Common use of Record Holders Clause in Contracts

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Interests, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such Interests.

Appears in 52 contracts

Samples: Limited Liability Company Agreement (Arrived Homes 4, LLC), Limited Liability Company Agreement (RSE Collection, LLC), Limited Liability Company Agreement (Vestible Assets, LLC)

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Record Holders. The Company Partnership shall be entitled to recognize the Record Holder as the owner of an with respect to any Partnership Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Partnership Interest on the part of any other Person, regardless of whether the Company Partnership shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Partnership Interests are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or and/or holding Partnership Interests, as between the Company Partnership on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsPartnership Interest.

Appears in 22 contracts

Samples: Agreement, Agreement and Plan of Merger (Steel Partners Holdings L.P.), Agreement

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest Shares or other securities issued by the Company and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest Shares or other securities on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests Shares or securities are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring and/or holding Shares or holding Interestsother securities, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsShares.

Appears in 13 contracts

Samples: Limited Liability Company Agreement (Travelcenters of America LLC), Limited Liability Company Agreement (Travelcenters of America LLC), Limited Liability Company Agreement (Travelcenters of America LLC)

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest a Share and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest Share on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or Exchange, over-the-counter market or alternative trading system on which such Interests Shares are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding InterestsShares, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsShares.

Appears in 6 contracts

Samples: Limited Liability Company Agreement (StartEngine Collectibles Fund I LLC), Limited Liability Company Agreement (StartEngine Collectibles Fund I LLC), Limited Liability Company Agreement (StartEngine Collectibles Fund I LLC)

Record Holders. The Company Partnership shall be entitled to recognize the Record Holder as the owner of an with respect to any Partnership Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Partnership Interest on the part of any other Person, regardless of whether the Company Partnership shall have actual or other notice thereof, except as otherwise provided required by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Partnership Interests are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Partnership Interests, as between the Company Partnership on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsPartnership Interest.

Appears in 6 contracts

Samples: Limited Partnership Agreement (KKR & Co. L.P.), Limited Partnership Agreement (Joyner Capital LP), Limited Partnership Agreement (KKR & Co. L.P.)

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest a Share and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest Share on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests Shares are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding InterestsShares, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsShares.

Appears in 4 contracts

Samples: Limited Liability Company Agreement (StartEngine Loans Fund I LLC), Limited Liability Company Agreement (StartEngine Loans Fund I LLC), Limited Liability Company Agreement (StartEngine Loans Fund I LLC)

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or Exchange, over-the-counter market or other secondary trading platform on which such Interests are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Interests, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such Interests.

Appears in 4 contracts

Samples: Limited Liability Company Agreement (Investables Projects LLC), Limited Liability Company Agreement (Neptune REM, LLC), Limited Liability Company Agreement (Neptune REM, LLC)

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law law, this Agreement or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Interests, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such Interests.

Appears in 4 contracts

Samples: Limited Liability Company Agreement (Tirios Propco Series LLC), Series Limited Liability Company Agreement (Tirios Propco Series LLC), Series Limited Liability Company Agreement (Emporium Realty Fund I, LLC)

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest a Unit and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest Unit on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests Units are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding InterestsUnits, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such Interests.

Appears in 4 contracts

Samples: Limited Liability Company Agreement (Every Assets I, LLC), Limited Liability Company Agreement (Every Assets I, LLC), Limited Liability Company Agreement (Every Assets I, LLC)

Record Holders. The Company shall be entitled to recognize only the Record Holder as the owner of an Interest a Class A Share and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Interest Class A Share on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests Class A Shares are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding InterestsClass A Shares, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsClass A Shares.

Appears in 3 contracts

Samples: Limited Liability Company Agreement (aShareX Fine Art, LLC), Limited Liability Company Agreement (aShareX Fine Art, LLC), Limited Liability Company Agreement (aShareX Fine Art, LLC)

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Record Holders. The Company Partnership shall be entitled to recognize the Record Holder as the owner of an with respect to any Partnership Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Partnership Interest on the part of any other Person, regardless of whether the Company Partnership shall have actual or other notice thereof, except as otherwise provided required by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Partnership Interests are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or and/or holding Partnership Interests, as between the Company Partnership on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsPartnership Interest.

Appears in 2 contracts

Samples: Carlyle Group L.P., Carlyle Group L.P.

Record Holders. The Company Partnership shall be entitled to recognize the Record Holder as the owner of an with respect to any Partnership Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Partnership Interest on the part of any other Person, regardless of whether the Company Partnership shall have actual or other notice thereof, except as otherwise provided required by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Partnership Interests are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Partnership Interests, as between the Company Partnership on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsPartnership Interest.

Appears in 2 contracts

Samples: Agreement (Ares Management Lp), Ares Management Lp

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an with respect to any Company Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Company Interest on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided required by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Company Interests are listed for trading (if ever)trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding Company Interests, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsCompany Interest.

Appears in 1 contract

Samples: Ares Management Lp

Record Holders. The Company shall be entitled to recognize the Record Holder as the owner of an Interest Class A Share and, accordingly, shall not be bound to recognize any equitable or other claim to or interest Class A Share in such Interest Class A Share on the part of any other Person, regardless of whether the Company shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Interests Class A Shares are listed for trading (if ever). Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or holding InterestsClass A Shares, as between the Company on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such InterestsClass A Shares.

Appears in 1 contract

Samples: Limited Liability Company Agreement (aShareX Fine Art, LLC)

Record Holders. The Company Partnership shall be entitled to recognize the Record Holder as the owner of an Limited Partner with respect to any Partnership Interest and, accordingly, shall not be bound to recognize any equitable or other claim to or interest in such Partnership Interest on the part of any other Person, regardless of whether the Company Partnership shall have actual or other notice thereof, except as otherwise provided by law or any applicable rule, regulation, guideline or requirement of any National Securities Exchange or over-the-counter market on which such Partnership Interests are listed for trading (if ever)or admitted to trading. Without limiting the foregoing, when a Person (such as a broker, dealer, bank, trust company or clearing corporation or an agent of any of the foregoing) is acting as nominee, agent or in some other representative capacity for another Person in acquiring or and/or holding Partnership Interests, as between the Company Partnership on the one hand, and such other Persons on the other, such representative Person shall be the Record Holder of such Interests.be

Appears in 1 contract

Samples: www.lw.com

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