Registration Statement; Proxy Statement. Subject to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SEC, contain any untrue statement of a Material fact or omit to state any Material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 2 contracts
Sources: Merger Agreement (Community Capital Corp /Sc/), Merger Agreement (First Commerce Corp)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the Due Diligence Contingency Deadline, (i) Parent shall prepare and file with the SEC a proxy statement relating to the accuracy of Parent Stockholders Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Parent, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and file with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Parent Common Stock to be issued by virtue of the Merger. Parent shall use its reasonable best efforts to (i) cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable, and (iii) respond promptly to any comments or requests of the SEC or its staff relating to the Registration Statement. Parent shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Parent Common Stock pursuant to this Agreement the Merger. Each of the parties shall notreasonably cooperate with the other party and furnish all information concerning itself and their Affiliates, at as applicable, to the time other parties that is required by law to be include in the Registration Statement as the other parties may reasonably request in connection with such actions and the preparation of the Registration Statement.
(b) Parent covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the DGCL, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior The Company covenants and agrees that the information supplied by or on behalf of the Company, concerning itself, to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Interim Financial Statements) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other party or any of their Representatives regarding such other party or its Affiliates for inclusion therein.
(c) Parent shall cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act.
(d) If at any time before the Effective Time (i) any party (A) becomes aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement; then, in each case such party, as the case may be, shall promptly inform the other parties thereof and shall cooperate with such other parties in filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Parent stockholders) or otherwise addressing such SEC request or comments and each party shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Parent shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Parent Common Stock issuance in connection with the Merger for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its subsidiaries Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(e) The Company shall reasonably cooperate with Parent and provide, and cause its Representatives to provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is contained required by law to be included in the Registration Statement or incorporated reasonably requested by reference inParent to be included in the Registration Statement. Without limiting the Company’s obligations in Section 7.1(a), or furnished the Company will use commercially reasonable efforts to cause to be delivered to Parent a letter of the Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for letters delivered by independent public accountants in connection with registration statements similar to the preparation Registration Statement.
(f) The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. No filing of, or amendment or supplement to, the Registration Statement will be made by Parent without the prior consent of the Company, which shall not be unreasonably withheld, conditioned or delayed.
(g) As promptly as reasonably practicable following the date of this Agreement the Company will use commercially reasonable efforts to furnish to Parent audited financial statements for each of its fiscal years required to be included in the Form S-4 (the “Company Audited Financial Statements”) and the Company will use commercially reasonable efforts to furnish to Parent unaudited interim financial statements for each interim period completed prior to Closing that would be required to be included in the Proxy Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Unaudited Interim Financial Statements”). Each of the Company Audited Financial Statements and the Company Interim Financial Statements will be suitable for inclusion in the Proxy StatementStatement and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto).
Appears in 2 contracts
Sources: Merger Agreement (20/20 Biolabs, Inc.), Merger Agreement (Longevity Health Holdings, Inc.)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable (but in any event, no later than twenty (20) Business Days) after the date of this Agreement, (i) Homology, in cooperation with Q32, shall prepare and file with the SEC a proxy statement relating to the accuracy of Homology Stockholder Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Homology, in cooperation with Q32, shall prepare and file with the Company or its subsidiaries for inclusion in the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Homology Common Stock to be issued by virtue of the Merger. Each of Homology and Q32 shall use their commercially reasonable efforts to respond promptly to any comments of the SEC or its staff and to cause the Registration Statement to become effective as promptly as practicable, and shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Homology Common Stock pursuant to this Agreement the Merger. Each of the Parties shall notfurnish all information concerning itself and their Affiliates, at as applicable, to the time other Parties as the other Parties may reasonably request in connection with such actions and the preparation of the Registration Statement and Proxy Statement.
(b) Homology covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by the SEC, will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements made therein not misleading. The Q32 covenants and agrees that the information supplied by or on behalf of the Company Q32 and its subsidiaries Subsidiaries to Homology for inclusion in the proxy statement/prospectus to be sent to Registration Statement (including the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement"Q32 Financials) will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements thereinsuch information, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Homology makes any no covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Q32 or its Subsidiaries or any of their Representatives for inclusion therein. Q32 and its subsidiaries that is contained or incorporated by reference inlegal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, or furnished in connection including all amendments and supplements thereto, prior to the filing thereof with the preparation ofSEC, and on the response to any comments on the SEC prior to the filing thereof with the SEC; provided, however, that the foregoing shall not apply to any amendment to the Registration Statement pertaining to a Homology Board Adverse Recommendation Change. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC.
(c) Each of the Parties shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Homology’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. If Homology, Merger Sub or Q32 become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Homology stockholders.
(d) Q32 shall reasonably cooperate with Homology and provide, and cause its Representatives to provide, Homology and its Representatives, with all true, correct and complete information regarding (i) Q32 and its Subsidiaries and (ii) the 2023 Plans that is, in each case, required by Law to be included in the Registration Statement or reasonably requested by Homology to be included in the Registration Statement. Q32 will use commercially reasonable efforts to cause Q32’s independent accounting firm to deliver any consent that Homology is required to file with the SEC with respect to the inclusion of the independent accounting firm’s opinion on the audited financial statements of Q32 in any filing of the Registration Statement with the SEC.
(e) As promptly as practicable following the date of this Agreement and no later than fifteen (15) Business Days after the date of this Agreement, Q32 shall deliver to Homology financial statements (including any related notes thereto) of Q32 and its consolidated Subsidiaries as of and for the fiscal years ended December 31, 2022 and 2021, with respect to which the PCAOB Auditor has substantially completed its audit work in accordance with the standards of the PCAOB, subject to providing the PCAOB Auditor’s report thereon for inclusion in the Registration Statement. As promptly as practicable following the date of this Agreement and no later than fifteen (15) Business Days after the date of this Agreement, Q32 shall deliver to Homology unaudited interim financial statements (including any related notes thereto) of Q32 and its consolidated Subsidiaries as of and for the nine months ended September 30, 2023 and 2022, with respect to which the PCAOB Auditor has substantially completed its review in accordance with the procedures specified by the PCAOB in AS 4105, Reviews of Interim Financial Information (the “interim review procedures”), for inclusion in the Registration Statement. All such financial statements included in the Registration Statement at the time of filing shall comply as to form in all material respects, shall be prepared in accordance with GAAP (as modified by the rules and regulations of the SEC) applied on a consistent basis throughout the periods involved, shall fairly present in all material respects the consolidated financial position at the date thereof and the results of its operations and cash flows as of and for the periods therein indicated and shall comply in all material respects with the applicable accounting requirements and with the rules and regulations of the SEC, the Exchange Act and the Securities Act applicable to a registrant, in effect as of the respective dates thereof.
Appears in 2 contracts
Sources: Merger Agreement (Homology Medicines, Inc.), Merger Agreement (Homology Medicines, Inc.)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, (i) Parent shall prepare and cause to be filed with the SEC a proxy statement relating to the accuracy of Parent Stockholder Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Parent, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and cause to be filed with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Parent Common Stock to be issued pursuant by virtue of the transactions contemplated hereby. Parent shall use its reasonable best efforts to this Agreement (i) cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable and (iii) respond as soon as practicable to any comments or requests of the SEC or its staff relating to the Registration Statement. Each of the Company and Parent shall reasonably cooperate with the other party and furnish all information concerning itself and their Affiliates, as applicable, to the other parties that is required by Law to be included in the Registration Statement as the other parties may reasonably request in connection with such actions and the preparation of the Registration Statement and Proxy Statement.
(b) Parent covenants and agrees that the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith) will (i) comply as to form in all material respects with the requirements of applicable federal securities Laws and Nevada law and (ii) not, at the time the Registration Statement (including or any amendments amendment or supplements thereto) supplement thereto is declared effective by filed with the SECSEC or is first mailed to Parent stockholders, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to information supplied by or on behalf of the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Balance Sheet) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other party or any of its subsidiaries that Representatives regarding such other party or its Affiliates for inclusion therein.
(c) Parent shall use reasonable best efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is contained declared effective under the Securities Act. If at any time before the Effective Time, (i) Parent, Merger Sub or incorporated by reference inthe Company (A) become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or furnished (C) receives SEC comments on the Registration Statement or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement, as the case may be, then such party, as the case may be, shall promptly inform the other parties thereof and shall cooperate with such other parties in filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Parent stockholders) or otherwise addressing such SEC request or comments and each party and shall use their reasonable best efforts to cause any such amendment to become effective, if required. Parent shall promptly notify the Company if it receives oral or written notice thereof, (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Parent Common Stock issuable in connection with the preparation oftransactions contemplated by this Agreement for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(d) The Company shall provide, and cause its Representatives to provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by Parent to be included in the Proxy Registration Statement (collectively, the “Company Required S-4 Information”). Without limiting the foregoing, the Company will use reasonable best efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement is filed with the SEC (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Parent may file the Registration Statement, or any amendment or supplement thereto, without the prior consent of the Company, provided that Parent has included the Company Required S-4 Information in the Registration Statement in substantially the same form as it was provided to Parent by the Company pursuant to this Section 6.6; provided, further, that if the prior consent of the Company is not obtained then, notwithstanding anything else herein, the Company makes no covenant or representation regarding the portion of such information supplied by or on behalf of the Company to Parent for inclusion in such Registration Statement that the Company reasonably identifies prior to such filing of the Registration Statement.
(e) As promptly as reasonably practicable following the date of this Agreement, the Company will use reasonable best efforts to furnish to Parent audited financial statements for each of its fiscal years required to be included in the Registration Statement (the “Company Audited S-4 Financial Statements”). During the Pre-Closing Period, within thirty (30) calendar days following the end of each three-month quarterly period and each fiscal year, the Company will use reasonable best efforts to furnish to Parent the unaudited interim financial statements that would be required to be included in the Registration Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Interim S-4 Financial Statements” and together with the Company Audited S-4 Financial Statements, the “Company S-4 Financial Statements”). Each of the Company S-4 Financial Statements will be suitable for inclusion in the Registration Statement, if applicable, and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto) and on that basis will present fairly, in all material respects, the financial position and the results of operations, changes in stockholders’ equity and cash flows of the Company as of the dates of and for the periods referred to in the Company S-4 Financial Statements.
Appears in 2 contracts
Sources: Merger Agreement (Kintara Therapeutics, Inc.), Merger Agreement (Kintara Therapeutics, Inc.)
Registration Statement; Proxy Statement. Subject (a) The parties agree jointly to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the prepare a registration statement on Form S-4 or other applicable form (the “Registration Statement”) to be filed by PNC with the SEC in connection with the issuance of PNC Common Stock in the Merger (including the proxy statement and prospectus and other proxy solicitation materials of the Company constituting a part thereof (the “Proxy Statement”) and all related documents). The parties agree to cooperate in the preparation of the Registration Statement and the Proxy Statement; and, provided that the Company has cooperated as required above, PNC agrees to file the Registration Statement with the SEC within twenty-one (21) days of the date hereof. Each of PNC and the Company agrees to use all reasonable efforts to cause the Registration Statement to be declared effective under the Securities Act as promptly as reasonably practicable after filing thereof. PNC also agrees to use all reasonable efforts to obtain all necessary state securities law or on such other form “Blue Sky” permits and approvals required to carry out the transactions contemplated by this Plan. Each of PNC and the Company agrees to furnish all information concerning it, its subsidiaries, officers, directors and stockholders as may be appropriatereasonably requested in connection with the foregoing.
