Common use of Review of Financial Statements Clause in Contracts

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 68 contracts

Samples: Underwriting Agreement (Applied Genetic Technologies Corp), Underwriting Agreement (Titan Pharmaceuticals Inc), Underwriting Agreement (Elate Group, Inc.)

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Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three (3) fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 23 contracts

Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (Applied UV, Inc.)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall use its commercially reasonable efforts to cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 23 contracts

Samples: Underwriting Agreement (Tivic Health Systems, Inc.), Lock Up Agreement (Mangoceuticals, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall use its reasonable best efforts to cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three (3) fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 14 contracts

Samples: Underwriting Agreement (Nyiax, Inc.), Underwriting Agreement (Majestic Ideal Holdings LTD), Underwriting Agreement (Sacks Parente Golf, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution DateClosing Date or until such earlier time as no Warrants remain outstanding, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements information for each of its semi-annual report covering the first three fiscal quarters prior to the announcement of quarterly financial informationsix-month period ended June 30.

Appears in 14 contracts

Samples: Securities Purchase Agreement (Imperial Petroleum Inc./Marshall Islands), Form of Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (mCloud Technologies Corp.)

Review of Financial Statements. For a period of three (3) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 13 contracts

Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (General Agriculture Corp)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information, provided that such a provision shall not prevent a sale, merger or similar transaction involving the Company.

Appears in 13 contracts

Samples: Underwriting Agreement (BioCardia, Inc.), Underwriting Agreement (ShiftPixy, Inc.), Underwriting Agreement (CNS Pharmaceuticals, Inc.)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information, provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.

Appears in 10 contracts

Samples: Underwriting Agreement (Ritter Pharmaceuticals Inc), Underwriting Agreement (Titan Pharmaceuticals Inc), Underwriting Agreement (PDS Biotechnology Corp)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to half-years immediately preceding the announcement of quarterly any such financial information.

Appears in 6 contracts

Samples: Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information; provided, however, that this provision does not prevent a sale, merger, acquisition or similar transaction involving the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s interim financial statements for each of the first three fiscal quarters prior to the period covered by any Company’s announcement of quarterly financial information, before such announcement is made.

Appears in 6 contracts

Samples: Underwriting Agreement (Turbo Energy, S.A.), Underwriting Agreement (Turbo Energy, S.A.), Underwriting Agreement (Turbo Energy, S.A.)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 4 contracts

Samples: Underwriting Agreement (Superconductor Technologies Inc), Underwriting Agreement (Pulmatrix, Inc.), Underwriting Agreement (Pulmatrix, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information, the filing of the Company’s Form 10-Q quarterly report and the mailing of quarterly financial information to stockholders.

Appears in 4 contracts

Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters six months of each year prior to the announcement of quarterly semi-annually financial information.

Appears in 4 contracts

Samples: Underwriting Agreement (Powerbridge Technologies Co., Ltd.), Underwriting Agreement (Powerbridge Technologies Co., Ltd.), Underwriting Agreement (Powerbridge Technologies Co., Ltd.)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information; provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information; provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Drone Aviation Holding Corp.), Adial Pharmaceuticals, Inc., Adial Pharmaceuticals, Inc.

Review of Financial Statements. For a period of three two (32) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 3 contracts

Samples: Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters six months of each year prior to the announcement of quarterly semi-annually financial information.

Appears in 3 contracts

Samples: Underwriting Agreement (Loha Co. LTD), Underwriting Agreement (Loha Co. Ltd.), Underwriting Agreement (Huadi International Group Co., Ltd.)

Review of Financial Statements. For a period of three (3three(3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 3 contracts

Samples: Underwriting Agreement (Peraso Inc.), Underwriting Agreement (Peraso Inc.), Underwriting Agreement (Peraso Inc.)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall use commercially reasonable efforts to cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 3 contracts

Samples: Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall use cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 3 contracts

Samples: Underwriting Agreement (Strong Global Entertainment, Inc), Underwriting Agreement (Strong Global Entertainment, Inc), Underwriting Agreement (Strong Global Entertainment, Inc)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements information for each of its semi-annual report covering the first three fiscal quarters prior to the announcement of quarterly financial informationsix-month period ended June 30.

Appears in 3 contracts

Samples: Underwriting Agreement (Castor Maritime Inc.), Underwriting Agreement (Top Ships Inc.), Underwriting Agreement (Top Ships Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Closing Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (Novelos Therapeutics, Inc.), Underwriting Agreement (Novelos Therapeutics, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Closing Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (Sunshine Biopharma, Inc), Underwriting Agreement (Sunshine Biopharma, Inc)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information; provided, however, that this provision shall not apply if the Company is not required filed periodic reports pursuant to Section 13(a) or 15(d) of the Exchange Act.

Appears in 2 contracts

Samples: Apricus Biosciences, Inc., Apricus Biosciences, Inc.

