules and regulations to permit sales pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, 1933 Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably request, all and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities 1933 Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (Bii) Rule 144A under the 1933 Act, as such Rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company Issuer will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. The Issuer’s obligations under this Clause 5.1 shall terminate upon the reporting requirements later of Rule 144, the Securities Act consummation of the Exchange Offer and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formEffectiveness Period.

Appears in 2 contracts

Samples: Registration Rights Agreement (Brandbev S.a r.l.), Registration Rights Agreement (Cobrew SA/NV)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will use commercially reasonable efforts to timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the reasonable request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. To the reporting requirements of extent any Holder desires to sell Registrable Securities pursuant to Rule 144, the Securities Act Company agrees to provide customary instructions to the transfer agent to remove any restrictive legends from such Shares and to provide or cause any customary opinions of counsel to be delivered to the Exchange Act (at transfer agent in connection with any time after it has become subject to such reporting requirements)sale. In addition, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by agrees to remove any restrictive legend from the Company and such other information as may be reasonably requested in availing Registrable Securities upon the reasonable request of any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formas soon as reasonably permitted by applicable law and customary practice (including customary transfer agent practices).

Appears in 2 contracts

Samples: Assumption Agreement (Covia Holdings Corp), Stockholders Agreement (Fairmount Santrol Holdings Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement Registration Statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement Registration Statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsStock, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A 144 or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 2 contracts

Samples: Registration Rights Agreement (Kingfish Holding Corp), Agreement and Plan of Merger (Kingfish Holding Corp)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder Xxxxxx a written statement by the Company that as to whether it has complied with such requirements. To the reporting requirements of extent any Holder desires to sell Registrable Securities pursuant to Rule 144, the Securities Act Company agrees to provide customary instructions to the transfer agent to remove any restrictive legends from such Shares and to provide or cause any customary opinions of counsel to be delivered to the Exchange Act (at transfer agent in connection with any time after it has become subject to such reporting requirements)sale. In addition, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by agrees to remove any restrictive legend from the Company and such other information as may be reasonably requested in availing Registrable Securities upon the reasonable request of any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formas soon as reasonably permitted by applicable law and customary practice (including customary transfer agent practices).

Appears in 1 contract

Samples: Assumption Agreement (AeroClean Technologies, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains the Trust is subject to the reporting provisions requirements of Section 13 or 15(d) of the Exchange Act, the Trust covenants that it will timely file the reports required to be filed by it under the Securities Act Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred and the rules and regulations adopted by the Commission thereunder, that if it ceases to in subparagraph be so required to file such reports, it will upon the request of any Holder of Registrable Securities (c)(1i) of make publicly available or cause to be made publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (ii) deliver or cause to be delivered such information to a prospective purchaser as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably requestrequest in writing, all and (iii) take such further action or cause to be taken such further action that is reasonable in the circumstances, in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ax) Rule 144144 under the Securities Act, as such Rule may be amended from time to time, (By) Rule 144A under the Securities Act, as such Rule may be amended from time to time, or (Cz) any similar rule rules or regulation regulations hereafter adopted by the SECCommission. Upon the request of any Holder or proposed holder of Registrable Securities, the Trust will deliver or cause to be delivered to such Holder or proposed holder, to the extent not included in the filings of the Trust under Section 13(a) or 15(d) of the Exchange Act, audited consolidated financial statements of the Bank, of its subsidiaries on an annual basis and quarterly financial statements of the Bank and its subsidiaries. Upon the written request of any Holder of Registrable Securities, the Company Trust will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (Saul B F Real Estate Investment Trust)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant Issuer or ------------- ---------------------- the Guarantor is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the and any Registrable Securities Act in respect of the Company Shares or Company Shares Equivalentsremain outstanding, the Company covenants Issuer and the Guarantor, as the case may be, agrees that (ia) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely use its reasonable best efforts to file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred and the rules and regulations adopted by the SEC thereunder and (b) if it ceases to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not so required to file such reports, it will, upon the request of any HolderHolder of Registrable Securities, (i) make publicly available other such information so long as is necessary to permit sales by of their securities pursuant to Rule 144 under the Securities Act, (ii) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of their securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably requestrequest and (iii) take such further action that is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (B) Rule 144A under the Securities Act , as such rule may be amended from time to time, or (C) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company Issuer and the Guarantor will deliver to such Holder a written statement by the Company that as to whether or not it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (Yorkshire Power Group LTD)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalentsand any Registrable Units remain outstanding, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Actrules and regulations adopted by the SEC thereunder; provided, as such Rule may be amended (“Rule 144”)) orhowever, that if the Company is not ceases to be so required to file such reports, it will, upon the request of any HolderHolder of Registrable Units, (a) make publicly available other such information so long as is necessary to permit sales by of its securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of its securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (iic) it will take such further action as any Holder may reasonably requestthat is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities Units without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable SecuritiesUnits, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. No Inconsistent Agreements. The Company has not entered into, nor will the reporting requirements Company on or after the date of Rule 144this Agreement enter into, any agreement which is inconsistent with the Securities Act and rights granted to the Exchange Act (at any time after it has become subject to such reporting requirements), Holders of Registrable Units in this Agreement or that it qualifies as otherwise conflicts with the provisions hereof without the written consent of Holders of a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy majority of the most recent annual or quarterly report number of outstanding Registrable Units. The rights granted to the Holders hereunder do not in any way conflict with and are not inconsistent with the rights granted to the holders of the Company Company's other issued and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of outstanding securities under any such securities without registration or pursuant to such formagreements.