(b) Each of PNC and the Company agrees (the "Registration Statement"1) covering the offering of shares as to itself and its subsidiaries, that none of the Buyer's Stock information supplied or to be issued pursuant to this Agreement shall notsupplied by it for inclusion or incorporation by reference in (a) the Registration Statement will, at the time the Registration Statement (including any amendments and each amendment or supplements supplement thereto) is declared , if any, becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company misleading and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting"b) to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed and any amendment or supplement thereto will, at the date of mailing to shareholders, stockholders and at the time of the Shareholder Company Meeting and at the Effective Time, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were such statement was made, not misleadingmisleading and (2) that the Registration Statement and Proxy Statement shall comply with all applicable laws as they relate to PNC and the Company. If at any time Each of PNC and the Company further agrees that if it shall become aware prior to the Effective Time Date of any event relating information furnished by it that would cause any of the statements in the Proxy Statement or the Registration Statement to be false or misleading with respect to any material fact, or to omit to state any material fact necessary to make the Company statements therein not false or its subsidiaries misleading, to promptly inform the other party thereof and to take the necessary steps to correct the Proxy Statement or the Registration Statement.
(c) PNC agrees to advise the Company, promptly after PNC receives notice thereof, of the time when the Registration Statement has become effective or any supplement or amendment has been filed, of their Affiliates should be discovered the issuance of any stop order or the suspension of the qualification of PNC Common Stock for offering or sale in any jurisdiction, of the initiation or threat of any proceeding for any such purpose, or of any request by the Company SEC for the amendment or its subsidiaries that should be set forth in an amendment to supplement of the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementfor additional information.
Appears in 2 contracts
Sources: Merger Agreement (Riggs National Corp), Merger Agreement (PNC Financial Services Group Inc)
Registration Statement; Proxy Statement. Subject to the accuracy None of the representations contained in Section 6.13, the information supplied or to be supplied by the Company or its subsidiaries Parent for inclusion or incorporation by reference in (i) the registration statement on Form S-4 (as defined in Section 7.4) to be filed with the SEC by Parent in connection with the issuance of Parent Common Stock in or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares a result of the Buyer's Stock to be issued pursuant to this Agreement shall notMerger will, at the time the Registration Statement (including any amendments or supplements thereto) is declared Form S-4 becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary order to make the statements therein, in light of the circumstances under which they were are made, not misleading; and (ii) the Proxy Statement to be filed with the SEC by each of the Company and Parent pursuant to Section 7.4 hereof will, at the dates mailed to the stockholders of the Company and Parent, respectively, at the times of the stockholders meeting of the Company in connection with the Transactions contemplated hereby and the stockholders meeting of the Parent in connection with the approval of the issuance of Parent Common Stock pursuant to the Merger, and as of the Effective Time, contain any untrue material statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they are made, not misleading. If at any time prior The registration statement on Form S-4 will comply as to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply form in all Material material respects with the requirements provisions of the Securities Laws Act and the rules and regulations promulgated by the SEC thereunder. The Proxy Statement filed by Parent will comply as to form in all material respects with the provisions of the Exchange Act and the rules and regulations promulgated by the SEC thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no representation or warranty with respect to any information supplied by the Buyer or Company contained in any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementforegoing documents.
Appears in 2 contracts
Sources: Merger Agreement (H Power Corp), Merger Agreement (Plug Power Inc)
Registration Statement; Proxy Statement. Subject to the accuracy None of the representations contained in Section 6.13, the information supplied or to be supplied by the Company or its subsidiaries for inclusion or incorporation by reference in (i) the registration statement on Form S-4 (as defined in Section 7.4) to be filed with the SEC by Parent in connection with the issuance of Parent Common Stock in or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares a result of the Buyer's Stock to be issued pursuant to this Agreement shall notMerger will, at the time the Registration Statement (including any amendments or supplements thereto) is declared Form S-4 becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary order to make the statements therein, in light of the circumstances under which they were are made, not misleading; and (ii) the Proxy Statements to be filed with the SEC by each of the Company and Parent pursuant to Section 7.4 hereof will not, at the dates mailed to the stockholders of the Company and Parent, respectively, at the times of the stockholders meeting of the Company in connection with the Transactions contemplated hereby and the stockholders meeting of the Parent in connection with the approval of the issuance of Parent Common Stock pursuant to the Merger, and as of the Effective Time, contain any untrue material statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they are made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered The Proxy Statement filed by the Company or its subsidiaries that should be set forth in an amendment will comply as to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply form in all Material material respects with the requirements provisions of the Securities Laws Exchange Act and the rules and regulations promulgated by the SEC thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any no representation or warranty with respect to any information supplied by the Buyer Parent or MergerCo which is contained in any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementforegoing documents.
Appears in 2 contracts
Sources: Merger Agreement (H Power Corp), Merger Agreement (Plug Power Inc)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement (but in no event later than 30 days following the date of this Agreement), the Company shall prepare, and Parent shall cause to be filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Parent covenants and agrees that the information provided by Parent or its Subsidiaries to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 Proxy Statement, including any pro forma financial statements included therein (or on such other and the letter to stockholders, notice of meeting and form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall proxy included therewith), will not, at the time that the Registration Proxy Statement (including or any amendments amendment or supplements thereto) supplement thereto is declared effective by filed with the SEC, SEC or is first mailed to the Parent stockholders contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth Subsidiaries to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries (i) Parent makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or its Subsidiaries or any of their Representatives specifically for inclusion therein and (ii) the Company makes no covenant, representation or warranty with respect to statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, other than with respect to the information provided by the Company or its subsidiaries Subsidiaries or any of their Representatives for inclusion therein. Parent and its legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Proxy Statement, prior to the filing thereof with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Parent shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Parent, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Parent stockholders.
(b) Prior to the Effective Time, Parent shall use commercially reasonable efforts to obtain all regulatory approvals needed to ensure that the Parent Common Stock to be issued in the Merger (to the extent required) shall be registered or qualified or exempt from registration or qualification under the securities law of every jurisdiction of the United States in which any registered holder of Company Capital Stock has an address of record on the applicable record date for determining the holders of Company Capital Stock entitled to notice and to vote pursuant to the Company Stockholder Written Consent.
(c) Parent shall reasonably cooperate with the Company and provide, and require its Representatives to provide, the Company and its Representatives, with all true, correct and complete information regarding Parent or its Subsidiaries that is required by Law to be included in the Registration Statement or reasonably requested by the Company to be included in the Registration Statement. The Company will use commercially reasonable efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm, dated no more than two Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
(d) For the avoidance of doubt, the Company shall use commercially reasonable efforts to undertake, or shall cause its Representatives to undertake, the actions contemplated in the definition of “Combined Transaction Expenses”.
Appears in 1 contract
Sources: Merger Agreement (GTX Inc /De/)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement (but in no event later than May 15, 2019), the Company shall prepare, and Parent shall cause to be filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Parent covenants and agrees that the information provided by Parent or its Subsidiaries to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 Proxy Statement, including any pro forma financial statements included therein (or on such other and the letter to stockholders, notice of meeting and form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall proxy included therewith), will not, at the time that the Registration Proxy Statement (including or any amendments amendment or supplements thereto) supplement thereto is declared effective by filed with the SEC, SEC or is first mailed to the Parent stockholders contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth Subsidiaries to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries (i) Parent makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or its Subsidiaries or any of their Representatives specifically for inclusion therein and (ii) the Company makes no covenant, representation or warranty with respect to statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, other than with respect to the written information provided by the Company or its subsidiaries Subsidiaries or any of their Representatives for inclusion therein. Parent and its legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Proxy Statement, prior to the filing thereof with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Parent shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Parent, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Parent stockholders.
(b) Prior to the Effective Time, Parent shall use commercially reasonable efforts to obtain all regulatory approvals needed to ensure that the Parent Common Stock to be issued in the Merger (to the extent required) shall be registered or qualified or exempt from registration or qualification under the securities law of every jurisdiction of the United States in which any registered holder of Company Capital Stock has an address of record on the applicable record date for determining the holders of Company Capital Stock entitled to notice and to vote pursuant to the Company Stockholder Written Consent.
(c) Parent shall reasonably cooperate with the Company and provide, and require its Representatives to provide, the Company and its Representatives, with all true, correct and complete information regarding Parent or its Subsidiaries that is required by Law to be included in the Registration Statement or reasonably requested by the Company to be included in the Registration Statement. The Company will use commercially reasonable efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm, dated no more than two Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
Appears in 1 contract
Sources: Merger Agreement (Histogenics Corp)
Registration Statement; Proxy Statement. Subject to In the accuracy case of Acquiror and the representations contained in Section 6.13Company, respectively, the information to be supplied by the Company or its subsidiaries it for inclusion in (i) the registration statement Registration Statement on Form S-4 (or on F-4 and/or such other form form(s) as may be appropriate) appropriate to be filed under the Securities Act with the SEC by Acquiror for the purpose of, among other things, registering the Acquiror ADSs and underlying Acquiror Ordinary Shares to be issued to the shareholders of the Company in the Merger (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall will not, at the time the such Registration Statement (including any amendments or supplements thereto) is declared effective by the SECbecomes effective, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by , or on behalf of the Company and its subsidiaries for inclusion in (ii) the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting statement or proxy statements and other materials (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred from time to herein as time, collectively the "Proxy Statement," and together with the prospectus included in the Registration Statement, as amended or supplemented from time to time, the "Proxy Statement/Prospectus") to be filed with the SEC by the Company under the Securities Exchange Act and distributed in connection with the Company's meeting of its shareholders to vote upon this Agreement (the "Company Meeting") and to be distributed by Acquiror Sub in connection with Acquiror Sub's meeting of its Shareholders to vote upon this Agreement (the "Acquiror Sub Meeting"), and the offering circular required under the rules and regulation of the London and Irish stock exchanges (the "Offering Circular") to be distributed by Acquiror in connection with Acquiror's meeting of the Shareholders to vote upon this Agreement (the "Acquiror Meeting") will not, on at the date time the Proxy Statement is first Statement/Prospectus and the Offering Circular, respectively, are mailed to shareholders, and at the time of the Shareholder Meeting and at Company Meeting, the Effective TimeAcquiror Sub Meeting, or the Acquiror Meeting, respectively, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were are made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to As promptly as practicable (and no later than 30 days) after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock Parties shall prepare, and Apricus shall cause to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Apricus covenants and agrees that the Proxy Statement, including any pro forma financial statements included therein (and the letter to stockholders, notice of meeting and form of proxy included therewith) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Apricus for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Apricus makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC prior to the filing thereof with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Apricus’ stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be 58 Exhibit 2.1 required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Apricus, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Apricus stockholders.