Review of Financial Statements. For a period of three two (32) years from the Execution Date, or until the Company is acquired through a merger, acquisition, business combination, going-private or other similar transaction, if earlier, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (Intellipharmaceutics International Inc.), Underwriting Agreement (Cesca Therapeutics Inc.)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, if any, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (Volitionrx LTD), Underwriting Agreement (Volitionrx LTD)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements earnings press release for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (SuperCom LTD), Underwriting Agreement (SuperCom LTD)

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Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information; provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution DateDate or until such earlier time as no Warrants remain outstanding, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements information for each of its semi-annual report covering the first three fiscal quarters prior to the announcement of quarterly financial informationsix-month period ended June 30.

Appears in 2 contracts

Samples: Underwriting Agreement (OceanPal Inc.), Underwriting Agreement (Castor Maritime Inc.)

Review of Financial Statements. For a period of three four (34) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (Kidpik Corp.), Underwriting Agreement (Kidpik Corp.)

Review of Financial Statements. For a period of three one (31) years year from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters half-year prior to the announcement of quarterly half-year financial information.

Appears in 2 contracts

Samples: Underwriting Agreement (SHENGFENG DEVELOPMENT LTD), SHENGFENG DEVELOPMENT LTD

Review of Financial Statements. For a period of three (3) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to participate in and to review (as described in Statement on Audited Standards No. 71—Interim Financial Information) (but not audit) the Company’s 's financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information, the filing of the Company's Form 6-K or quarterly reports and the mailing of any quarterly or other interim financial information to stockholders.

Appears in 1 contract

Samples: Underwriting Agreement (Gentium S.p.A.)

Review of Financial Statements. For a period of three one (31) years year from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information; provided, however, that the Company shall not be required to undertake such obligation after the consummation of an Approved Business Combination where the Company is not the surviving entity.

Appears in 1 contract

Samples: Underwriting Agreement (Pedevco Corp)

Review of Financial Statements. For a period of three (3) years from after the Execution Datedate of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accountants accounting firm to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to immediately preceding the announcement of any quarterly financial information, provided that the foregoing requirement shall automatically terminate upon the consummation of a Fundamental Transaction.

Appears in 1 contract

Samples: Underwriting Agreement (ENDRA Life Sciences Inc.)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial informationinformation other than in connection with a strategic transaction where the Company is not the surviving entity.

Appears in 1 contract

Samples: Underwriting Agreement (Biotricity Inc.)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information.

Appears in 1 contract

Samples: Underwriting Agreement (Hoth Therapeutics, Inc.)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three (3) fiscal quarters prior to the announcement of quarterly financial information. Notwithstanding the foregoing, this Section 4.5 shall not apply to a strategic transaction where the Company is not the surviving entity.

Appears in 1 contract

Samples: Underwriting Agreement (Tenon Medical, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to participate to review (as described in Statement on Audited Standards No. 71 — Interim Financial Information) (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information, the filing of the Company’s Form 10-Q or Form 10-QSB quarterly reports and the mailing of any quarterly financial information to stockholders.

Appears in 1 contract

Samples: Underwriting Agreement (Gurunet Corp)

Review of Financial Statements. For a period of three (3) years from the Execution Effective Date, the Company, at its expense, shall cause its regularly engaged independent registered certified public accountants to participate to review (as described in Statement on Audited Standards No. 71-Interim Financial Information) (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information, the filing of the Company’s Form 10-Q or Form 10-QSB quarterly reports and the mailing of any quarterly financial information to stockholders.

Appears in 1 contract

Samples: Underwriting Agreement (Huiheng Medical, Inc.)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the period covered by any Company announcement of quarterly financial information, before such announcement is made.

Appears in 1 contract

Samples: Underwriting Agreement (Lianluo Smart LTD)

Review of Financial Statements. For a period of three (3) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters interim periods prior to the announcement of quarterly interim financial information.

Appears in 1 contract

Samples: Underwriting Agreement (Ohmyhome LTD)

Review of Financial Statements. For a period of three (3) years from the Execution DateClosing Date or until such earlier time as no Warrants remain outstanding, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s 's financial statements information for each of its semi-annual report covering the first three fiscal quarters prior to the announcement of quarterly financial informationsix-month period ended June 30.

Appears in 1 contract

Samples: Securities Purchase Agreement (OceanPal Inc.)

Review of Financial Statements. For a period of three two (32) years from the Execution Date, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s financial statements for each of the first three fiscal quarters prior to the announcement of quarterly financial information, unless such review is not required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Sole Elite Group LTD)

Review of Financial Statements. For a period of three (3) years from the Execution DateDate or until such earlier time as no Warrants remain outstanding, the Company, at its expense, shall cause its regularly engaged independent registered public accountants to review (but not audit) the Company’s 's financial statements information for each of its semi-annual report covering the first three fiscal quarters prior to the announcement of quarterly financial informationsix-month period ended June 30.

Appears in 1 contract

Samples: Underwriting Agreement (OceanPal Inc.)

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