Common use of Regulation Clause in Contracts

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 464 contracts

Samples: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Axa Premier Vip Trust), Investment Advisory Agreement (Axa Premier Vip Trust)

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Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 129 contracts

Samples: Advisory Agreement (John Hancock Funds II), Advisory Agreement (John Hancock Funds II), Advisory Agreement (John Hancock Funds II)

Regulation. The Adviser shall will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Company with copies of such information, reports and materials.

Appears in 22 contracts

Samples: Investment Advisory Agreement (DBX ETF Trust), Investment Advisory Agreement (DBX Etf Trust), Investment Advisory Agreement (DBX Etf Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement Contract any information, reports, reports or other material which any such body by reason of this Agreement Contract may reasonably request or require pursuant to applicable laws and regulations.

Appears in 13 contracts

Samples: Management Contract (Fidelity Garrison Street Trust), Management Contract (Fidelity Garrison Street Trust), Management Contract (Fidelity Oxford Street Trust)

Regulation. The Adviser shall submit to all applicable regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 10 contracts

Samples: Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust), Proshares Cayman Short Ether Strategy Portfolio Investment Advisory and Management Agreement (Proshares Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which Required Records that any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 9 contracts

Samples: Investment Advisory Agreement (AXA Enterprise Multimanager Funds Trust), Investment Advisory Agreement (Axa Premier Vip Trust), Investment Advisory Agreement (Axa Premier Vip Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement and shall provide any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 7 contracts

Samples: Advisory Agreement (ASGI Corbin Multi-Strategy Fund, LLC), Advisory Agreement (ASGI Agility Income Fund), Advisory Agreement (ASGI Aurora Opportunities Fund, LLC)

Regulation. The Adviser Advisers shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 6 contracts

Samples: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)

Regulation. The Each Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 4 contracts

Samples: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Adviser will comply in all material respects with Rule 17j-1 under the Investment Company Act.

Appears in 4 contracts

Samples: Investment Advisory Agreement (North American Funds), Investment Advisory Agreement (North American Funds), Investment Advisory Agreement (North American Funds)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Interim Agreement any information, reports, or other material which any such body by reason of this Interim Agreement may request or require pursuant to applicable laws and regulations.

Appears in 3 contracts

Samples: Interim Investment Advisory Agreement (Eq Advisors Trust), Interim Investment Advisory Agreement (Eq Advisors Trust), Interim Investment Advisory Agreement (Eq Advisors Trust)

Regulation. The Adviser shall will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The adviser will comply in all material respects with Rule 17k-1 under the Investment Company Act.

Appears in 2 contracts

Samples: Interim Advisory Agreement (North American Senior Floating Rate Fund Inc), Interim Advisory Agreement (Cypresstree Senior Floating Rate Fund Inc /Md/)

Regulation. The Adviser Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Investbio Opportunity Trust), Investment Advisory Agreement (Investbio Opportunity Trust)

Regulation. The Adviser shall will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Advisory Agreement (North American Senior Floating Rate Fund Inc), Advisory Agreement (Cypresstree Floating Income Fund Inc)

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Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations or any court of competent jurisdiction.

Appears in 1 contract

Samples: Investment Advisory Agreement (Eq Advisors Trust)

Regulation. The Adviser shall will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Adviser will comply in all material respects with Rule 17j-1 under the Investment Company Act.

Appears in 1 contract

Samples: Advisory Agreement (North American Senior Floating Rate Fund Inc)

Regulation. The Investment Adviser shall submit to all regulatory and administrative ad- ministrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Clearwater Investment Fund)

Regulation. The Adviser shall will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Trust with copies of such information, reports and materials.

Appears in 1 contract

Samples: Investment Advisory Agreement (SP Funds Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.and

Appears in 1 contract

Samples: Investment Advisory Agreement (Eq Advisors Trust)

Regulation. The Adviser shall submit to all regulatory allregulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (WisdomTree Trust)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Pitcairn Funds)

Regulation. The Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports, or other material which any such body by reason of this Agreement may reasonably request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Eq Advisors Trust)

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