Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 59 contracts
Samples: assets-global.website-files.com, Please Be (XLI Technologies, Inc.), Clean Energy Technologies, Inc.
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 23 contracts
Samples: Equity Purchase Agreement (Mabvax Therapeutics Holdings, Inc.), Securities Purchase Agreement (Canbiola, Inc.), Exchange Agreement (Majesco Entertainment Co)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of purchase under this Note Agreement shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Purchase Date.
Appears in 11 contracts
Samples: Stock Purchase Agreement (Usurf America Inc), Common Stock Purchase Agreement (Atlantic Technology Ventures Inc), Common Stock Purchase Agreement (K2 Digital Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series A Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 6 contracts
Samples: Merger Agreement (Telik Inc), Merger Agreement (Telik Inc), Agreement of Merger and Plan of Reorganization (Eon Communications Corp)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Stereotaxis, Inc.), Purchase and Sale Agreement (Hojo Holdings Inc), Second Redemption and Exchange Agreement (Microstrategy Inc)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 5 contracts
Samples: Security Agreement (Drone USA Inc.), Note Purchase and Security Agreement (STWC. Holdings, Inc.), EcoReady Corp
Record Holder. The person Person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Series 1 Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.. (d)
Appears in 4 contracts
Samples: Cambex Corp, Cambex Corp, Cambex Corp
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series C Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 4 contracts
Samples: Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable issued upon a conversion of this Note shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 4 contracts
Samples: Convertible Promissory Note (Elephant Oil Corp.), Convertible Promissory Note (Elephant Oil Corp.), Convertible Promissory Note (Elephant Oil Corp.)
Record Holder. The person or persons entitled to receive the shares Conversion Shares issuable upon an exchange of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock Conversion Shares on the Conversion Exchange Date.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Bioshield Technologies Inc), Securities Purchase Agreement (Bioshield Technologies Inc), Securities Purchase Agreement (Bioshield Technologies Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this the Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the applicable Conversion Date.
Appears in 3 contracts
Samples: Restructure Agreement (NTN Communications Inc), Stock Purchase Agreement (Synergy Brands Inc), Paradise Music & Entertainment Inc
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock Shares issuable upon a conversion of this Note Notes shall be treated for all purposes as the record holder or holders of such shares of Common Stock Shares on the Conversion Date.
Appears in 3 contracts
Samples: Series a Note Purchase Agreement (Storm Cat Energy CORP), Series B Note Purchase Agreement (Storm Cat Energy CORP), Series a Note Purchase Agreement (Storm Cat Energy CORP)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Assignment Agreement (Goff, Corp), Common Stock Exchange Agreement (VistaGen Therapeutics, Inc.)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Security Agreement, Merger Agreement and Plan of Reorganization (Tiger Media, Inc.)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series O Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement
Record Holder. The person Person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Series 1 Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Compositech LTD, Compositech LTD
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A-1 Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Titan Energy Worldwide, Inc.), Convertible Preferred Stock Purchase Agreement (Pioneer Power Solutions, Inc.)
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable issueable upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Preferred Stock Drawdown Agreement (BioNeutral Group, Inc), Preferred Stock Purchase Agreement (BioNeutral Group, Inc)
Record Holder. The person or persons entitled to receive in whose names the certificates or brokerage account the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Whereas, Bioneutral (BioNeutral Group, Inc), BioNeutral Group, Inc
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion an exercise of this Note Repricing Rights shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Exercise Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Queen Sand Resources Inc), Securities Purchase Agreement (Queen Sand Resources Inc)
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable issue able upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Whereas, Bioneutral (BioNeutral Group, Inc), BioNeutral Group, Inc
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note any Series A Convertible Preferred Stock shall be treated for all purposes as the legal and record holder or holders of such shares of Common Stock on upon delivery of the Conversion DateNotice in accordance with the terms hereof.
Appears in 2 contracts
Samples: Senior Subordinated Convertible Loan Agreement (Melinta Therapeutics, Inc. /New/), Senior Subordinated Convertible Loan Agreement (Melinta Therapeutics, Inc. /New/)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Series 1 Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note Debenture shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 1 contract
Samples: Security Agreement (Preferred Restaurant Brands, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion Voluntary Conversion of this Note Series B Preferred shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Samples: Debt Cancellation Agreement (General Steel Holdings Inc)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock effected by the Company’s exercise of the Company Conversion Right shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Company Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive ------------- the shares of Common Stock issuable upon a conversion of this Note Equity Purchase Agreement shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Master Facility Agreement (Mace Security International Inc)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common ofCommon Stock on the Conversion Date.
Appears in 1 contract
Samples: Pura Naturals, Inc.
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date or Mandatory Conversion Date, as applicable.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Registration Rights Agreement (Victory Divide Mining CO)
Record Holder. The person or persons entitled to receive the -------------- shares of the Common Stock issuable upon a conversion of this Note shares of the Series B Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Registration Rights Agreement (Victory Divide Mining CO)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of purchase under this Note Equity Purchase Agreement shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Purchase Date.
Appears in 1 contract
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series A Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Employment Agreement (Document Security Systems Inc)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series M Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on from and after the Conversion Date.
Appears in 1 contract
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shares of Series C Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Global Earth Energy, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion Voluntary Conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Record Holder. The person Person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Compositech LTD
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this any portion of the Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion exercise of this Note Exchange Rights shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Exchange Date.
Appears in 1 contract
Samples: Altair International Inc
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion an exercise of this Note Exchange Rights shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Exchange Date.
Appears in 1 contract
Samples: Dvi Inc
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series F Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Security Agreement (Navidea Biopharmaceuticals, Inc.)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders holders) of such shares of Common Stock on as of the Conversion Date.
Appears in 1 contract
Samples: Debt Purchase Agreement (KSIX Media Holdings, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Security Agreement
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.. (e)
Appears in 1 contract
Samples: Big Tree Group, Inc.
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this the Note shall be treated for all 13 purposes as the record holder or holders of such shares of Common Stock on the applicable Conversion Date.
Appears in 1 contract
Samples: NTN Communications Inc
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shares of Series E Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
