Qualified Independent Underwriter. The Company hereby confirms its engagement of Chardan Capital Markets, LLC (“Chardan”) and Chardan hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. Chardan, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.” Chardan will be paid a cash fee of $100,000 which shall be deducted from the aggregate underwriting discount.
Appears in 10 contracts
Samples: Underwriting Agreement (B. Riley Principal 250 Merger Corp.), Underwriting Agreement (B. Riley Principal 150 Merger Corp.), B. Riley Principal 250 Merger Corp.