Appears in 1 contract

Samples: Registration Rights Agreement (Entergy Louisiana, LLC)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or and the Exchange Act and the rules and regulations adopted by the Commission thereunder (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holderholder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, information) and (ii) it will take such further action as any Holder holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, (B) as such Rule 144A may be amended from time to time or (Cb) any similar rule or regulation hereafter adopted by the SECCommission. Upon the request of any Holder holder of Registrable Securities, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with such requirements. After any sale of Registrable Securities pursuant to this Section 4, the reporting requirements Company will, to the extent allowed by law, cause any restrictive legends to be removed and any transfer restrictions to be rescinded with respect to such Registrable Securities. In order to permit the holders of Registrable Securities to sell the same, if they so desire, pursuant to Rule 144A promulgated by the Commission (or any successor to such rule), the Company will comply with all rules and regulations of the Commission applicable in connection with use of Rule 144144A (or any successor thereto). Prospective transferees of Registrable Securities that are Qualified Institutional Buyers (as defined in Rule 144A) which would be purchasing such Registrable Securities in reliance upon Rule 144A may request from the Company information regarding the business, operations and assets of the Company. Within five business days of any such request, the Securities Act Company shall deliver to any such prospective transferee copies of annual audited and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy quarterly unaudited financial statements of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of required to be supplied by the SEC which permits the selling of any such securities without registration or pursuant Company for it to such form.comply with Rule 144A.

Appears in 1 contract

Samples: Registration Rights Agreement (Brigham Exploration Co)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will shall timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it willshall, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will shall deliver to such Holder a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (V2X, Inc.)

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Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended ("Rule 144")) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended ("Rule 144A"), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A 144A, (C) Regulation S under the Securities Act or (CD) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will promptly deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (International Money Express, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains either of the Lessee and/or the Lease Guarantor is not subject to the reporting provisions requirements of Section 13 or 15 of the Exchange 1934 Act, the Lessee or Lease Guarantor, as the case may be, covenants that it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, Holder of Registrable Certificates (a) make publicly available other such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities 1933 Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (iic) it will take such further action as any Holder may reasonably requestthat is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities Certificates without registration under the Securities 1933 Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (Bii) Rule 144A under the 1933 Act, as such Rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable SecuritiesCertificates, the Company Lessee and Lease Guarantor will each deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. Each of the Lessee and the Lease Guarantor agrees to comply with the information obligations to the extent that it is required by applicable law or regulation. If either or both of the Lessee and the Lease Guarantor become subject to the reporting requirements of Rule 144Section 13 or 15 of the 1934 Act, each of the Securities Lessee and/or the Lease Guarantor, as the case may be, covenants that it will file the reports required to be filed by it under the 1933 Act and Section 13(a) or 15(d) of the 1934 Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company rules and such other reports and documents so filed regulations adopted by the Company and SEC thereunder, unless it ceases to be so required to file such other information as may be reasonably requested reports, in availing any Holder of any rule or regulation of which case it will comply with the SEC which permits covenants in the selling of any such securities without registration or pursuant to such formimmediately preceding paragraph.

