Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 21 contracts
Samples: Credit Agreement (Hilb Rogal & Hamilton Co /Va/), Agreement (Orthalliance Inc), Credit Agreement (Concentra Managed Care Inc)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 8 contracts
Samples: Credit Agreement (Old Dominion Freight Line Inc/Va), Credit Agreement (Old Dominion Freight Line Inc/Va), Credit Agreement (Old Dominion Freight Line Inc/Va)
Regulated Industries. Neither the Borrower nor any of its -------------------- Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 3 contracts
Samples: Credit Agreement (Vesta Insurance Group Inc), Agreement and the Other Documents (Vesta Insurance Group Inc), Credit Agreement (Ackerley Group Inc)
Regulated Industries. Neither the No Borrower nor any of its Subsidiaries is (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ,” or an “affiliate” of a “holding company” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 19352005, as amended.
Appears in 3 contracts
Samples: Credit Agreement (Theragenics Corp), Credit Agreement (Theragenics Corp), Credit Agreement (Theragenics Corp)
Regulated Industries. Neither the Borrower nor any of its Material Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 2 contracts
Samples: Credit Agreement (Chartwell Re Holdings Corp), Credit Agreement (Chartwell Re Corp)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "company" controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 2 contracts
Samples: Credit Agreement (Vesta Insurance Group Inc), Credit Agreement (Vesta Insurance Group Inc)
Regulated Industries. Neither the The Borrower nor any of its Subsidiaries is not (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 19352005, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Lapolla Industries Inc), Note Purchase Agreement (Lapolla Industries Inc)
Regulated Industries. Neither the The Borrower nor any of its Subsidiaries is not (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Acquicor Management LLC), Note Purchase Agreement (Acquicor Management LLC)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended, or (iii) subject to regulation under the Federal Power Act.
Appears in 2 contracts
Samples: Credit Agreement (Eclipsys Corp), Credit Agreement (Eclipsys Corp)
Regulated Industries. Neither the Borrower Borrower, the Guarantors nor any of its the Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 2 contracts
Samples: Credit Agreement (Pxre Group LTD), Credit Agreement (Pxre Group LTD)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," , ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company,, " or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Credit Agreement (Everest Reinsurance Holdings Inc)
Regulated Industries. Neither the Borrower nor any of its their Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment Execution advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Credit Agreement (St Joe Co)
Regulated Industries. Neither the Borrower Applicant nor any of its Subsidiaries is (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Assignment and Acceptance Agreement (Pma Capital Corp)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "“investment company," a company,”a company "controlled" by “controlled”by an "“investment company," or company,”or an "“investment advisor," within advisor,”within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," company,”a “subsidiary company”of a "subsidiary company" “holding company,”or an “affiliate”of a “holding company”or of a "“subsidiary company”of a “holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within company,”within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Credit Agreement (Pma Capital Corp)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries Subsidiary is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the No Borrower nor or any of its their respective Subsidiaries is (i) an "“investment company," ” a company "“controlled" ” by an "“investment company," ” or an "“investment advisor," ” within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," ” a "“subsidiary company" ” of a "“holding company," ” or an "“affiliate" ” of a "“holding company" ” or of a "“subsidiary company" ” of a "“holding company," ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," or a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the Borrower Applicant nor any of its Subsidiaries is (i) an "“investment company," a company,”a company "controlled" by “controlled”by an "“investment company," or company,”or an "“investment advisor," within advisor,”within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "“holding company," company,”a “subsidiary company”of a "subsidiary company" “holding company,”or an “affiliate”of a “holding company”or of a "“subsidiary company”of a “holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within company,”within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Assignment and Acceptance Agreement (Pma Capital Corp)
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company," or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Regulated Industries. Neither the Borrower nor any of its Subsidiaries is (i) an "investment company," a company "controlled" by an "investment company,, " or an "investment advisor," within the meaning of the Investment Company Act of 1940, as amended, or (ii) a "holding company," a "subsidiary company" of a "holding company," or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company," within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract