Common use of Recall of Funds Clause in Contracts

Recall of Funds. To the extent the Account Owner obtains a distribution or transfers funds from the Account in an amount that exceeds the amount to which the Account Owner would be entitled, including without limitation, as a result of NuView having credited amounts to the Account in error, NuView will request that the Account Owner return the amount to which he or she was not entitled. The Account Owner agrees that he or she will, within 30 days of such request, return such amount or submit documents or other evidence sufficient to demonstrate he or she did not obtain a distribution or transfer funds from the Account in excess of the amount to which the Account Owner was entitled. To the extent the Account Owner does not return such amount (or submit documents or evidence reasonably satisfactory to NuView), NuView may (i) remove funds from the Account or other accounts the Account Owner maintains with NuView (provided such account is not subject to the Employee Retirement Income Security Act of 1974, as amended, or section 4975 of the Internal Revenue Code of 1986, as amended) or (ii) submit a claim to arbitration to recover such amount. Notwithstanding any other part of this Agreement, the Account Owner agrees to pay NuView’s attorney’s fees and legal costs incurred in connection with the arbitration of such claim, obtaining a court judgment following such arbitration, and enforcing such judgment. These provisions shall survive termination of the Agreement. Important Information About Procedures for Opening a New Account: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for the Account Owner: When the Account Owner opens an account, NuView will ask for the Account Owner’s name, address, date of birth, and other information that will allow NuView to identify the Account Owner. NuView may also ask to see the Account Owner’s driver's license or other identifying documents. The Account Owner represents that any information he or she has given or will give NuView with respect to this Agreement is complete and accurate. Custodian (or Authorized Representative) Signature: Print Name: Date: Print Name: Date: Transfer Form Longwood, FL 32750 P: (000) 000-0000 | F: (000) 000-0000 E: xxxxxxxxx@xxxxxxxxx.xxx Use this form to transfer funds directly from your existing HSA to your NuView HSA.

Recall of Funds. To the extent the Account Owner obtains a distribution or transfers funds from the Account in an amount that exceeds the amount to which the Account Owner would be entitled, including without limitation, as a result of NuView having credited amounts to the Account in error, NuView will request that the Account Owner return the amount to which he or she was not entitled. The Account Owner agrees that he or she will, within 30 days of such request, return such amount or submit documents or other evidence sufficient to demonstrate he or she did not obtain a distribution or transfer funds from the Account in excess of the amount to which the Account Owner was entitled. To the extent the Account Owner does not return such amount (or submit documents or evidence reasonably satisfactory to NuView), NuView may (i) remove funds from the Account or other accounts the Account Owner maintains with NuView (provided such account is not subject to the Employee Retirement Income Security Act of 1974, as amended, or section 4975 of the Internal Revenue Code of 1986, as amended) or (ii) submit a claim to arbitration to recover such amount. Notwithstanding any other part of this Agreement, the Account Owner agrees to pay NuView’s attorney’s fees and legal costs incurred in connection with the arbitration of such claim, obtaining a court judgment following such arbitration, and enforcing such judgment. These provisions shall survive termination of the Agreement. Important Information About Procedures for Opening a New Account: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for the Account Owner: When the Account Owner opens an account, NuView will ask for the Account Owner’s name, address, date of birth, and other information that will allow NuView to identify the Account Owner. NuView may also ask to see the Account Owner’s driver's license or other identifying documents. The Account Owner represents that any information he or she has given or will give NuView with respect to this Agreement is complete and accurate. Custodian (or Authorized Representative) Signature: Print Name: Date: Print Name: Date: Transfer Form Longwood, FL 32750 P: (000) 000-0000 | F: (000) 000-0000 E: xxxxxxxxx@xxxxxxxxx.xxx XXXXxxxxxxxxx@XxxxxxXxxxx.xxx Use this form to transfer funds directly from your existing HSA to your NuView HSA.

Recall of Funds. To the extent the Account Owner obtains a distribution or transfers funds from the Account in an amount that exceeds the amount to which the Account Owner would be entitled, including without limitation, as a result of NuView having credited amounts to the Account in error, NuView will request that the Account Owner return the amount to which he or she was not entitled. The Account Owner agrees that he or she will, within 30 days of such request, return such amount or submit documents or other evidence sufficient to demonstrate he or she did not obtain a distribution or transfer funds from the Account in excess of the amount to which the Account Owner was entitled. To the extent the Account Owner does not return such amount (or submit documents or evidence reasonably satisfactory to NuView), NuView may (i) remove funds from the Account or other accounts the Account Owner maintains with NuView (provided such account is not subject to the Employee Retirement Income Security Act of 1974, as amended, or section 4975 of the Internal Revenue Code of 1986, as amended) or (ii) submit a claim to arbitration to recover such amount. Notwithstanding any other part of this Agreement, the Account Owner agrees to pay NuView’s attorney’s fees and legal costs incurred in connection with the arbitration of such claim, obtaining a court judgment following such arbitration, and enforcing such judgment. These provisions shall survive termination of the Agreement. Important Information About Procedures for Opening a New Account: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for the Account Owner: When the Account Owner opens an account, NuView will ask for the Account Owner’s name, address, date of birth, and other information that will allow NuView to identify the Account Owner. NuView may also ask to see the Account Owner’s driver's license or other identifying documents. The Account Owner represents that any information he or she has given or will give NuView with respect to this Agreement is complete and accurate. I would like to receive messages regarding my account from NuView via: Text E-mail ✔ Both ESA Holder Signature: Custodian (or Authorized Representative) Signature: Print Name: Date: Print Name: Date: Transfer Form Longwood, FL 32750 P: (000) 000-0000 | F: (000) 000-0000 E: xxxxxxxxx@xxxxxxxxx.xxx Use this form to transfer funds directly from your existing HSA ESA to your NuView HSAESA.