Appears in 1 contract

Samples: Registration Rights Agreement (Firstenergy Corp)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Bisnode Holder may reasonably request, all to the extent required from time to time to enable such Bisnode Holder to sell Bisnode Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Bisnode Holder of Bisnode Registrable Securities, the Company will deliver to such Bisnode Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (Dun & Bradstreet Holdings, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains either of the ------------- ---------------------- Company and the Trust is subject to the reporting provisions requirements of Section 13 or 15 of the Exchange Act, it any Registrable Securities remain outstanding and to the extent required by Rule 144(k), each of the Company and the Trust will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred and the rules and regulations adopted by the SEC thereunder; provided, however, that if the Company or the Trust ceases to in subparagraph be so required to file such reports, each will, upon the request of any Holder of Registrable Securities (c)(1a) make publicly available such information as is necessary to permit sales of the Registrable Securities pursuant to Rule 144 under the Securities Act, (b) deliver such information to prospective purchasers as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, of the Registrable Securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably requestrequest and (c) take such further action that is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, each of the Company and the Trust will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. Without limiting the reporting requirements of Rule 144foregoing, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), Company will provide a copy of the most recent annual this Agreement upon request to any purchaser or quarterly report prospective purchaser of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formRegistrable Securities.

Appears in 1 contract

Samples: Exchange and Registration Rights Agreement (DPL Inc)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Class A Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Joinder Agreement (Black Knight Financial Services, Inc.)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or and the Exchange Act and the rules and regulations adopted by the Commission thereunder (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holderholder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, information) and (ii) it will take such further action as any Holder holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, (B) as such Rule 144A may be amended from time to time or (Cb) any similar rule or regulation hereafter adopted by the SECCommission. Upon the request of any Holder holder of Registrable Securities, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with such requirements. After any sale of Registrable Securities pursuant to this Section 4, the reporting requirements Company will, to the extent allowed by law, cause any restrictive legends to be removed and any transfer restrictions to be rescinded with respect to such Registrable Securities. In order to permit the holders of Registrable Securities to sell the same, if they so desire, pursuant to Rule 144A promulgated by the Commission (or any successor to such rule), the Company will comply with all rules and regulations of the Commission applicable in connection with use of Rule 144144A (or any successor thereto). Prospective transferees of Registrable Securities that are Qualified Institutional Buyers (as defined in Rule 144A) that would be purchasing such Registrable Securities in reliance upon Rule 144A may request from the Company information regarding the business, operations and assets of the Company. Within five business days of any such request, the Securities Act Company shall deliver to any such prospective transferee copies of annual audited and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy quarterly unaudited financial statements of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of required to be supplied by the SEC which permits the selling of any such securities without registration or pursuant Company for it to such form.comply with Rule 144A.

Appears in 1 contract

Samples: Registration Rights Agreement (CRC Evans International Inc)

Rule 144 and Rule 144A. If the The Company shall have filed a registration statement pursuant hereby agrees that (i) at any time it is not subject to the requirements of section 13 or Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act and there remain outstanding any Registrable Warrants, (A) it shall make available to any Holder upon written request such information as may be required under Rule 144(A)(d)(4) to permit resales of such Registrable Warrants pursuant to Rule 144A under the Securities Act and (B) it shall make publicly available such information concerning the Company specified in paragraphs (a)(5)(i) through and including (a)(5)(xiv) and in paragraph (a)(5)(xvi) of Rule 15c2-11 under the Exchange Act to permit resales of such Registrable Warrants pursuant to Rule 144 under the Securities Act; and (ii) during such times the Company is subject to the requirements of section 13 or section 15(d) of the Exchange Act and there remain outstanding any Registrable Warrants, it shall timely file the periodic and other reports referred to in subparagraph paragraph (c)(1) of Rule 144 to permit resales of such Registrable Warrants pursuant to Rule 144 under the Securities Act. Without limiting the generality of the preceding paragraph, as such Rule may be amended (“Rule 144”)) or, if the Company is not required hereby agrees to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take all such further action actions as any Holder of Registrable Warrants reasonably may reasonably request, all to the extent required from time to time to enable such Holder to sell resell its Registrable Securities Warrants without registration under the Securities Act within the limitation of the exemptions therefrom provided by (A) Rule 144, (B) Rule 144A and Rule 144 under the Securities Act, as such Rules may be amended from time to time, or (C) any similar rule Rule or regulation Regulation hereafter adopted promulgated by the SECCommission. Upon the reasonable request of any Holder of Registrable SecuritiesWarrants, the Company will shall deliver to such Holder a written statement by the Company that notice as to whether it has complied with the reporting requirements of Rule 144, the Securities Act such informational and the Exchange Act (at any time after it has become subject to such reporting other requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (PSF Holdings LLC)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares Common Stock or Company Shares Common Stock Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will use best efforts to timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any HolderHolder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder of Registrable Securities under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder of Registrable Securities to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder of Registrable Securities a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Global Registration Rights Agreement (Mobileye N.V.)

