Common use of Required Filings Relating to Placement of Placement Shares Clause in Contracts

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 14 contracts

Samples: Sales Agreement (VirnetX Holding Corp), Sales Agreement (Orchard Therapeutics PLC), Common Stock (AVROBIO, Inc.)

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Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 12 contracts

Samples: Market Issuance Sales Agreement (Neonode Inc.), Peabody Energy Corp, Phunware, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 7 contracts

Samples: Sales Agreement (Broadwind, Inc.), Broadwind Energy, Inc., Moleculin Biotech, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 6 contracts

Samples: Sales Agreement (Sunworks, Inc.), Common Stock (Sunworks, Inc.), Cadiz Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 5 contracts

Samples: Sales Agreement (aTYR PHARMA INC), Sales Agreement (Global Blood Therapeutics, Inc.), Sales Agreement (Allena Pharmaceuticals, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 5 contracts

Samples: Rock Creek Pharmaceuticals, Inc., Rexahn Pharmaceuticals, Inc., Sorrento Therapeutics, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) if requested by Xxxxx, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 5 contracts

Samples: Sales Agreement (Audentes Therapeutics, Inc.), Sales Agreement (Audentes Therapeutics, Inc.), Sales Agreement (Dermira, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 4 contracts

Samples: Sales Agreement (Auris Medical Holding AG), Sales Agreement (Uranium Resources Inc /De/), Sales Agreement (Auris Medical Holding AG)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(isection 7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: Commo Stock (RiceBran Technologies), Energous Corp, Aspen Aerogels Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that that, on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may also satisfy its obligations under this Section 7(l)(i) by effecting including such information in a filing in accordance with under the Exchange Act with respect to such informationAct), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: American Homes 4 Rent, Moleculin Biotech, Inc., Abeona Therapeutics Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: Common Stock (Macrogenics Inc), Sales Agreement (Macrogenics Inc), Sales Agreement (Macrogenics Inc)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: Sales Agreement (Sono Group N.V.), Amprius Technologies, Inc., LifeMD, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxAgent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 3 contracts

Samples: Adcare Health Systems, Inc, Adcare Health Systems, Inc, Adcare Health Systems, Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxunder this Agreement, the Net Proceeds net proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents and the Forward Sellers with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (American Homes 4 Rent), American Homes 4 Rent

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement supplement, if any, to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Bluerock Residential Growth REIT, Inc., Bluerock Residential Growth REIT, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Common Stock (Neos Therapeutics, Inc.), Sales Agreement (Vericel Corp)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (Shares, provided that the Company may satisfy its obligations under this Section 7(l)(isection 7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each any such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Chicken Soup for the Soul Entertainment, Inc., Chicken Soup for the Soul Entertainment, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxCxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (Affimed N.V.), Affimed N.V.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxeach Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx each Agent with respect to such Placement Shares Shares, (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Pangaea Logistics Solutions Ltd., Pangaea Logistics Solutions Ltd.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares Shares, (provided that the Company company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Common Stock (Loop Media, Inc.), Loop Media, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may also satisfy its obligations under this Section 7(l)(i) by effecting including such information in a filing in accordance with under the Exchange Act with respect to such informationAct), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (Intra-Cellular Therapies, Inc.), Common Stock (Pieris Pharmaceuticals, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (fuboTV Inc. /FL), Sales Agreement (fuboTV Inc. /FL)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxAgent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i8(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Agent’s request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (Allena Pharmaceuticals, Inc.), Sales Agreement (Allena Pharmaceuticals, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxeach Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx each Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Common Stock (NuZee, Inc.), Eagle Bulk Shipping Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: Sales Agreement (Sunworks, Inc.), Common Stock (Sunworks, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 2 contracts

Samples: GTY Technology Holdings Inc., GTY Technology Holdings Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that that, on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Orion Energy Systems, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Brickell Biotech, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a "Filing Date"), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Cadiz Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through XxxxxCowen, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cowen with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to the such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Oncothyreon Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (LIGHTBRIDGE Corp)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Medicinova Inc)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxCxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Cxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Aptinyx Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Fluidigm Corp)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxFBR, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx FBR with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Anworth Mortgage Asset Corp

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.. (l)

Appears in 1 contract

Samples: American Homes 4 Rent

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Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Biovie Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) promulgated under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) if requested by Xxxxx, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Theravance Biopharma, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will will: (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ; and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (NuCana PLC)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: ProPhase Labs, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Brickell Biotech, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Medicinova Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) 7.k by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Cadiz Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a "Filing Date"), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that provided, that, the Company may satisfy its obligations under this Section section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx'x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Opgen Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Anthera Pharmaceuticals Inc)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided provided, that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Common Stock (Magenta Therapeutics, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the #97550997v7 compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: OPAL Fuels Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Trinity Place Holdings Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(j)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Intrusion Inc

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act and the 1940 Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) 424 under the Securities Act (each and every date a filing under Rule 424(b)424 is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Management Agreement (StoneCastle Financial Corp.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall requirerequire the filing of a prospectus supplement with respect to the sale of Placement Shares hereunder, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Potbelly Corp

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Ashford Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Cytori Therapeutics, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Savara Inc)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: LIGHTBRIDGE Corp

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at the Agent’s request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Sales Agreement (Dimension Therapeutics, Inc.)

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares to be sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Yuma Energy, Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Acasti Pharma Inc.

Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Anworth Mortgage Asset Corp

Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through XxxxxCowen, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cowen with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.

Appears in 1 contract

Samples: Stock Sales Agreement (Macrogenics Inc)

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