Recall of Funds. To the extent the Account Owner obtains a distribution or transfers funds from the Account in an amount that exceeds the amount to which the Account Owner would be entitled, including without limitation, as a result of NuView having credited amounts to the Account in error, NuView will request that the Account Owner return the amount to which he or she was not entitled. The Account Owner agrees that he or she will, within 30 days of such request, return such amount or submit documents or other evidence sufficient to demonstrate he or she did not obtain a distribution or transfer funds from the Account in excess of the amount to which the Account Owner was entitled. To the extent the Account Owner does not return such amount (or submit documents or evidence reasonably satisfactory to NuView), NuView may (i) remove funds from the Account or other accounts the Account Owner maintains with NuView (provided such account is not subject to the Employee Retirement Income Security Act of 1974, as amended, or section 4975 of the Internal Revenue Code of 1986, as amended) or (ii) submit a claim to arbitration to recover such amount. Notwithstanding any other part of this Agreement, the Account Owner agrees to pay NuView’s attorney’s fees and legal costs incurred in connection with the arbitration of such claim, obtaining a court judgment following such arbitration, and enforcing such judgment. These provisions shall survive termination of the Agreement. Important Information About Procedures for Opening a New Account: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for the Account Owner: When the Account Owner opens an account, NuView will ask for the Account Owner’s name, address, date of birth, and other information that will allow NuView to identify the Account Owner. NuView may also ask to see the Account Owner’s driver's license or other identifying documents. The Account Owner represents that any information he or she has given or will give NuView with respect to this Agreement is complete and accurate. Custodian (or Authorized Representative) Signature: Print Name: Date: Print Name: Date: Transfer Form Longwood, FL 32750 P: (000) 000-0000 | F: (000) 000-0000 E: xxxxxxxxx@xxxxxxxxx.xxx XxxXxxxxxxx@XxxxxxXxxxx.xxx Use this form to transfer funds directly from your existing HSA to your NuView HSA.

Recall of Funds. To the extent the Account Owner obtains a distribution or transfers funds from the Account in an amount that exceeds the amount to which the Account Owner would be entitled, including without limitation, as a result of NuView having credited amounts to the Account in error, NuView will request that the Account Owner return the amount to which he or she was not entitled. The Account Owner agrees that he or she will, within 30 days of such request, return such amount or submit documents or other evidence sufficient to demonstrate he or she did not obtain a distribution or transfer funds from the Account in excess of the amount to which the Account Owner was entitled. To the extent the Account Owner does not return such amount (or submit documents or evidence reasonably satisfactory to NuView), NuView may (i) remove funds from the Account or other accounts the Account Owner maintains with NuView (provided such account is not subject to the Employee Retirement Income Security Act of 1974, as amended, or section 4975 of the Internal Revenue Code of 1986, as amended) or (ii) submit a claim to arbitration to recover such amount. Notwithstanding any other part of this Agreement, the Account Owner agrees to pay NuView’s attorney’s fees and legal costs incurred in connection with the arbitration of such claim, obtaining a court judgment following such arbitration, and enforcing such judgment. These provisions shall survive termination of the non-public personal information. NuView reserves the right to revi se this notice and will Agreement. notify the Account Owner of any changes in advance. Please contact NuView at the address and or telephone number listed on the cover page of the Account opening documents if there are any questions regarding this policy. Important Information About Procedures for Opening a New Account: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each Amendments: NuView has the right to amend this Agreement at any time with notice person who opens an account. see the Account Owner’s driver's license or other identifying documents. do not consent, that I am terminating this Agreement, and of the arrangements by to me. Any amendment NuView make to comply with applicable law does not require my What this means for the Account Owner: When the Account Owner opens an account, consent. I will be deemed to have consented to any other amendment unless, within NuView will ask for the Account Owner’s name, address, date of birth, and other 30 days from the date NuView sends the amendment, I notify NuView in writing that I information that will allow NuView to identify the Account Owner. NuView may also ask to see the which assets of Account Owner’s driver's license will be transferred to a successor custodian, trustee or other identifying documentsaccount. The Account Owner represents that any information he or she has given or will give Assignment and Successors: This Agreement shall be binding upon and inure to the NuView with respect to this Agreement is complete and accurate. benefit of the parties and their respective successors and assigns; provided, that, (i) the Custodian or Administrator may assign this agreement upon 30 days written notice to the Account Owner and (ii) the Account Owner may not assign this Agreement without the written consent of the Custodian and Administrator. Any business entity into which the Custodian or Administrator may be merged or converted or with which it may be consolidated, or any entity resulting from any merger, conversion or consolidation to which the Custodian or Administrator shall be a party, or any entity purchasing the custodial account business of the Custodian or Administrator, shall be the successor of the Custodian or Administrator (as the case may be) under this Agreement, without the execution or filing of any paper or any further act on the part of any of the parties hereto. I would like to receive messages regarding my account from NuView via: Text E-mail ✔ Both ESA Holder Signature: Custodian (or Authorized Representative) Signature: Print Name: Date: Print Name: Date: Transfer Form NuView IRA Inc 000 X. Xxxxxx Xxxxxx Blvd., Suite 200 Longwood, FL 32750 P: (000) 000-0000 | F: (000) 000-0000 E: xxxxxxxxx@xxxxxxxxx.xxx XxxXxxxxxxx@XxXxxxXxxxx.xxx Use this form to transfer funds directly or assets from your existing HSA a similar-type account to your NuView HSAaccount.