Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the Representative.
Appears in 6 contracts
Samples: Ohs Draft (Town Pages Holdings PLC), 'S Warrant Agreement (Liquor Com Inc), Warrant Agreement (Log on America Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativeRepresentatives.
Appears in 6 contracts
Samples: Warrant Agreement (Standard Automotive Corp), Representatives' Warrant Agreement (Flanders Corp), Warrant Agreement (Integrated Physician Systems Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the Representative.
Appears in 4 contracts
Samples: Warrant Agreement (Vaso Active Pharmaceuticals Inc), Warrant Agreement (Vaso Active Pharmaceuticals Inc), Warrant Agreement (Vaso Active Pharmaceuticals Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativeUnderwriter.
Appears in 4 contracts
Samples: Warrant Agreement (Cti Industries Corp), Warrant Agreement (Cumetrix Data Systems Corp), Warrant Agreement (Cumetrix Data Systems Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativeUnderwriters.
Appears in 2 contracts
Samples: Warrant Agreement (Cumetrix Data Systems Corp), Underwriters' Warrant Agreement (Cumetrix Data Systems Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers officers, directors, or partners of the RepresentativeRepresentative and members of the selling group.
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Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativeJosephthal.
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Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed ofof , in whole or in part, for a period of one (1) year from the effective date hereofof the Registration Statement, except to officers or and partners of the RepresentativeRepresentatives or to other NASD members participating in the Public Offering (or their officers or partners).
Appears in 1 contract
Samples: Representatives' Warrant Agreement (Galacticomm Technologies Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; , and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for to any person (a period of one (1) year from "Permitted Transferee"), provided such transfer, assignment, hypothecation or other disposition is made in accordance with the date hereof, except to officers or partners provisions of the RepresentativeAct.
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Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativeParticipating Dealer.
Appears in 1 contract
Samples: Dealer's Warrant Agreement (Xenonics Holdings, Inc.)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the Representative.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners employees of the RepresentativeUnderwriter.
Appears in 1 contract
