Common use of Registration History Clause in Contracts

Registration History. 7. The Respondent was registered in the mutual fund industry commencing in or about 1998.

Appears in 1 contract

Samples: Settlement Agreement

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Registration History. 7. The Since November 1998, the Respondent was has been registered in the mutual fund industry commencing in or about 1998industry.

Appears in 1 contract

Samples: Settlement Agreement

Registration History. 76. The Respondent was has been registered in the mutual fund industry commencing in or about 1998since April 2000.

Appears in 1 contract

Samples: Settlement Agreement

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Registration History. 76. The Respondent was has been registered in the mutual fund industry commencing in or about 1998since January 1995.

Appears in 1 contract

Samples: Settlement Agreement

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