Appears in 1 contract
Sources: Merger Agreement
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, (i) Parent shall prepare and file with the SEC a proxy statement relating to the accuracy of Parent Stockholders Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Parent, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and file with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Parent Common Stock to be issued by virtue of the Merger. Parent shall use its reasonable best efforts to (i) cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable, and (iii) respond promptly to any comments or requests of the SEC or its staff relating to the Registration Statement. Parent shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Parent Common Stock pursuant to this Agreement the Merger. Each of the parties shall notreasonably cooperate with the other party and furnish all information concerning itself and their Affiliates, at as applicable, to the time other parties that is required by law to be include in the Registration Statement as the other parties may reasonably request in connection with such actions and the preparation of the Registration Statement.
(b) Parent covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the DGCL, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior The Company covenants and agrees that the information supplied by or on behalf of the Company, concerning itself, to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Interim Financial Statements) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other party or any of their Representatives regarding such other party or its subsidiaries that Affiliates for inclusion therein.
(c) Parent shall cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is contained declared effective under the Securities Act.
(d) If at any time before the Effective Time (i) any party (A) becomes aware of any event or incorporated by reference ininformation that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or furnished (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement; then, in each case such party, as the case may be, shall promptly inform the other parties thereof and shall cooperate with such other parties in filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Parent stockholders) or otherwise addressing such SEC request or comments and each party shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Parent shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Parent Common Stock issuance in connection with the preparation ofMerger for offering or sale in any jurisdiction, the Registration Statement or the Proxy Statement.or
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by Parties shall prepare, and Parent shall cause to be filed with the Company or its subsidiaries for inclusion in SEC, the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering , in which the offering of shares of Proxy Statement will be included as a prospectus. Parent covenants and agrees that the Buyer's Stock to be issued pursuant to this Agreement shall Registration Statement will not, at the time that the Registration Proxy Statement (including or any amendments or supplements thereto) thereto is declared effective by filed with the SEC, SEC or is first mailed to Parent’s stockholders contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein and the Company makes no covenant, representation or warranty with respect to statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, other than with respect to the information provided by the Company or any of its Representatives specifically for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Parent shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Parent shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Parent, Merger Sub or the preparation Company become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to Parent’s stockholders. No filing of, or amendment or supplement to, the Registration Statement will be made by Parent, and no filing of, or amendment or supplement to, the Proxy Statement will be made by Parent, in each case, without the prior written consent of the Company, which shall not be unreasonably withheld, conditioned or delayed. The Company and Parent shall each use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with applicable federal and state securities laws requirements.
(b) The Parties shall reasonably cooperate with each other and provide, and require their respective Representatives to provide, the other Party and its Representatives, with all true, correct and complete information regarding such Party or its Subsidiaries that is required by Law to be included in the Registration Statement or reasonably requested by the other Party to be included in the Registration Statement.
(c) Following the final determination of the Parent Net Cash of the Anticipated Closing Date in accordance with Section 1.6 (either as a result of the mutual agreement of the parties or the Proxy determination of the Accounting Firm), Parent and the Company shall mutually agree on the form and substance of a press release setting forth the anticipated Exchange Ratio as of the Anticipated Closing Date, which the Parties shall cause to be publicly disclosed (and which Parent shall file on Form 8-K) as early as practicable prior to the Parent Stockholder Meeting (and in no event shall this delay or cause the postponement of such meeting under any applicable law).
(d) Prior to filing of the Registration Statement, the Parties shall use their respective reasonable best efforts to execute and deliver to ▇▇▇▇▇▇ LLP (“Cooley”) and to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & ▇▇▇▇▇▇ LLP (“▇▇▇▇▇▇ ▇▇▇▇▇▇▇”) the applicable “Tax Representation Letters” referenced in Section 5.13(c). Following the delivery of the Tax Representation Letters pursuant to the preceding sentence, Parent and the Company shall use their respective reasonable best efforts to cause Cooley to deliver to Parent, and to cause ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ to deliver to the Company, a Tax opinion satisfying the requirements of Item 601 of Regulation S-K promulgated under the Securities Act. In rendering such opinions, Cooley and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall be entitled to rely on the Tax Representation Letters referred to in this Section 5.1(d) and Section 5.13(c).
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, (i) Aspen shall prepare and file with the SEC a proxy statement relating to the accuracy of Aspen Stockholder Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Aspen, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and file with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Aspen Common Stock to be issued by virtue of the Contemplated Transactions. Aspen shall use commercially reasonable efforts to (i) cause the Registration Statement to comply with applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable, (iii) respond promptly to any comments or requests of the SEC or its staff related to the Registration Statement. Aspen shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Aspen Common Stock pursuant to this Agreement the Contemplated Transactions. Each of the Parties shall notreasonably cooperate with the other Party and furnish all information concerning itself and their Affiliates, at as applicable, to the time other Parties that is required by Law to be included in the Registration Statement as the other Parties may reasonably request in connection with such actions and the preparation of the Registration Statement and Proxy Statement.
(b) Aspen covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the DGCL as well as the SEC form requirements, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to information supplied by or on behalf of the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth to Aspen for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other Party or any of its subsidiaries that Representatives regarding such other Party or its Affiliates for inclusion therein.
(c) Aspen shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Aspen’s stockholders as promptly as practicable after the Registration Statement is contained declared effective under the Securities Act. If at any time before the Effective Time, (i) Aspen, Merger Sub or incorporated by reference inthe Company (A) become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or Proxy Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or furnished (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in Aspen filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Aspen stockholders) or otherwise addressing such SEC request or comments and each Party and shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Aspen shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Aspen Common Stock issuable in connection with the preparation ofContemplated Transactions for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(d) The Company shall reasonably cooperate with Aspen and provide, and cause its Representatives to provide, Aspen and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by ▇▇▇▇▇ to be included in the Proxy Registration Statement (collectively, the “Company Required S-4 Information”). Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Aspen a consent letter of the Company’s independent accounting firm, dated no more than three (3) Business Days before the date on which the Registration Statement is filed with the SEC (and reasonably satisfactory in form and substance to Aspen), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Aspen may not file the Registration Statement, or any amendment or supplement thereto, without the prior consent of the Company, provided that Aspen has included the Company Required S-4 Information in the Registration Statement in substantially the same form as it was provided to Aspen by the Company pursuant to this Section 6.1; provided, further, that if the prior consent of the Company is not obtained then, notwithstanding anything else herein, the Company makes no covenant or representation regarding the portion of such information supplied by or on behalf of the Company to Aspen for inclusion in such Registration Statement that the Company reasonably identifies prior to such filing of the Registration Statement.
(e) As promptly as reasonably practicable following the date of this Agreement, the Company will furnish to Aspen (i) audited financial statements for each of its fiscal years required to be included in the Registration Statement (the “Company Audited Financial Statements”) and (ii) unaudited interim financial statements for each interim period completed prior to Closing that would be required to be included in the Registration Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Interim Financial Statements”). Each of the Company Audited Financial Statements and the Company Interim Financial Statements will be suitable for inclusion in the Registration Statement and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto) and on that basis will present fairly, in all material respects, the financial position and the results of operations, changes in stockholders’ equity and cash flows of the Company as of the dates of and for the periods referred to in the Company Audited Financial Statements or the Company Interim Financial Statements, as the case may be.
Appears in 1 contract
Sources: Merger Agreement (AVROBIO, Inc.)
Registration Statement; Proxy Statement. Subject (a) The parties agree jointly to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the prepare a registration statement on Form S-4 or other applicable form (the "REGISTRATION STATEMENT") to be filed by PNC with the SEC in connection with the issuance of PNC Common Stock in the Merger (including the proxy statement and prospectus and other proxy solicitation materials of the Company constituting a part thereof (the "PROXY STATEMENT") and all related documents). The parties agree to cooperate in the preparation of the Registration Statement and the Proxy Statement; and, provided that the Company has cooperated as required above, PNC agrees to file an amendment to the Registration Statement with the SEC within eight (8) business days of the date hereof. Each of PNC and the Company agrees to use all reasonable efforts to cause the Registration Statement to be declared effective under the Securities Act as promptly as reasonably practicable after filing thereof. PNC also agrees to use all reasonable efforts to obtain all necessary state securities law or on such other form "Blue Sky" permits and approvals required to carry out the transactions contemplated by this Plan. Each of PNC and the Company agrees to furnish all information concerning it, its subsidiaries, officers, directors and stockholders as may be appropriatereasonably requested in connection with the foregoing.
(b) Each of PNC and the Company agrees (the "Registration Statement"1) covering the offering of shares as to itself and its subsidiaries, that none of the Buyer's Stock information supplied or to be issued pursuant to this Agreement shall notsupplied by it for inclusion or incorporation by reference in (a) the Registration Statement will, at the time the Registration Statement (including any amendments and each amendment or supplements supplement thereto) is declared , if any, becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company misleading and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting"b) to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed and any amendment or supplement thereto will, at the date of mailing to shareholders, stockholders and at the time of the Shareholder Company Meeting and at the Effective Time, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were such statement was made, not misleadingmisleading and (2) that the Registration Statement and Proxy Statement shall comply with all applicable laws as they relate to PNC and the Company. If at any time Each of PNC and the Company further agrees that if it shall become aware prior to the Effective Time Date of any event relating information furnished by it that would cause any of the statements in the Proxy Statement or the Registration Statement to be false or misleading with respect to any material fact, or to omit to state any material fact necessary to make the Company statements therein not false or its subsidiaries misleading, to promptly inform the other party thereof and to take the necessary steps to correct the Proxy Statement or the Registration Statement.
(c) PNC agrees to advise the Company, promptly after PNC receives notice thereof, of the time when the Registration Statement has become effective or any supplement or amendment has been filed, of their Affiliates should be discovered the issuance of any stop order or the suspension of the qualification of PNC Common Stock for offering or sale in any jurisdiction, of the initiation or threat of any proceeding for any such purpose, or of any request by the Company SEC for the amendment or its subsidiaries that should be set forth in an amendment to supplement of the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementfor additional information.
Appears in 1 contract
Sources: Agreement and Plan of Merger (PNC Financial Services Group Inc)
Registration Statement; Proxy Statement. Subject to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "“Registration Statement"”) covering the offering of shares of the Buyer's ’s Stock to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SEC, contain any untrue statement of a Material fact or omit to state any Material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "“Shareholder Meeting"”) to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "“Proxy Statement"”) will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to the accuracy of the representations contained in Section 6.13, the information supplied by 2.01 Private Capital and the Company or its subsidiaries for inclusion in shall jointly prepare and file with the registration statement on Form S-4 (or on such other form SEC as may be appropriate) soon as practicable after the date hereof a Registration Statement (the ""Registration Statement"") covering on Form S-4 under the offering Securities Act of shares 1933, as amended, with respect to the Merger Consideration issuable in the Merger and this Agreement, which Registration Statement shall also serve as the ""Proxy Statement"" for purposes of obtaining the Buyer's Stock to be issued pursuant approval of Private Capital"s stockholders to this Agreement Agreement. Private Capital and the Company shall not, at the time use all reasonable efforts to have the Registration Statement (including any amendments declared effective by the SEC as promptly as practicable. Private Capital and the Company shall use all reasonable efforts to obtain, prior to the effective date of the Registration Statement, all necessary state securities law or supplements ""Blue Sky"" permits or approvals required to carry out the transactions contemplated by this Agreement, and Private Capital will pay all expenses incident thereto) is . The Registration Statement, when declared effective by the SEC, contain any will not include an untrue statement of a Material material fact or omit to state any Material a material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at .
