Common use of Representations and Warranties of the Underwriter Clause in Contracts

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered as a broker-dealer in all jurisdictions in which it is offering the Units and that it will comply with all applicable state or federal laws relating to the sale of the Units, including but not limited to, violations based on unauthorized statements by the Underwriter or its representatives.

Appears in 8 contracts

Samples: Underwriting Agreement (Rosedale Decorative Products LTD), Underwriting Agreement (Flemington Pharmaceutical Corp), Underwriting Agreement (Flemington Pharmaceutical Corp)

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Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered as a broker-dealer in all jurisdictions in which it is offering the Units Securities and that it will comply with all applicable state or federal laws relating to the sale of the UnitsSecurities, including but not limited to, violations based on unauthorized statements by the Underwriter or its representatives.

Appears in 6 contracts

Samples: Agreement (Pc411 Inc), Underwriting Agreement (Liftking Industries Inc), Underwriting Agreement (Questron Technology Inc)

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered as a broker-dealer /dealers in all jurisdictions in which it is offering will seek subscribers for the Units and that it will comply with all applicable state or federal laws relating to the sale of the Units, including but not limited to, violations based on unauthorized statements by the Underwriter or its representativesShares.

Appears in 4 contracts

Samples: Underwriting Agreement (PRB Transportation, Inc.), Underwriting Agreement (Jed Oil Inc), Jed Oil Inc

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered and in good standing as a broker-/dealer in all jurisdictions in which it is offering will seek purchasers for the Units Securities and that it will comply with all applicable state or federal laws relating has adequate net capital requirements to consummate the sale of the Units, including but not limited to, violations based on unauthorized statements transactions contemplated by the Underwriter or its representativesthis Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (VirnetX Holding Corp), Underwriting Agreement (VirnetX Holding Corp)

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered and in good standing as a broker-dealer /dealers in all jurisdictions in which it is offering will seek purchasers for the Units Shares and that it will comply with all applicable state or federal laws relating has adequate net capital requirements to consummate the sale of the Units, including but not limited to, violations based on unauthorized statements transactions contemplated by the Underwriter or its representatives.this Agreement. 8935\3\864942.3 864942.4

Appears in 1 contract

Samples: Underwriting Agreement (PRB Gas Transportation, Inc.)

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered and in good standing as a broker-dealer /dealers in all jurisdictions in which it is offering will seek purchasers for the Units and that it will comply with all applicable state or federal laws relating has adequate net capital requirements to consummate the sale of the Units, including but not limited to, violations based on unauthorized statements transactions contemplated by the Underwriter or its representativesthis Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (JMG Exploration, Inc.)

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Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered and in good standing as a broker-dealer /dealers in all jurisdictions in which it is offering will seek purchasers for the Units Shares and that it will comply with all applicable state or federal laws relating has adequate net capital requirements to consummate the sale of the Units, including but not limited to, violations based on unauthorized statements transactions contemplated by the Underwriter or its representativesthis Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (PRB GasTransportation, Inc.)

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is registered and in good standing as a broker-/dealer in all jurisdictions in which it is offering will seek purchasers for the Units Shares and that it will comply with all applicable state or federal laws relating has adequate net capital requirements to consummate the sale of the Units, including but not limited to, violations based on unauthorized statements transactions contemplated by the Underwriter or its representativesthis Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (VirnetX Holding Corp)

Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company and the Initial Selling Securityholder that it is registered as a broker-dealer in all jurisdictions in which it is offering the Units Shares, the Warrants and the Initial Selling Securityholder Shares and that it will comply with all applicable state or federal laws relating to the sale of the UnitsShares, the Warrants and the Initial Selling Securityholder Shares, including but not limited to, violations based on unauthorized statements by the Underwriter or its representatives.

Appears in 1 contract

Samples: Sun Hill Industries Inc

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