Common use of Registration and Transfer of Securities Clause in Contracts

Registration and Transfer of Securities. All securities held for the Company under this Agreement that are issuable only in bearer form shall be held by Custodian in that form, provided that any such securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other securities and all other assets held for the Company may be registered in the name of (A) Custodian as agent, (B) any Securities Depository, or (C) any nominee of any of them. The Company shall furnish to Custodian appropriate instruments to enable Custodian to hold or deliver in proper form for transfer, or to register as in this Section 3.20 provided, any securities or other assets delivered to Custodian which are registered in the name of the Company, Custodian or a nominee of Custodian.

Appears in 4 contracts

Samples: Exhibit 9 Custody Agreement (Cornerstone Strategic Value Fund Inc/ New), Custody Agreement (Progressive Return Fund Inc), Exhibit 9 Custody Agreement (Cornerstone Strategic Value Fund Inc/ New)

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Registration and Transfer of Securities. All securities held for the Company under this Agreement that are issuable only in bearer form shall be held by Custodian in that form, provided that any such securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other securities and all other assets held for the Company may be registered in the name of (Aa) Custodian as agent, (Bb) any Securities Depository, or (Cc) any nominee of any of them. The Company shall furnish to Custodian appropriate instruments to enable Custodian to hold or deliver in proper form for transfer, or to register as in this Section 3.20 provided, any securities or other assets delivered to Custodian which are registered in the name of the Company, Custodian or a nominee of Custodian.

Appears in 1 contract

Samples: Exhibit 9 (Eis Fund Inc)

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Registration and Transfer of Securities. All securities held for the Company under this Agreement that are issuable only in bearer form shall be held by Custodian in that form, provided that any such securities shall be held in a Securities Depository or Book-Entry System if eligible therefor. All other securities and all other assets held for the Company may be registered in the name of (Aa) Custodian as agent, (Bb) any sub-custodian appointed pursuant to this Agreement, (c) any Securities Depository, or (Cd) any nominee or agent of any of them. The Company shall furnish to Custodian appropriate instruments to enable Custodian to hold or deliver in proper form for transfer, or to register as in this Section 3.20 3.21 provided, any securities or other assets delivered to Custodian which are registered in the name of the Company, Custodian or a nominee of Custodian.

Appears in 1 contract

Samples: Custody Agreement (Asa Market Neutral Equity Fund LLC)

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