Section 2.02 The Company, Private Capital and PCI Merge shall cooperate with one another in the preparation and filing of the Registration Statement and shall use their reasonable best efforts to promptly obtain and furnish the information required to be included in the Registration Statement and to respond promptly to any time prior comments or requests made by the SEC with respect to the Effective Time any event relating to Registration Statement. Each party hereto shall promptly notify the Company or its subsidiaries other parties of the receipt of comments of, or any of their Affiliates should be discovered by requests by, the Company or its subsidiaries that should be set forth in an amendment SEC with respect to the Registration Statement and shall promptly supply the other parties with copies of all correspondence between such party (or a supplement its representatives) and the SEC (or its staff) relating thereto. The Company, Private Capital and PCI Merge each agrees to correct any information provided by it for use in the Registration Statement which shall have become, or is, false or misleading.
Section 2.03 As soon as possible after completion of review of the Proxy Statement by the SEC, Private Capital shall mail the Proxy Statement to its stockholders who are entitled to vote at the Stockholders" Meeting. Subject to the Proxy Statementfiduciary obligations of the Board under applicable law and the FBCA, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with contain the requirements recommendation of the Securities Laws Board that the stockholders of Private Capital adopt this Agreement and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy StatementMerger.
Appears in 1 contract
Sources: Acquisition Agreement (Zim Corp)
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable (and no later than 30 days) after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock Parties shall prepare, and Apricus shall cause to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Apricus covenants and agrees that the Proxy Statement, including any pro forma financial statements included therein (and the letter to stockholders, notice of meeting and form of proxy included therewith) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Apricus for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Apricus makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC prior to the filing thereof with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Apricus’ stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Apricus, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Apricus stockholders.
(b) Prior to the Effective Time, Apricus shall use commercially reasonable efforts to obtain all regulatory approvals needed to ensure that the Apricus Common Stock to be issued in the Merger (to the extent required) shall be registered or qualified or exempt from registration or qualification under the securities law of every jurisdiction of the United States in which any registered holder of Company Capital Stock has an address of record on the applicable record date for determining the holders of Company Capital Stock entitled to notice of and to vote pursuant to the Company Stockholder Written Consent; provided, however, that Apricus shall not be required: (i) to qualify to do business as a foreign corporation in any jurisdiction in which it is not now qualified; or (ii) to file a general consent to service of process in any jurisdiction.
(c) The Company shall reasonably cooperate with Apricus and provide, and require its Representatives to provide, Apricus and its Representatives, with all true, correct and complete information regarding the Company that is required by law to be included in the Registration Statement or reasonably requested by Apricus to be included in the Registration Statement. Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Apricus a letter of the Company’s independent accounting firm, dated no more than two Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Apricus), that is customary in scope and substance for letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. (a) Subject to the accuracy of the representations contained in Section 6.135.1(b), the information supplied by parties agree jointly to prepare and file with the Company or its subsidiaries for inclusion in the SEC a registration statement on Form S-4 (or on such other applicable form as may be appropriate) (the "Registration Statement") covering to be filed by CCFNB with the offering SEC in connection with the issuance of shares CCFNB Common Stock in the Merger as soon as reasonably possible (including the proxy statement and prospectus and other proxy solicitation materials of CCFNB and CFC constituting a part thereof (the "Proxy Statement") and all related documents). The parties agree to cooperate in the preparation of the Buyer's Stock Registration Statement and the Proxy Statement. Subject to Section 5.1(b), CCFNB and CFC agree to use all reasonable best efforts to cause the Registration Statement to be issued pursuant declared effective under the Securities Act as promptly as reasonably practicable after filing thereof, and shall thereafter mail or deliver the Proxy Statement to its shareholders; provided, however, that the parties will coordinate the timing of the mailing of the Proxy Statement so as to minimize the impact of limitations under applicable law relating to share repurchases that might apply with respect thereto. CCFNB also agrees to use all reasonable best efforts to obtain all necessary state securities law or "Blue Sky" permits and approvals required to carry out the transactions contemplated by this Agreement shall notPlan. CCFNB and CFC agree to furnish all information concerning it, its subsidiaries, officers, directors and shareholders as may be reasonably requested in connection with the foregoing.
(b) CCFNB and CFC agree (1) as to itself and its subsidiaries, that none of the information supplied or to be supplied by it for inclusion or incorporation by reference in (a) the Registration Statement will, at the time the Registration Statement (including any amendments and each amendment or supplements supplement thereto) is declared , if any, becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company misleading and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting"b) to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed and any amendment or supplement thereto will, at the date of mailing to shareholders, shareholders and at the time of the Shareholder CCFNB Meeting and at the Effective Time, CFC Meeting contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were such statement was made, not misleadingmisleading and (2) that the Registration Statement and Proxy Statement shall comply with all applicable laws as they relate to them. If at any time CCFNB and CFC further agree that, if either shall become aware prior to the Effective Time Date of any event relating information furnished by it that would cause any of the statements in the Proxy Statement or the Registration Statement to be false or misleading with respect to any material fact, or to omit to state any material fact necessary to make the Company statements therein not false or its subsidiaries misleading, to promptly inform the other party thereof and to take the necessary steps to correct the Proxy Statement or the Registration Statement.
(c) CCFNB agrees to advise CFC, promptly after CCFNB receives notice thereof, of the time when the Registration Statement has become effective or any supplement or amendment has been filed, of their Affiliates should be discovered the issuance of any stop order or the suspension of the qualification of CCFNB Common Stock for offering or sale in any jurisdiction, of the initiation or threat of any proceeding for any such purpose, or of any request by the Company SEC for the amendment or its subsidiaries that should be set forth in an amendment to supplement of the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementfor additional information.
Appears in 1 contract
Sources: Agreement and Plan of Reorganization (CCFNB Bancorp Inc)
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by Parties shall prepare, and Parent shall cause to be filed with the Company or its subsidiaries for inclusion in SEC, the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering , in which the offering of shares of Proxy Statement will be included as a prospectus. Parent covenants and agrees that the Buyer's Stock to be issued pursuant to this Agreement shall Registration Statement will not, at the time that the Registration Proxy Statement (including or any amendments or supplements thereto) thereto is declared effective by filed with the SEC, SEC or is first mailed to Parent’s stockholders contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein and the Company makes no covenant, representation or warranty with respect to statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, other than with respect to the information provided by the Company or any of its Representatives for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Parent shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Parent shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Parent, Merger Sub or the preparation Company become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to Parent’s stockholders. No filing of, or amendment or supplement to, the Registration Statement will be made by Parent, and no filing of, or amendment or supplement to, the Proxy Statement will be made by Parent, in each case, without the prior written consent of the Company, which shall not be unreasonably withheld, conditioned or delayed. The Company and Parent shall each use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with applicable federal and state securities laws requirements.
(b) The Parties shall reasonably cooperate with each other and provide, and require their respective Representatives to provide, the other Party and its Representatives, with all true, correct and complete information regarding such Party or its Subsidiaries that is required by Law to be included in the Registration Statement or reasonably requested by the other Party to be included in the Registration Statement.
(c) Following the final determination of the Parent Net Cash of the Anticipated Closing Date in accordance with Section 1.6 (either as a result of the mutual agreement of the parties or the Proxy determination of the Accounting Firm), Parent and the Company shall mutually agree on the form and substance of a press release setting forth the anticipated Exchange Ratio as of the Anticipated Closing Date, which the Parties shall cause to be publicly disclosed (and which Parent shall file on Form 8-K) as early as practicable prior to the Parent Stockholder Meeting (and in no event shall this delay or cause the postponement of such meeting under any applicable law).
(d) Prior to filing of the Registration Statement, the Parties shall use their respective reasonable best efforts to execute and deliver to ▇▇▇▇▇▇ LLP (“Cooley”) and to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & ▇▇▇▇▇▇ LLP (“▇▇▇▇▇▇ ▇▇▇▇▇▇▇”) the applicable “Tax Representation Letters” referenced in Section 5.11(c). Following the delivery of the Tax Representation Letters pursuant to the preceding sentence, Parent and the Company shall use their respective reasonable best efforts to cause Cooley to deliver to Parent, and to cause ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ to deliver to the Company, a Tax opinion satisfying the requirements of Item 601 of Regulation S-K promulgated under the Securities Act. In rendering such opinions, Cooley and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall be entitled to rely on the Tax Representation Letters referred to in this Section 5.1(d) and Section 5.11(c).
Appears in 1 contract
Sources: Merger Agreement (Tocagen Inc)
Registration Statement; Proxy Statement. Subject to In the accuracy case of --------------------------------------- Acquiror and the representations contained in Section 6.13Company, respectively, the information to be supplied by the Company or its subsidiaries it for inclusion in (i) the registration statement Registra- tion Statement on Form S-4 (or on F-4 and/or such other form form(s) as may be appropriate) appropriate to be filed under the Securities Act with the SEC by Acquiror for the purpose of, among other things, registering the Acquiror ADSs and underlying Acquiror Ordinary Shares to be issued to the shareholders of the Company in the Merger (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall will not, at the time the such Registration Statement (including any amendments or supplements thereto) is declared effective by the SECbecomes effective, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by , or on behalf of the Company and its subsidiaries for inclusion in (ii) the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting statement or proxy statements and other materials (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred from time to herein as time, collectively the "Proxy Statement", and together with the prospectus included in the Registration Statement, as amended or supplemented from time to time, the "Proxy Statement/Prospectus") to be filed with the SEC by the Company under the Securities Exchange Act and distributed in connection with the Company's meeting of its shareholders to vote upon this Agreement (the "Company Meeting") and to be distributed by Acquiror Sub in connection with Acquiror Sub's meeting of its Shareholders to vote upon this Agreement (the "Acquiror Sub Meeting"), and the offering circular required under the rules and regulation of the London and Irish stock exchanges (the "Offering Circular") to be distributed by Acquiror in connection with Acquiror's meeting of the Shareholders to vote upon this Agreement (the "Acquiror Meeting") will not, on at the date time the Proxy Statement is first Statement/Prospectus and the Offering Circular, respectively, are mailed to shareholders, and at the time of the Shareholder Meeting and at Company Meeting, the Effective TimeAcquiror Sub Meeting, or the Acquiror Meeting, respectively, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were are made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to As promptly as practicable after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock Parties shall prepare, and Caladrius shall cause to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Caladrius covenants and agrees that the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information supplied by the Company or its subsidiaries that should be set forth Subsidiaries to Caladrius for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries ▇▇▇▇▇▇▇▇▇ makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or its Subsidiaries or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with their Representatives for inclusion therein. Each of the preparation of, Parties shall use commercially reasonable efforts to cause the Registration Statement or and the Proxy Statement.Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (i) As promptly as practicable following the date of this Agreement, DSAQ, and PubCo shall prepare and mutually agree upon (such agreement not to the accuracy be unreasonably withheld, conditioned or delayed by any of the representations contained in Section 6.13Parties), and PubCo shall file with the SEC, the information supplied Registration Statement/Proxy Statement. Each of DSAQ and PubCo shall use its reasonable best efforts to (A) cause the Registration Statement/Proxy Statement to comply in all material respects with the applicable rules and regulations promulgated by the Company SEC (including, with respect to PubCo, the provision of financial statements for the Blade Group for all periods, and in the form, required to be included in the Registration Statement/Proxy Statement under Securities Laws (after giving effect to any waivers received) or in response to any comments from the SEC), (B) promptly notify the other Parties of, reasonably cooperate with each other Party with respect to and respond promptly to, any comments of the SEC or its subsidiaries staff, (C) have the Registration Statement/Proxy Statement declared effective under the Securities Act as promptly as reasonably practicable after it is filed with the SEC and (D) keep the Registration Statement/Proxy Statement effective through the Closing in order to permit the consummation of the Transactions. Without limiting the generality of the foregoing, PubCo and DSAQ shall reasonably cooperate in connection with the preparation for inclusion in the registration statement Registration Statement/Proxy Statement of pro forma financial statements that comply with the requirements of Regulation S-X under the rules and regulations of the SEC (as interpreted by the staff of the SEC) to the extent such pro forma financial statements are required for the Registration Statement/Proxy Statement.