Rule 144 and Rule 144A. If the The Company shall have filed a registration statement pursuant hereby agrees that (i) at any time it is not subject to the requirements of section 13 or Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act and there remain outstanding any Registrable Notes, (A) it shall make available to any Holder upon written request such information as may be required under Rule 144(A)(d)(4) to permit resales of such Registrable Notes pursuant to Rule 144A under the Securities Act and (B) it shall make publicly available such information concerning the Company specified in paragraphs (a)(5)(i) through and including (a)(5)(xiv) and in paragraph (a)(5)(xvi) of Rule 15c2-11 under the Exchange Act to permit resales of such Registrable Notes pursuant to Rule 144 under the Securities Act; and (ii) during such times the Company is subject to the requirements of section 13 or section 15(d) of the Exchange Act and there remain outstanding any Registrable Notes, it shall timely file the periodic and other reports referred to in subparagraph paragraph (c)(1) of Rule 144 to permit resales of such Registrable Notes pursuant to Rule 144 under the Securities Act. Without limiting the generality of the preceding paragraph, as such Rule may be amended (“Rule 144”)) or, if the Company is not required hereby agrees to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take all such further action actions as any Holder of Registrable Notes reasonably may reasonably request, all to the extent required from time to time to enable such Holder to sell resell its Registrable Securities Notes without registration under the Securities Act within the limitation of the exemptions therefrom provided by (A) Rule 144, (B) Rule 144A and Rule 144 under the Securities Act, as such Rules may be amended from time to time, or (C) any similar rule Rule or regulation Regulation hereafter adopted promulgated by the SECCommission. Upon the reasonable request of any Holder of Registrable SecuritiesNotes, the Company will shall deliver to such Holder a written statement by the Company that notice as to whether it has complied with the reporting requirements of Rule 144, the Securities Act such informational and the Exchange Act (at any time after it has become subject to such reporting other requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (PSF Holdings LLC)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains DPL is ------------- ---------------------- subject to the reporting provisions requirements of Section 13 or 15 of the Exchange Act, it any Registrable Securities remain outstanding and to the extent required by Rule 144(k), DPL will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred and the rules and regulations adopted by the SEC thereunder. If DPL ceases to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not so required to file such reports, it will, upon the request of any Holder, Holder of Registrable Securities (a) make publicly available other such information so long as is necessary to permit sales by of their Registrable Securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to purchasers and prospective purchasers as is necessary to permit sales of their Registrable Securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, Act and (ii) it will take such further action as any Holder of Registrable Securities may reasonably requestrequest and (c) take such further action that is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended and in effect from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended and in effect from time to time or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company DPL will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements. Without limiting the reporting requirements of Rule 144foregoing, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), DPL will provide a copy of the most recent annual this Agreement upon request to any purchaser or quarterly report prospective purchaser of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formNotes.

Appears in 1 contract

Samples: Registration Rights Agreement (DPL Inc)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents1934 Act, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities 1933 Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange 1934 Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Act, as such Rule may be amended (“Rule 144”)) or, if rules and regulations adopted by the SEC thereunder. If the Company is not ceases to be so required to file such reports, the Company covenants that it will, will upon the request of any Holder, Holder of Registrable Shares (a) make publicly available other such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, 1933 Act and (ii) it will take such further action as any Holder of Registrable Shares may reasonably request, all and (c) take such further action that is reasonable in the circumstances, in each case to the extent required from time to time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities 1933 Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (Bii) Rule 144A under the 1933 Act, as such Rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement by the Company that as to whether it has complied with such requirements (at any time after ninety (90) days after the reporting requirements effective date of Rule 144, the Securities first Registration Statement filed by the Company for an offering of its Common Shares to the general public) and of the 1933 Act and the Exchange 1934 Act (at any time after it has become subject to such the reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifiesrequirements of the 1934 Act), a copy of the most recent annual or and quarterly report report(s) of the Company Company, and such other reports reports, documents or shareholder communications of the Company, and documents so filed by the Company and take such other information further actions consistent with this Section 9.1, as a Holder may be reasonably requested request in availing any Holder itself of any rule or regulation of the SEC which permits the selling of allowing a Holder to sell any such securities Registrable Shares without registration or pursuant to such formregistration.

