RESPONSIBILLITES/OBLIGATIONS OF THE AUTHORISED PERSON. (a) The Authorised Person shall not commit transactions in securities through the Trading Member in excess of the amount mutually agreed upon in writing from time to time.
Appears in 4 contracts
Samples: Trading Member and Authorised Person Agreement, Trading Member and Authorised Person Agreement, Trading Member and Authorised Person Agreement
RESPONSIBILLITES/OBLIGATIONS OF THE AUTHORISED PERSON. (a) The Authorised Person shall not commit transactions in securities through the Trading Member in excess of the amount mutually agreed upon in writing from time to time.
Appears in 2 contracts