(ii) DSAQ, on Form S-4 the one hand, and the Blade Group, on the other hand, shall promptly furnish to the other all information concerning such Party and its Representatives that may be required or reasonably requested in connection with any action contemplated by this Section 7.04(a) or for including in any other statement, filing, notice or application made by or on behalf of DSAQ or PubCo to the SEC or the applicable Stock Exchange in connection with the Transactions, including delivering customary Tax representation letters to counsel to enable counsel to deliver any Tax opinions requested or required by the SEC or to be submitted in connection therewith as described in Section 7.07(a). If any Party becomes aware of any information that should be disclosed in an amendment or supplement to the Registration Statement/Proxy Statement, then (A) such Party shall promptly inform, in the case of DSAQ, PubCo, or, in the case of the Principal Shareholders or a member of the Blade Group, DSAQ, thereof, (B) such Party shall prepare and mutually agree upon with, in the case of DSAQ, PubCo, or, in the case of the Principal Shareholders or any member of the Blade Group, DSAQ (such agreement not to be unreasonably withheld, conditioned or delayed by any Party), an amendment or supplement to the Registration Statement/Proxy Statement, (C) PubCo shall file such mutually agreed upon amendment or supplement with the SEC and (D) the Parties shall reasonably cooperate, if appropriate, in mailing such amendment or supplement to the Pre-Closing DSAQ Holders. PubCo shall promptly advise DSAQ of the time of effectiveness of the Registration Statement/Proxy Statement, the issuance of any stop order relating thereto or the suspension of the qualification of PubCo Class A Ordinary Shares and, if applicable, PubCo Warrants for offering or sale in any jurisdiction. Each of DSAQ and PubCo shall use its reasonable best efforts to have any such stop order or suspension lifted, reversed or otherwise terminated.
(iii) Each of the Parties shall use its reasonable best efforts to ensure that none of the information related to such Party or any of such Party’s Representatives, supplied by such Party or on such other form as may be appropriate) (Party’s behalf for inclusion or incorporation by reference in the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall not/Proxy Statement shall, at the time the Registration Statement/Proxy Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, at each time at which it is amended, or at the time it becomes effective under the Securities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were are made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 1 contract
Sources: Business Combination Agreement (Direct Selling Acquisition Corp.)
Registration Statement; Proxy Statement. Subject to the accuracy of the representations contained in Section 6.13SECTION 6.17, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration StatementREGISTRATION STATEMENT") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SEC, contain any untrue statement of a Material fact or omit to state any Material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider consider, at a special meeting (the "Shareholder MeetingSHAREHOLDER MEETING") to vote on ), the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy StatementPROXY STATEMENT") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates affiliates, officers or directors should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any no representation or warranty with respect to any information supplied by the Buyer or any of and its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.by
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable after the accuracy date of this Agreement, Parent, in cooperation with the representations contained in Section 6.13Company, shall prepare and file with the information supplied by the Company or its subsidiaries for inclusion in the SEC a registration statement on Form S-4 (the “Form S-4”), in which a proxy statement relating to the Parent Stockholder Meeting to be held in connection with the Merger (together with any amendments thereof or on such other form supplements thereto, the “Proxy Statement”) shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Parent Common Stock to be issued by virtue of the Contemplated Transactions, other than any shares of Parent Capital Stock which are not permitted to be registered on Form S-4 pursuant to this Agreement applicable Law. Parent shall notuse commercially reasonable efforts to (i) cause the Registration Statement to comply with applicable rules and regulations promulgated by the SEC, at (ii) cause the time Registration Statement to become effective as promptly as practicable, and (iii) respond promptly to any comments or requests of the SEC or its staff related to the Registration Statement. Parent shall use commercially reasonable efforts to take all actions required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Parent Capital Stock pursuant to the Contemplated Transactions. Each of the Parties shall reasonably cooperate with the other Party and furnish all information concerning itself and its Affiliates, as applicable, to the other Parties that is required by law to be included in the Registration Statement as the other Parties may reasonably request in connection with such actions and the preparation of the Registration Statement and Proxy Statement.
(b) Parent covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the NRS, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to information supplied by or on behalf of the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other Party or any of its subsidiaries that Representatives regarding such other Party or its Affiliates for inclusion therein.
(c) Parent shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is contained declared effective under the Securities Act. If at any time before the Effective Time, (i) Parent, Merger Sub or incorporated by reference inthe Company (A) become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or Proxy Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or furnished (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in Parent filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Parent stockholders) or otherwise addressing such SEC request or comments and each Party and shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Parent shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Parent Capital Stock issuable in connection with the preparation ofContemplated Transactions for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(d) The Company shall use reasonable best efforts to cooperate with Parent and provide, and cause its Representatives to promptly provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by Parent to be included in the Proxy Registration Statement (collectively, the “Company Required S-4 Information”). Without limiting the foregoing, the Company will use reasonable best efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement is filed with the SEC (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Parent may file the Registration Statement, or any amendment or supplement thereto, without the prior consent of the Company, provided that Parent has included the Company Required S-4 Information in the Registration Statement in substantially the same form as it was provided to Parent by the Company pursuant to this Section 6.1; provided, further, that if the prior consent of the Company is not obtained then, notwithstanding anything else herein, the Company makes no covenant or representation regarding the portion of such information supplied by or on behalf of the Company to Parent for inclusion in such Registration Statement that the Company reasonably identifies prior to such filing of the Registration Statement.
(e) As promptly as reasonably practicable following the date of this Agreement, the Company will use commercially reasonable efforts to furnish to Parent (i) audited financial statements for each of its fiscal years required to be included in the Registration Statement, or an audited period balance sheet, as applicable (the “Company Audited Financial Statements”) and (ii) unaudited interim financial statements for each interim period completed prior to Closing that would be required to be included in the Registration Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Interim Financial Statements”). Each of the Company Audited Financial Statements and the Company Interim Financial Statements will be suitable for inclusion in the Registration Statement and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto) and on that basis will present fairly, in all material respects, the financial position and the results of operations, changes in stockholders’ equity and cash flows of the Company as of the dates of and for the periods referred to in the Company Audited Financial Statements or the Company Interim Financial Statements, as the case may be.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) Promptly after the expiration of thirty (30) days from the date of this Agreement, Parent and the Company will use their respective commercially reasonable efforts to prepare and file a registration statement on Form S-4 with the SEC, containing a proxy statement / prospectus for the stockholders of the Company, in connection with the registration of the offer and sale of the Tyler Shares. Parent and the Company will use commercially reasonable efforts to cause any such registration statement to be declared effective by the SEC. Each of Parent and the Company will furnish to the accuracy other all information concerning it and the holders of its capital stock as the other may reasonably request in connection with such actions.
(b) As promptly as practicable after the registration statement has been declared effective by the SEC, the Company shall mail the Company proxy statement / prospectus to its stockholders entitled to notice of and to vote at the company's meeting of stockholders and shall take all other actions necessary in accordance with Texas Law, the rules and regulations of the representations contained SEC, and its articles of incorporation and bylaws to convene a meeting of the stockholders to act on this Agreement and the proposed Merger. The Company's proxy statement / prospectus shall include the recommendation of the Company's board of directors to in favor of the Merger and the adoption of this Agreement, unless otherwise necessary in accordance with Section 6.13, the 5.02.
(c) The information supplied by the Company or its subsidiaries each party for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (and the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement proxy statement / prospectus shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SEC, not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event or circumstance relating to the Company information disclosed in such registration statement or its subsidiaries or any of their Affiliates proxy statement / prospectus should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statementsuch document, the Company then each party will promptly inform the Buyer. The Proxy Statement shall comply other in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementwriting.
Appears in 1 contract
Sources: Merger Agreement (CPS Systems Inc)
Registration Statement; Proxy Statement. Subject (a) The parties agree jointly to the accuracy of the representations contained in Section 6.13, the information supplied by the Company or its subsidiaries for inclusion in the prepare a registration statement on Form S-4 (or on such other applicable form as may be appropriate) (the "Registration Statement") covering to be filed by PNC with the offering SEC in connection with the issuance of shares PNC Common Stock in the Merger (including the proxy statement and prospectus and other proxy solicitation materials of the Buyer's Stock Company constituting a part thereof (the "Proxy Statement") and all related documents). The parties agree to cooperate in the preparation of the Registration Statement and the Proxy Statement; and, provided that the Company has cooperated as required above, PNC agrees to file an amendment to the Registration Statement with the SEC within eight (8) business days of the date hereof. Each of PNC and the Company agrees to use all reasonable efforts to cause the Registration Statement to be issued pursuant declared effective under the Securities Act as promptly as reasonably practicable after filing thereof. PNC also agrees to use all reasonable efforts to obtain all necessary state securities law or "Blue Sky" permits and approvals required to carry out the transactions contemplated by this Agreement shall notPlan. Each of PNC and the Company agrees to furnish all information concerning it, its subsidiaries, officers, directors and stockholders as may be reasonably requested in connection with the foregoing.
(b) Each of PNC and the Company agrees (1) as to itself and its subsidiaries, that none of the information supplied or to be supplied by it for inclusion or incorporation by reference in (a) the Registration Statement will, at the time the Registration Statement (including any amendments and each amendment or supplements supplement thereto) is declared , if any, becomes effective by under the SECSecurities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company misleading and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting"b) to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed and any amendment or supplement thereto will, at the date of mailing to shareholders, stockholders and at the time of the Shareholder Company Meeting and at the Effective Time, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were such statement was made, not misleadingmisleading and (2) that the Registration Statement and Proxy Statement shall comply with all applicable laws as they relate to PNC and the Company. If at any time Each of PNC and the Company further agrees that if it shall become aware prior to the Effective Time Date of any event relating information furnished by it that would cause any of the statements in the Proxy Statement or the Registration Statement to be false or misleading with respect to any material fact, or to omit to state any material fact necessary to make the Company statements therein not false or its subsidiaries misleading, to promptly inform the other party thereof and to take the necessary steps to correct the Proxy Statement or the Registration Statement.