Appears in 1 contract

Samples: Sunset Financial Resources Inc

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the Company covenants that (i) For so long as it remains the ------------- ---------------------- Trust is subject to the reporting provisions requirements of Section 13 or 15(d) of the Exchange 1934 Act, the Trust covenants that it will timely file the reports required to be filed by it under the Securities Act Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange 1934 Act referred and the rules and regulations adopted by the SEC thereunder, that if it ceases to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not so required to file such reports, it will, will upon the request of any Holder, Holder of Registrable Notes (i) make publicly available other or cause to be made publicly available such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (ii) deliver or cause to be delivered such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, 1933 Act and (ii) it will take such further action as any Holder of Registrable Notes may reasonably requestrequest in writing, all and (iii) take such further action or cause to be taken such further action that is reasonable in the circumstances, in each case, to the extent required from time to time to enable such Holder to sell its Registrable Securities Notes without registration under the Securities 1933 Act within the limitation of the exemptions provided by (Ax) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (By) Rule 144A under the 1933 Act, as such Rule may be amended from time to time, or (Cz) any similar rule rules or regulation regulations hereafter adopted by the SEC. Upon the request of any Holder or proposed holder of Registrable SecuritiesNotes, the Company Trust will deliver or cause to be delivered to such Holder or proposed holder, to the extent not included in the filings of the Trust under Section 13(a) or 15(d) of the 1934 Act, audited consolidated financial statements of the Bank, of its subsidiaries on an annual basis and quarterly financial statements of the Bank and its subsidiaries. Upon the written request of any Holder of Registrable Notes, the Trust will deliver to such Holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (Saul B F Real Estate Investment Trust)

Rule 144 and Rule 144A. If Until the Company shall earliest of (i) the ---------------------- completion of the Exchange Offer, (ii) two years following the Closing Date (or such shorter period as may be specified in Rule 144(k) as then amended) and (iii) the date when all Registrable Notes have filed a registration statement been sold pursuant to the requirements of Section 12 of the Exchange Act Subject Registration Statement or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalentsare no longer Registrable Notes, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange 1934 Act referred and the rules and regulations adopted by the SEC thereunder for so long as the Company is subject to in subparagraph (c)(1) the reporting requirements of Rule 144 under Section 13 or 15 of the Securities 1934 Act, as such Rule may be amended (“Rule 144”)) or, and if the Company is not ceases to be so required to file such reports, it will, will upon the request of any Holderholder of Registrable Notes, Registrable Warrants or Registrable Warrant Shares (i) make publicly available other such information so long as is necessary to permit sales by pursuant to Rule 144 under the 1933 Act, (ii) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, 1933 Act and (iiiii) it will take such further action as any Holder may reasonably requestthat is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder holder to sell its Registrable Securities Notes, Registrable Warrants or Registrable Warrant Shares without registration under the Securities 1933 Act within the limitation of the exemptions provided by (A) Rule 144144 under the 1933 Act, as such Rule may be amended from time to time, (B) Rule 144A under the 1933 Act, as such Rule may be amended from time to time or (C) any similar rule rules or regulation regulations hereafter adopted by the SECSEC (provided that the obligations of the Company under any such similar rules or regulations shall not be more burdensome in any substantial respect than those referred to in clauses (A) or (B)). Upon the request of any Holder holder of Registrable SecuritiesNotes, Registrable Warrants or Registrable Warrant Shares, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form.

Appears in 1 contract

Samples: Registration Rights Agreement (Gothic Energy Corp)

Rule 144 and Rule 144A. If the Company shall have filed a ---------------------- registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares EquivalentsAct, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or and the Exchange Act and the rules and regulations adopted by the Commission thereunder (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holderholder of Registrable Securities, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, information) and (ii) it will take such further action as any Holder holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such Holder holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Aa) Rule 144144 under the Securities Act, (B) as such Rule 144A may be amended from time to time or (Cb) any similar rule or regulation hereafter adopted by the SECCommission. Upon the request of any Holder holder of Registrable Securities, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with such requirements. After any sale of Registrable Securities pursuant to this Section 4, the reporting requirements Company will, to the extent allowed by law, cause any restrictive legends to be removed and any transfer restrictions to be rescinded with respect to such Registrable Securities. In order to permit the holders of Registrable Securities to sell the same, if they so desire, pursuant to Rule 144A promulgated by the Commission (or any successor to such rule), the Company will comply with all rules and regulations of the Commission applicable in connection with use of Rule 144144A (or any successor thereto). Prospective transferees of Registrable Securities that are Qualified Institutional Buyers (as defined in Rule 144A) which would be purchasing such Registrable Securities in reliance upon Rule 144A may request from the Company information regarding the business, operations and assets of the Company. Within five business days of any such request, the Securities Act Company shall deliver to any such prospective transferee copies of annual audited and the Exchange Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy quarterly unaudited financial statements of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of required to be supplied by the SEC which permits the selling of any such securities without registration or pursuant Company for it to such formcomply with Rule 144A. 5.

