Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 14 contracts
Samples: Custody Agreement (Cushing Royalty & Income Fund), Closed End Fund (Tortoise Energy Independence Fund, Inc.), Custody Agreement (Rochdale Alternative Total Return Fund LLC)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, Custodian or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 5 contracts
Samples: Custody Agreement (MDT Funds), Custody Agreement (PRUDENT BEAR FUNDS INC C/O US Bancorp Fund Services, LLC), Custody Agreement (BB&T Variable Insurance Funds)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, Custodian or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 5 contracts
Samples: Custody Agreement (Hennessy Funds Inc), Custody Agreement (Hennessy Mutual Funds Inc), Custody Agreement (Henlopen Fund)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a or any Sub-CustodianCustodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 4 contracts
Samples: Custody Agreement (Destination Funds), Custody Agreement (TFS Capital Investment Trust), Custody Agreement (Destination Funds)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefortherefore. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 3 contracts
Samples: Custody Agreement (Green Energy & Growth Fund, Inc.), Custody Agreement (Cushing Renaissance Fund), Custody Agreement (Cushing Renaissance Fund)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, Custodian or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 3 contracts
Samples: Custody Agreement (Greenspring Fund Inc), Custody Agreement (Greenspring Fund Inc), Custody Agreement (Madison Strategic Sector Premium Fund)
Registration and Transfer of Securities. All Securities held for the Fund Funds that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund Funds may be registered in the name of the each Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Funds shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the each Fund.
Appears in 2 contracts
Samples: Custody Agreement (Salient MLP & Energy Infrastructure Fund), Custody Agreement (Salient MLP & Energy Infrastructure Fund)
Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other Securities held for the a Fund may be registered in the name of the such Fund, the Custodian, a or any Sub-CustodianCustodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.
Appears in 2 contracts
Samples: Custody Agreement (Cutler Trust), Custody Agreement (New Century Portfolios)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a any Sub-CustodianCustodian appointed pursuant to Section 3.3 above, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 2 contracts
Samples: Closed End Fund Custody Agreement (Tortoise Gas & Oil Corp), Closed End Fund Custody Agreement (Tortoise Total Return Fund, LLC)
Registration and Transfer of Securities. All Securities held for the Fund Funds that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible thereforeligible. All other Securities held for the Fund Funds may be registered in the name of the FundFunds, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Funds shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundFunds.
Appears in 2 contracts
Samples: Closed End Fund (Hatteras 1099 Advantage Institutional Fund), Closed End Fund (Hatteras 1099 Advantage Fund)
Registration and Transfer of Securities. All Securities securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other Securities securities and all other assets held for the Fund may be registered in the name of the Fund(a) Custodian as agent, the Custodian(b) any sub-custodian appointed pursuant to this Agreement, a Sub-Custodian(c) any Securities Depository, or (d) any nominee or agent of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register as in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depositorythis Section 3.21 provided, any Securities securities or other assets delivered to Custodian which are registered in the name of the Fund.
Appears in 2 contracts
Samples: Custody Agreement (Wilshire Mutual Funds Inc), Custody Agreement (Wilshire Mutual Funds Inc)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Samples: Fund Custody Agreement (Citigroup Alternative Investments Trust)
Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the a Fund may be registered in the name of the such Fund, the Custodian, a Sub-Custodian, or in the name of any nominee of any of them, or in the name of a Book-Entry System, a U.S. Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to above or in the name of a Book-Entry System or U.S. Securities Depository, any Securities registered in the name of the a Fund.
Appears in 1 contract
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefortherefore. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a any Sub-CustodianCustodian appointed pursuant to Section 3.3 above, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Samples: Closed End Fund Custody Agreement (Tortoise MLP Fund, Inc.)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible thereforeligible. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Samples: Custody Agreement (Rochdale Core Alternative Strategies Fund LLC)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, Custodian or any nominee of any of themthereof, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Samples: Custody Agreement (Community Reinvestment Act Qualified Investment Fund)
Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the such Fund, the Custodian, a or any Sub-Custodian, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.
Appears in 1 contract
Samples: Amended and Restated Custody Agreement (Assetmark Funds)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Samples: Closed End Fund (City National Rochdale High Yield Alternative Strategies Fund LLC)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, a Sub-Custodian, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.
Appears in 1 contract
Registration and Transfer of Securities. All Securities held for the Fund Company that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund Company may be registered in the name of the FundCompany, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundCompany.
Appears in 1 contract
Samples: Custody Agreement (Tortoise North American Energy Corp)
Registration and Transfer of Securities. All Securities held for the Fund Trust that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund Trust may be registered in the name of the FundTrust, the Custodian, a Sub-Custodian, or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundTrust.
Appears in 1 contract
Samples: Closed End Fund Custody Agreement (Cushing MLP Total Return Fund)
Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System if eligible therefor. All other Securities held for the Fund Funds may be registered in the name of the FundFunds, the Custodian, a Sub-Custodian, Custodian or any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof. The Fund Corporation shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees referred to above or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundFunds.
Appears in 1 contract