(c) PNC agrees to advise the Company, promptly after PNC receives notice thereof, of the time when the Registration Statement has become effective or any supplement or amendment has been filed, of their Affiliates should be discovered the issuance of any stop order or the suspension of the qualification of PNC Common Stock for offering or sale in any jurisdiction, of the initiation or threat of any proceeding for any such purpose, or of any request by the Company SEC for the amendment or its subsidiaries that should be set forth in an amendment to supplement of the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statementfor additional information.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable following the date of this Agreement, (i) Parent shall prepare and file with the SEC a proxy statement relating to the accuracy of Parent Stockholders Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Parent, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and file with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Parent Common Stock to be issued by virtue of the Merger. Parent shall use its reasonable best efforts to (i) cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable, and (iii) respond promptly to any comments or requests of the SEC or its staff relating to the Registration Statement. Parent shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Parent Common Stock pursuant to this Agreement the Merger. Each of the parties shall notreasonably cooperate with the other party and furnish all information concerning itself and their Affiliates, at as applicable, to the time other parties that is required by law to be include in the Registration Statement as the other parties may reasonably request in connection with such actions and the preparation of the Registration Statement.
(b) Parent covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the DGCL, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior The Company covenants and agrees that the information supplied by or on behalf of the Company, concerning itself, to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Interim Financial Statements) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other party or any of their Representatives regarding such other party or its Affiliates for inclusion therein.
(c) Parent shall cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act.
(d) If at any time before the Effective Time (i) any party (A) becomes aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement; then, in each case such party, as the case may be, shall promptly inform the other parties thereof and shall cooperate with such other parties in filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Parent stockholders) or otherwise addressing such SEC request or comments and each party shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Parent shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Parent Common Stock issuance in connection with the Merger for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its subsidiaries Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(e) The Company shall reasonably cooperate with Parent and provide, and cause its Representatives to provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is contained required by law to be included in the Registration Statement or incorporated reasonably requested by reference inParent to be included in the Registration Statement. Without limiting the Company’s obligations in Section 7.1(a), or furnished the Company will use commercially reasonable efforts to cause to be delivered to Parent a letter of the Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for letters delivered by independent public accountants in connection with registration statements similar to the preparation Registration Statement.
(f) The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. No filing of, or amendment or supplement to, the Registration Statement will be made by Parent without the prior consent of the Company, which shall not be unreasonably withheld, conditioned or delayed.
(g) As promptly as reasonably practicable following the date of this Agreement, the Company will use commercially reasonable efforts to furnish to Parent audited financial statements for each of its fiscal years required to be included in the Form S-4 (the “Company Audited Financial Statements”) and the Company will use commercially reasonable efforts to furnish to Parent unaudited interim financial statements for each interim period completed prior to Closing that would be required to be included in the Proxy Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Unaudited Interim Financial Statements”). Each of the Company Audited Financial Statements and the Company Interim Financial Statements will be suitable for inclusion in the Proxy StatementStatement and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto).
Appears in 1 contract
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock Parties shall prepare, and Parent shall cause to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Parent represents, covenants and agrees that the Proxy Statement, including any pro forma financial statements included therein (and the letter to stockholders, notice of meeting and form of proxy included therewith) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company represents, covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC (at least three (3) business days prior to the filing thereof), and on the response to any comments of the SEC on the Proxy Statement, prior to the filing thereof with the SEC. Parent shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Parent, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Parent stockholders.
(b) The Company shall reasonably cooperate with Parent and provide, and require its Representatives to provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by Parent to be included in the Registration Statement. Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
Appears in 1 contract
Sources: Merger Agreement (BioPharmX Corp)
Registration Statement; Proxy Statement. Subject In connection with the AVANT Stockholder Meeting, AVANT will (i) as promptly as reasonably practicable prepare and file with the SEC the Prospectus and the AVANT Registration Statement, in which the Prospectus will be included as a prospectus, (ii) respond as promptly as reasonably practicable to any comments received from the SEC with respect to such filings, provide copies of such comments to Celldex promptly upon receipt and promptly provide to Celldex all such responses, (iii) as promptly as reasonably practicable, prepare and file any amendments or supplements necessary to be filed in response to any SEC comments or as required by law and promptly provide to Celldex all such responses, (iv) use its commercially reasonable efforts to have the AVANT Registration Statement declared effective by the SEC and will thereafter mail to its stockholders as promptly as reasonably practicable, the Prospectus and all other customary proxy or other materials for meetings such as the AVANT Stockholder Meeting, (v) to the accuracy extent required by applicable law, as promptly as reasonably practicable, prepare, file and distribute to the stockholders of AVANT any supplement or amendment to the Prospectus if any event shall occur which requires such action at any time prior to the AVANT Stockholder Meeting, and (vi) otherwise use commercially reasonable efforts to comply with all requirements of law applicable to the AVANT Stockholder Meeting, the AVANT Registration Statement and the Prospectus. Celldex shall cooperate with AVANT and Merger Sub in connection with the preparation and filing of the representations contained in Section 6.13AVANT Registration Statement and the Prospectus and the resolution of any comments from the SEC referred to above, the including furnishing AVANT upon request with any and all information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (reasonably required to be set forth in the "AVANT Registration Statement") covering , the offering of shares of Prospectus or any supplement or amendment thereto under the Buyer's Stock Exchange Act. AVANT and Merger Sub will provide Celldex a reasonable opportunity to be issued pursuant to this Agreement shall notreview and comment upon the AVANT Registration Statement, at the time the Registration Statement (including Prospectus or any amendments or supplements thereto) is declared effective , prior to filing the same with the SEC and will in good faith consider any comments by Celldex. If, at any time prior to the SECEffective Time, any information relating to AVANT, Celldex or Merger Sub or any of their respective affiliates should be discovered by AVANT, Celldex or Merger Sub which should be set forth in an amendment or supplement to the AVANT Registration Statement or the Prospectus so that the AVANT Registration Statement and the Prospectus shall not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary order to make the statements therein, in light of the circumstances under which they were are made, not misleading. If at any time prior , the party that discovers such information shall promptly notify the other parties and, to the Effective Time any event relating extent required by applicable law, AVANT shall disseminate an appropriate amendment thereof or supplement thereto describing such information to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy StatementAVANT’s stockholders.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, CYTO and CBLI shall jointly prepare and cause to be filed with the accuracy of SEC the representations contained Registration Statement, in Section 6.13, which the Proxy Statement will be included as a prospectus. CBLI covenants and agrees that the information supplied provided by the Company CBLI or its subsidiaries Subsidiaries to CYTO for inclusion in the registration statement on Form S-4 Proxy Statement, (or on such other and the letter to stockholders, notice of meeting and form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall proxy included therewith), will not, at the time that the Registration Proxy Statement (including or any amendments amendment or supplements thereto) supplement thereto is declared effective by filed with the SEC, SEC or is first mailed to the CBLI Stockholders contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to CYTO covenants and agrees that the Effective Time any event relating to the Company information provided by CYTO or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth Subsidiaries to CBLI for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company CYTO financial statements) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries (i) CBLI makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer CYTO or its Subsidiaries or any of their Representatives specifically for inclusion therein and (ii) CYTO makes no covenant, representation or warranty with respect to statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, other than with respect to the written information provided by CYTO or its subsidiaries Subsidiaries or any of their Representatives for inclusion therein. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. CBLI shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to CBLI’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each party shall promptly furnish to the other party all information concerning such party and such party’s Affiliates and such party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 6.2. If CBLI, Merger Sub or CYTO become aware of any event or information that, pursuant to the preparation ofSecurities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the CBLI Stockholders.
(b) CYTO shall reasonably cooperate with CBLI and provide, and require its Representatives to provide, CBLI and its Representatives, with all true, correct and complete information regarding CYTO or its Subsidiaries that is required by Law to be included in the Registration Statement or reasonably requested by CBLI to be included in the Registration Statement. CYTO will use commercially reasonable efforts to cause to be delivered to CBLI a consent letter of CYTO’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to CBLI), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, the Parties shall prepare, and Parent shall, subject to the accuracy full and prompt assistance of the representations contained in Section 6.13Company, cause to be filed with the SEC, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement". Parent represents, covenants and agrees that the Registration Statement, including any pro forma financial statements included therein (and the letter to stockholders, notice of meeting and form of proxy included therewith) covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall will not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SECApplicable Time, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company represents, covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth to Parent for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Financial Statements and any other financial statements provided to Parent pursuant to Section 5.16) will promptly inform the Buyer. The Proxy Statement shall comply not, at any Applicable Time, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, to the extent related to the Company or its operations, business, managers, officers, Subsidiaries or members or based on information supplied provided by the Buyer Company or any of its subsidiaries Representatives specifically for inclusion therein. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement prior to the filing thereof with the SEC (at least five (5) days prior to the filing thereof), and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Each Party shall use commercially reasonable efforts (i) to cause the Registration Statement to comply with the applicable rules and regulations promulgated by the SEC, (ii) to file the Registration Statement as promptly as practicable after the date hereof, (iii) to respond promptly to any comments or requests of the SEC or its staff related to the Registration Statement, (iv) to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC, (v) to cause the Proxy Statement to be mailed to Parent’s stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act, and (vi) to promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders or members that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If at any time before the preparation ofEffective Time Parent, Merger Sub or the Company becomes aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to Parent stockholders.
(b) The Company shall reasonably cooperate with Parent and provide, and require its Representatives to provide, Parent and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by Parent to be included in the Proxy Registration Statement. Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Parent a consent letter of the Company’s independent accounting firm, dated no more than two Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
(c) Prior to filing of the Registration Statement, Parent and the Company shall use their commercially reasonable efforts to execute and deliver to Sheppard, Mullin, R▇▇▇▇▇▇ & H▇▇▇▇▇▇ LLP (“Parent Tax Counsel”) and Akerman LLP (“Company Counsel”) the applicable “Tax Representation Letters” referenced in Section 5.10(c). Following the delivery of the Tax Representation Letters, Parent and the Company shall use their respective commercially reasonable efforts to cause Parent Tax Counsel to deliver to Parent, and Company Counsel to deliver to the Company, Tax opinions satisfying the requirements of Item 601(b)(8) of Regulation S-K under the Securities Act. In rendering their respective opinions, each of Parent Tax Counsel and Company Counsel may require and rely upon (and may incorporate by reference) reasonable and customary representations and covenants, including the applicable Tax Representation Letters described in this Section 5.1(c) and Section 5.10(c).
