Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rules, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 16 contracts
Samples: Distribution Agreement (Variable Annuity I Ser Acc of GRT West Li & Annu Ins Co of Ny), Distribution Agreement (United Investors Annuity Variable Account), Distribution Agreement (Variable Annuity-2 Series Account)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe Regulations and the rules and regulations of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 5 contracts
Samples: Distribution Agreement (Midland National Life Insurance Co), Distribution Agreement (Midland National Life Insurance Co), Distribution Agreement (Mutual of America Separate Account No 2)
Regulation. This Agreement shall be subject to the provisions of the 1933 1940 Act, 1934 the Securities Act, and the Exchange Act and 1940 Act the rules, regulations and FINRA Rules, from time to time in effectrulings thereunder, including such exemptions from the 1940 Act as the SEC may grant, and to the applicable rules and regulations of FINRA, from time to time in effect, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 4 contracts
Samples: Principal Underwriting Agreement (Metropolitan Tower Separate Account Two), Principal Underwriting Agreement (General American Separate Account Eleven), Principal Underwriting Agreement (Metropolitan Life Separate Account E)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and FINRA Rulesthe Regulations, and the rules and regulations of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 3 contracts
Samples: Distribution Agreement (Farmers Variable Life Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1940 Act and the 1934 Act and 1940 Act the rules, regulations, and FINRA Rulesrulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 3 contracts
Samples: Distribution Agreement (VARIABLE ANNUITY ACCOUNT B OF VOYA RETIREMENT INSURANCE & ANNUITY Co), Distribution Agreement (VOYA RETIREMENT INSURANCE & ANNUITY Co), Distribution Agreement (VOYA RETIREMENT INSURANCE & ANNUITY Co)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and the Regulations, FINRA RulesRules and state laws and regulations, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 2 contracts
Samples: Distribution Agreement (Jefferson National Life of New York Annuity Account 1), Amended and Restated Distribution Agreement (Jefferson National Life Annuity Account G)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and FINRA Rulesthe Regulations, and the rules and regulations of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 2 contracts
Samples: Distribution Agreement (Variable Annuity Account), Distribution Agreement (Securian Life Variable Universal Life Account)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe Regulations and the rules and regulations of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Samples: Distribution Agreement (National Variable Annuity Account Ii)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act Act, and 1940 Act and the regulations thereunder and the FINRA Rules, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and the SEC and FINRA Rulesrules and regulations the Regulations, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1940 Act and the 1934 Act and 1940 Act the rules, regulations, and FINRA Rulesrulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. DSL shall submit to all regulatory and administrative bodies having jurisdiction over the operations of ILIAC or the Account, present or future, any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 1 contract
Samples: Distribution Agreement (Ing Life Insurance & Annuity Co)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe regulations thereunder and the rules and regulations of FINRA, from time to time in effect, including such the conditions of any exemptions from the 1940 Act therefrom as the SEC or FINRA may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Samples: Distribution Agreement (State Farm Mutual Fund Trust)