Appears in 1 contract

Samples: Registration Rights Agreement (Petroglyph Energy Inc)

Rule 144 and Rule 144A. If the Company shall have filed a registration statement pursuant to the requirements of Section 12 of the Exchange Act or a registration statement pursuant to the requirements of the Securities Act in respect of the Company Shares or Company Shares Equivalents, the The Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1c)(1)(i) of Rule 144 under the Securities Act, as such Rule may be amended (“Rule 144”)) or, if the Company is not required to file such reports, it will, upon the request of any Holder, make publicly available other information so long as necessary to permit sales by such Holder under Rule 144, Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (ii) it will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144, (B) Rule 144A or (C) any similar rule or regulation hereafter adopted by the SEC. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder Hxxxxx a written statement by the Company that as to whether it has complied with such requirements. To the reporting requirements of extent any Holder desires to sell Registrable Securities pursuant to Rule 144, the Securities Act Company agrees to provide customary instructions to the transfer agent to remove any restrictive legends from such Shares and to provide or cause any customary opinions of counsel to be delivered to the Exchange Act (at transfer agent in connection with any time after it has become subject to such reporting requirements)sale. In addition, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by agrees to remove any restrictive legend from the Company and such other information as may be reasonably requested in availing Registrable Securities upon the reasonable request of any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formas soon as reasonably permitted by applicable law and customary practice (including customary transfer agent practices).

Appears in 1 contract

Samples: Assumption Agreement (Molekule Group, Inc.)

Rule 144 and Rule 144A. If For so long as the Company shall have filed a registration statement pursuant is subject to the reporting requirements of Section 12 13 or 15 of the Exchange Act or a registration statement pursuant to the requirements of the and any Registrable Securities Act in respect of the Company Shares or Company Shares Equivalentsremain outstanding, the Company covenants that (i) so long as it remains subject to the reporting provisions of the Exchange Act, it will timely file the reports required to be filed by it under the Securities Act and Section 13(a) or the Exchange Act (including, but not limited to, the reports under Sections 13 and 15(d) of the Exchange Act referred to in subparagraph (c)(1) of Rule 144 under and the Securities Actrules and regulations adopted by the Commission thereunder; provided, as such Rule may be amended (“Rule 144”)) orhowever, that if the Company is not ceases to be so required to file such reports, it will, upon the request of any Holderholder of Registrable Securities, (a) make publicly available other such information so long as is necessary to permit sales by of its securities pursuant to Rule 144 under the Securities Act, (b) deliver such Holder under Rule 144, information to a prospective purchaser as is necessary to permit sales of its securities pursuant to Rule 144A under the Securities Act, as such Rule may be amended (“Rule 144A”), or any similar rules or regulations hereafter adopted by the SEC, and (iic) it will take such further action as any Holder may reasonably requestthat is reasonable in the circumstances, all in each case, to the extent required from time to time to enable such Holder holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (Ai) Rule 144144 under the Securities Act, as such rule may be amended from time to time, (Bii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (Ciii) any similar rule rules or regulation regulations hereafter adopted by the SECCommission. Upon the request of any Holder holder of Registrable Securities, the Company will deliver to such Holder holder a written statement by the Company that as to whether it has complied with the reporting requirements such requirements. The fact that holders of Rule 144, the Registrable Securities Act and the Exchange Act (at any time after it has may become subject eligible to sell such reporting requirements), or that it qualifies as a registrant whose securities may be resold Registrable Securities pursuant to Form S-3 Rule 144 shall not (at any time after it so qualifies)1) cause such Securities to cease to be Registrable Securities or (2) excuse the Company’s’ obligations set forth in Section 2 of this Registration Rights Agreement, a copy including without limitation the obligations in respect of the most recent annual or quarterly report of the Company an Exchange Offer and such other reports and documents so filed by the Company and such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such formShelf Registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Nordstrom Inc)

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