Appears in 1 contract
Sources: Merger Agreement (NTN Buzztime Inc)
Registration Statement; Proxy Statement. Subject to (a) As soon as practicable following the accuracy date of this Agreement (but no later than 20 Business Days after the date of this Agreement unless otherwise mutually agreed by the Parties), the Partnership will prepare and file with the SEC the Proxy Statement and Parent will prepare and Parent will file with the SEC the Registration Statement, in which the Proxy Statement will be included as a prospectus. Each of the representations contained in Section 6.13, the information supplied by the Company or Partnership and Parent will use its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock reasonable best efforts to be issued pursuant to this Agreement shall not, at the time have the Registration Statement (including declared effective under the Securities Act as promptly as practicable after such filing and keep the Registration Statement effective for so long as necessary to consummate the transactions contemplated hereby. Parent also agrees to use commercially reasonable efforts to obtain any amendments necessary state securities law or supplements thereto) “Blue Sky” permits and approvals required to carry out the transactions contemplated by this Agreement. The Partnership will use its reasonable best efforts to cause the Proxy Statement to be mailed to the Partnership Unitholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. No filing of, or amendment or supplement to, the Registration Statement will be made by Parent, and no filing of, or amendment or supplement to, the Proxy Statement will be made by the SECPartnership without providing the Other Parties a reasonable opportunity to review and comment thereon. If at any time prior to the Effective Time any information relating to the Partnership or Parent, contain or any untrue statement of their respective Affiliates, directors or officers, is discovered by the Partnership or Parent that should be set forth in an amendment or supplement to either the Registration Statement or the Proxy Statement, so that either such document would not include any misstatement of a Material material fact or omit to state any Material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. If at any time prior , the Party that discovers such information will promptly notify the Other Parties and an appropriate amendment or supplement describing such information will be promptly filed with the SEC and, to the Effective Time any event relating extent required by Law, disseminated to the Company Partnership Unitholders. The Parties will notify each other promptly of the receipt of any comments from the SEC or its subsidiaries or the staff of the SEC and of any of their Affiliates should be discovered request by the Company SEC or its subsidiaries that should be set forth in an amendment the staff of the SEC for amendments or supplements to the Proxy Statement or the Registration Statement or a supplement for additional information and will supply each other with copies of (i) all correspondence between it or any of its Representatives, on the one hand, and the SEC or the staff of the SEC, on the other hand, with respect to the Proxy Statement, the Company will Registration Statement or the transactions contemplated hereby and (ii) all orders of the SEC relating to the Registration Statement.
(b) The Partnership will, as soon as reasonably practicable following the date of this Agreement, establish a record date for, and as soon as reasonably practicable following the Registration Statement being declared effective by the SEC, duly call, give notice of, convene and hold, the Partnership Meeting. The Partnership Meeting shall be held as promptly inform as practicable, and, if reasonably practicable, shall be held within 45 days after the Buyermailing of the Proxy Statement. Subject to Section 7.3, the Partnership will, through the Partnership Board, (i) determine that the Merger is in the best interests of the Partnership and the Partnership Unitholders and (ii) recommend that the Partnership Unitholders approve this Agreement and the transactions contemplated hereby, including the Merger (the “Partnership Board Recommendation”). The Proxy Statement shall comply (subject to Section 7.3) include the Partnership Board Recommendation. The Partnership’s obligations to call, give notice of and hold the Partnership Meeting in all Material respects accordance with Section 7.2(a) shall not be limited or otherwise affected by the requirements making, commencement, disclosure, announcement or submission of any Superior Proposal or Alternative Proposal, or by any Partnership Change in Recommendation. Without limiting the Securities Laws and the rules and regulations thereunder. Notwithstanding generality of the foregoing, neither the Company nor Partnership agrees that: (i) unless this Agreement is validly terminated in accordance with Article IX (including, if applicable, upon payment of the Termination Fee and Parent Expenses), the Partnership shall not submit any Superior Proposal to a vote of its subsidiaries makes the Partnership Unitholders; and (ii) the Partnership shall not (without Parent’s prior written consent) adjourn, postpone or cancel (or propose, publicly or otherwise, or resolve to, to adjourn, postpone or cancel) the Partnership Meeting. Notwithstanding anything in this Agreement to the contrary, the Partnership may postpone or adjourn the Partnership Meeting (i) in the absence of proxies sufficient to obtain the Partnership Unitholder Approval, to solicit additional proxies for the purpose of obtaining Partnership Unitholder Approval, (ii) in the absence of a quorum, and (iii) to allow reasonable additional time for the filing and/or mailing of any representation supplemental or warranty amended disclosure that the Partnership has determined after consultation with respect outside legal counsel is necessary under applicable Law and for such supplemental or amended disclosure to any information supplied be disseminated and reviewed by the Buyer or any of its subsidiaries that is contained or incorporated by reference inPartnership Unitholders prior to Partnership Meeting. Notwithstanding anything to the contrary in this Agreement, or furnished if there occurs a Partnership Change in connection with the preparation ofRecommendation, the Registration Statement or Partnership shall remain required to call, hold and convene the Proxy StatementPartnership Meeting unless this Agreement has been terminated in accordance with its terms.
Appears in 1 contract
Sources: Merger Agreement (QR Energy, LP)
Registration Statement; Proxy Statement. Subject to (a) As promptly as practicable after the accuracy date of the representations contained in Section 6.13this Agreement, the information supplied by the Company or its subsidiaries for inclusion in the registration statement on Form S-4 (or on such other form as may be appropriate) (the "Registration Statement") covering the offering of shares of the Buyer's Stock Parties shall prepare, and Nautilus shall cause to be issued pursuant to this Agreement shall not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, the Registration Statement, in which the Proxy Statement will be included as a prospectus. Nautilus covenants and agrees that the Proxy Statement, including any pro forma financial statements included therein (and the letter to stockholders, notice of meeting and form of proxy included therewith) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered information provided by the Company or its subsidiaries that should be set forth Subsidiaries to Nautilus for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, Statement (including the Company Financials) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunderorder to make such information not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Nautilus makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer Company or its Subsidiaries or any of their Representatives specifically for inclusion therein. The Company and its subsidiaries legal counsel shall be given reasonable opportunity to review and comment on the Proxy Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC prior to the filing thereof with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Registration Statement and the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC, to respond promptly to any comments of the SEC or its staff and to have the Registration Statement declared effective under the Securities Act as promptly as practicable after it is filed with the SEC. Each of the Parties shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Nautilus’ stockholders as promptly as practicable after the Registration Statement is declared effective under the Securities Act. Each Party shall promptly furnish to the other Party all information concerning such Party and such Party’s Affiliates and such Party’s stockholders that is contained may be required or incorporated by reference in, or furnished reasonably requested in connection with any action contemplated by this Section 5.1. If Nautilus, Merger Sub or the preparation ofCompany become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or the Proxy Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in filing such amendment or supplement with the SEC and, if appropriate, in mailing such amendment or supplement to the Nautilus stockholders.
(b) Prior to the Effective Time, Nautilus shall use commercially reasonable efforts to obtain all regulatory approvals needed to ensure that the Nautilus Common Stock to be issued in the Merger (to the extent required) shall be registered or qualified or exempt from registration or qualification under the securities law of every jurisdiction of the United States in which any registered holder of Company Capital Stock has an address of record on the applicable record date for determining the holders of Company Capital Stock entitled to notice of and to vote pursuant to the Company Stockholder Written Consent; provided, however, that Nautilus shall not be required: (i) to qualify to do business as a foreign corporation in any jurisdiction in which it is not now qualified; or (ii) to file a general consent to service of process in any jurisdiction.
(c) The Company shall reasonably cooperate with Nautilus and provide, and require its Representatives to provide, Nautilus and its Representatives, with all true, correct and complete information regarding the Company or its Subsidiaries that is required by law to be included in the Registration Statement or reasonably requested by Nautilus to be included in the Registration Statement. Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Nautilus a letter of the Company’s independent accounting firm, dated no more than two Business Days before the date on which the Registration Statement becomes effective (and reasonably satisfactory in form and substance to Nautilus), that is customary in scope and substance for letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, and in any event no later than forty-five (45) days following the date of this Agreement, Parent, with Company’s cooperation, will prepare and cause to be filed with the SEC a Registration Statement on Form S-4, including a proxy statement relating to the accuracy Parent Stockholders’ Meeting to be held in connection with the Parent Stockholder Approval Matters and other matters that may be mutually agreed upon between Parent and Company (such Form S-4 Registration Statement, together with any amendments thereof or supplements thereto, the “Proxy Statement”). Each of Parent and Company will use commercially reasonable efforts: (i) to cause the Proxy Statement to comply with the applicable rules and regulations promulgated by the SEC; and (ii) to promptly notify the other of, cooperate with each other with respect to and respond promptly to any comments of the representations contained in Section 6.13, the information supplied by the Company SEC or its subsidiaries for inclusion staff. Parent will cause the Proxy Statement to be furnished to the Parent Stockholders in accordance with applicable Legal Requirements. Each of Parent and Company will promptly furnish the registration statement on Form S-4 (or on other Party all information concerning such other form as Party, its Subsidiaries and stockholders that may be required or reasonably requested in connection with any action contemplated by this Section 5.1. If either Parent or Company becomes aware of any information that should be disclosed in an amendment or supplement to the Proxy Statement, then such Party: (i) will promptly inform the other Party thereof; (ii) will provide the other Party (and its counsel) with a reasonable opportunity to review and comment on any amendment or supplement to the Proxy Statement prior to it being filed with the SEC; (iii) will provide the other Party with a copy of such amendment or supplement promptly after it is filed with the SEC; and (iv) will cooperate, if appropriate, in mailing such amendment or supplement to the Parent Stockholders.
(b) Parent covenants and agrees that the Proxy Statement, including any pro forma financial statements included therein (and the "Registration Statement") covering the offering letter to stockholders, notice of shares meeting and form of the Buyer's Stock to be issued pursuant to this Agreement shall proxy included therewith), will not, at the time the Registration Statement (including any amendments or supplements thereto) is declared effective by the SEC, contain any untrue statement of a Material fact or omit to state any Material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date that the Proxy Statement or any amendment or supplement thereto is filed with the SEC or is first mailed to shareholdersthe Parent Stockholders, at the time of the Shareholder Parent Stockholders’ Meeting and at the Effective Time, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Parent makes any no covenant, representation or warranty with respect to any statements made in the Proxy Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied furnished in writing by Company specifically for inclusion therein.
(c) Company shall reasonably cooperate with Parent and, within forty-five (45) days of the date of this Agreement, provide, and require its Representatives, advisors, accountants and attorneys to provide, Parent and its Representatives, advisors, accountants and attorneys, with all true, correct and complete information regarding Company that is required by law to be included in the Proxy Statement or reasonably requested from Company to be included in the Proxy Statement and all other filings required by the Buyer Securities Act or any Exchange Act, including, but not limited to, audited and unaudited financial statements of its subsidiaries Company and management discussion and analysis of Company’s financial condition. Without limiting the foregoing, Company will use commercially reasonable efforts to cause to be delivered to Parent a letter of Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Proxy Statement becomes effective (and reasonably satisfactory in form and substance to Parent), that is contained or incorporated customary in scope and substance for letters delivered by reference in, or furnished independent public accountants in connection with the preparation of, the Registration Statement or registration statements similar to the Proxy Statement.
Appears in 1 contract
Sources: Agreement and Plan of Merger and Reorganization (Ohr Pharmaceutical Inc)
Registration Statement; Proxy Statement. Subject (a) As promptly as practicable after the date of this Agreement, (i) Magenta shall prepare and file with the SEC a proxy statement relating to the accuracy of Magenta Stockholder Meeting to be held in connection with the representations contained in Section 6.13Merger (together with any amendments thereof or supplements thereto, the information supplied by “Proxy Statement”) and (ii) Magenta, in cooperation with the Company or its subsidiaries for inclusion in Company, shall prepare and file with the SEC a registration statement on Form S-4 (or on such other form the “Form S-4”), in which the Proxy Statement shall be included as may be appropriate) a part (the "Proxy Statement and the Form S-4, collectively, the “Registration Statement") covering ”), in connection with the offering registration under the Securities Act of the shares of the Buyer's Magenta Common Stock to be issued by virtue of the Contemplated Transactions. Magenta shall use commercially reasonable efforts to (i) cause the Registration Statement to comply with applicable rules and regulations promulgated by the SEC, (ii) cause the Registration Statement to become effective as promptly as practicable, (iii) respond promptly to any comments or requests of the SEC or its staff related to the Registration Statement. Magenta shall take all or any action required under any applicable federal, state, securities and other Laws in connection with the issuance of shares of Magenta Common Stock pursuant to this Agreement the Contemplated Transactions. Each of the Parties shall notreasonably cooperate with the other Party and furnish all information concerning itself and their Affiliates, at as applicable, to the time other Parties that is required by law to be included in the Registration Statement as the other Parties may reasonably request in connection with such actions and the preparation of the Registration Statement and Proxy Statement.
(b) Magenta covenants and agrees that the Registration Statement (including any amendments or supplements theretoand the letter to stockholders, notice of meeting and form of proxy included therewith) is declared effective by will (i) comply as to form in all material respects with the SECrequirements of applicable U.S. federal securities laws and the DGCL, and (ii) will not contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary in order to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. If at any time prior to The Company covenants and agrees that the Effective Time any event relating to information supplied by or on behalf of the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth to Magenta for inclusion in an amendment to the Registration Statement or a supplement to the Proxy Statement, (including the Company Balance Sheet) will promptly inform the Buyer. The Proxy Statement shall comply not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in all Material respects with the requirements order to make such information, in light of the Securities Laws and the rules and regulations thereundercircumstances under which they were made, not misleading. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries Party makes any covenant, representation or warranty with respect to any statements made in the Registration Statement (and the letter to stockholders, notice of meeting and form of proxy included therewith), if any, based on information supplied provided by the Buyer other Party or any of its subsidiaries that Representatives regarding such other Party or its Affiliates for inclusion therein.
(c) Magenta shall use commercially reasonable efforts to cause the Proxy Statement to be mailed to Magenta’s stockholders as promptly as practicable after the Registration Statement is contained declared effective under the Securities Act. If at any time before the Effective Time, (i) Magenta, Merger Sub or incorporated by reference inthe Company (A) become aware of any event or information that, pursuant to the Securities Act or the Exchange Act, should be disclosed in an amendment or supplement to the Registration Statement or Proxy Statement, (B) receives notice of any SEC request for an amendment or supplement to the Registration Statement or for additional information related thereto, or furnished (C) receives SEC comments on the Registration Statement, or (ii) the information provided in the Registration Statement has become “stale” and new information should be disclosed in an amendment or supplement to the Registration Statement, as the case may be, then such Party, as the case may be, shall promptly inform the other Parties thereof and shall cooperate with such other Parties in Magenta filing such amendment or supplement with the SEC (and, if appropriate, in mailing such amendment or supplement to the Magenta stockholders) or otherwise addressing such SEC request or comments and each Party and shall use their commercially reasonable efforts to cause any such amendment to become effective, if required. Magenta shall promptly notify the Company if it becomes aware (1) that the Registration Statement has become effective, (2) of the issuance of any stop order or suspension of the qualification or registration of the Magenta Common Stock issuable in connection with the preparation ofContemplated Transactions for offering or sale in any jurisdiction, or (3) any order of the SEC related to the Registration Statement, and shall promptly provide to the Company copies of all written correspondence between it or any of its Representatives, on the one hand, and the SEC or staff of the SEC, on the other hand, with respect to the Registration Statement and all orders of the SEC relating to the Registration Statement.
(d) The Company shall reasonably cooperate with Magenta and provide, and cause its Representatives to provide, Magenta and its Representatives, with all true, correct and complete information regarding the Company that is required by Law to be included in the Registration Statement or reasonably requested by Magenta to be included in the Proxy Registration Statement (collectively, the “Company Required S-4 Information”). Without limiting the foregoing, the Company will use commercially reasonable efforts to cause to be delivered to Magenta a consent letter of the Company’s independent accounting firm, dated no more than two (2) Business Days before the date on which the Registration Statement is filed with the SEC (and reasonably satisfactory in form and substance to Magenta), that is customary in scope and substance for consent letters delivered by independent public accountants in connection with registration statements similar to the Registration Statement. The Company and its legal counsel shall be given reasonable opportunity to review and comment on the Registration Statement, including all amendments and supplements thereto, prior to the filing thereof with the SEC, and on the response to any comments of the SEC on the Registration Statement, prior to the filing thereof with the SEC. Magenta may file the Registration Statement, or any amendment or supplement thereto, without the prior consent of the Company, provided that Magenta has included the Company Required S-4 Information in the Registration Statement in substantially the same form as it was provided to Magenta by the Company pursuant to this Section 6.1; provided, further, that if the prior consent of the Company is not obtained then, notwithstanding anything else herein, the Company makes no covenant or representation regarding the portion of such information supplied by or on behalf of the Company to Magenta for inclusion in such Registration Statement that the Company reasonably identifies prior to such filing of the Registration Statement.
(e) As promptly as reasonably practicable following the date of this Agreement, the Company will use commercially reasonable efforts to furnish to Magenta (i) audited financial statements for each of its fiscal years required to be included in the Registration Statement (the “Company Audited Financial Statements”) and (ii) unaudited interim financial statements for each interim period completed prior to Closing that would be required to be included in the Registration Statement or any periodic report due prior to the Closing if the Company were subject to the periodic reporting requirements under the Securities Act or the Exchange Act (the “Company Interim Financial Statements”). Each of the Company Audited Financial Statements and the Company Interim Financial Statements will be suitable for inclusion in the Registration Statement and prepared in accordance with GAAP as applied on a consistent basis during the periods involved (except in each case as described in the notes thereto) and on that basis will present fairly, in all material respects, the financial position and the results of operations, changes in stockholders’ equity and cash flows of the Company as of the dates of and for the periods referred to in the Company Audited Financial Statements or the Company Interim Financial Statements, as the case may be.
Appears in 1 contract
Registration Statement; Proxy Statement. Subject (i) As promptly as practicable following the date of this Agreement, SPAC, the Company and PubCo shall prepare, mutually agree upon (such agreement not to be unreasonably withheld, conditioned or delayed by any of the Parties), and file with the SEC, the Registration Statement/Proxy Statement in connection with the registration under the Securities Act of the shares of PubCo Common Stock to be issued under this Agreement to the accuracy Pre-Closing SPAC Holders and the Sellers. Each of SPAC, the Company and PubCo shall use its reasonable best efforts to (A) cause the Registration Statement/Proxy Statement to comply in all material respects with the applicable rules and regulations promulgated by the SEC (including, with respect to the Company and PubCo, the provision of financial statements for the Company Group and PubCo, respectively, for all periods, and in the form, required to be included in the Registration Statement/Proxy Statement under Securities Laws (after giving effect to any waivers received) or in response to any comments from the SEC), (B) promptly notify the other Parties of, reasonably cooperate with each other Party with respect to and respond promptly to, any comments of the representations contained SEC or its staff, (C) have the Registration Statement/Proxy Statement declared effective under the Securities Act as promptly as reasonably practicable after it is filed with the SEC and (D) keep the Registration Statement/Proxy Statement effective through the Closing in Section 6.13order to permit the consummation of the Transactions. Without limiting the generality of the foregoing, PubCo, the information supplied by Company and SPAC shall reasonably cooperate in connection with the Company or its subsidiaries preparation for inclusion in the registration statement Registration Statement/Proxy Statement of pro forma financial statements that comply with the requirements of Regulation S-X under the rules and regulations of the SEC (as interpreted by the staff of the SEC) to the extent such pro forma financial statements are required for the Registration Statement/Proxy Statement.
(ii) SPAC, on Form S-4 the one hand, and the Company Group, on the other hand, shall promptly furnish to the other all information concerning such Party and its Representatives that may be required or reasonably requested in connection with any action contemplated by this Section 8.04(a) or for including in any other statement, filing, notice or application made by or on behalf of SPAC or the Company to the SEC or the applicable Stock Exchange in connection with the Transactions, including delivering customary Tax representation letters to ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & Schole LLP (or such other reputable law or accounting firm with expertise in U.S. federal income Tax matters mutually agreed by SPAC and the Company (an “Alternative Advisor”)) to enable counsel to deliver any Tax opinions requested or required by the SEC or to be submitted in connection therewith as described in Section 8.07(a). If any Party becomes aware of any information that should be disclosed in an amendment or supplement to the Registration Statement/Proxy Statement, then (A) such Party shall promptly inform, in the case of SPAC, the Company, or, in the case of the Company Group, SPAC, thereof, (B) such Party shall prepare and mutually agree upon with, in the case of SPAC, the Company, or, in the case of the Company Group, SPAC (such agreement not to be unreasonably withheld, conditioned or delayed by any Party), an amendment or supplement to the Registration Statement/Proxy Statement, (C) PubCo, the Company and SPAC shall file such mutually agreed upon amendment or supplement with the SEC and (D) the Parties shall reasonably cooperate, if appropriate, in mailing such amendment or supplement to the Pre-Closing SPAC Holders. PubCo shall promptly advise SPAC of the time of the effectiveness of the Registration Statement/Proxy Statement, the issuance of any stop order relating thereto or the suspension of the qualification of shares of PubCo Common Stock for offering or sale in any jurisdiction. Each of SPAC, the Company and PubCo shall use its reasonable best efforts to have any stop order or suspension of the qualification of shares of PubCo Common Stock for offering or sale in any jurisdiction lifted, reversed or otherwise terminated.
(iii) Each of the Parties shall use its reasonable best efforts to ensure that none of the information related to such Party or any of such Party’s Representatives, supplied by such Party or on such other form as may be appropriate) (Party’s behalf for inclusion or incorporation by reference in the "Registration Statement") covering the offering of shares of the Buyer's Stock to be issued pursuant to this Agreement shall not/Proxy Statement shall, at the time the Registration Statement/Proxy Statement (including any amendments or supplements thereto) is declared effective by filed with the SEC, at each time at which it is amended, or at the time it becomes effective under the Securities Act, contain any untrue statement of a Material material fact or omit to state any Material material fact required to be stated therein or necessary to make the statements therein not misleading. The information supplied by or on behalf of the Company and its subsidiaries for inclusion in the proxy statement/prospectus to be sent to the shareholders of the Company to consider at a special meeting (the "Shareholder Meeting") to vote on the Holding Company Merger (such proxy statement/prospectus as amended or supplemented is referred to herein as the "Proxy Statement") will not, on the date the Proxy Statement is first mailed to shareholders, at the time of the Shareholder Meeting and at the Effective Time, contain any untrue statement of a Material fact or omit to state any Material fact necessary to make the statements therein, in light of the circumstances under which they were are made, not misleading. If at any time prior to the Effective Time any event relating to the Company or its subsidiaries or any of their Affiliates should be discovered by the Company or its subsidiaries that should be set forth in an amendment to the Registration Statement or a supplement to the Proxy Statement, the Company will promptly inform the Buyer. The Proxy Statement shall comply in all Material respects with the requirements of the Securities Laws and the rules and regulations thereunder. Notwithstanding the foregoing, neither the Company nor any of its subsidiaries makes any representation or warranty with respect to any information supplied by the Buyer or any of its subsidiaries that is contained or incorporated by reference in, or furnished in connection with the preparation of, the Registration Statement or the Proxy Statement.
Appears in 1 contract
Sources: Business Combination Agreement (ESH Acquisition Corp.)