Common use of Qualified Independent Underwriter Clause in Contracts

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) and Lxxxxxxx hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. Lxxxxxxx, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.”

Appears in 4 contracts

Samples: Underwriting Agreement (TradeUP Acquisition Corp.), Underwriting Agreement (TradeUP Acquisition Corp.), Underwriting Agreement (TradeUP Acquisition Corp.)

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Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) XX Xxxxxx and Lxxxxxxx XX Xxxxxx hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. LxxxxxxxXX Xxxxxx, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.” XX Xxxxxx will not receive any fees for serving as QIU.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Rise Acquisition Corp)

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) EX Xxxxxx and Lxxxxxxx EX Xxxxxx hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. LxxxxxxxEX Xxxxxx, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.” EX Xxxxxx will not receive any fees for serving as QIU.

Appears in 1 contract

Samples: Underwriting Agreement (Denali Capital Acquisition Corp.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) EX Xxxxxx Group and Lxxxxxxx EX Xxxxxx Group hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. LxxxxxxxEX Xxxxxx Group, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.” EX Xxxxxx Group will not receive any fees for serving as QIU.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Rise Acquisition Corp)

Qualified Independent Underwriter. (a) The Company hereby confirms its engagement of R.X. Xxxxxxxx Xxxxxxx, Xxxxx & Co.Co. as, Inc. (“Lxxxxxxx”) and Lxxxxxxx Xxxxxxx, Sachs & Co. hereby confirms its agreement with the Company to render services as as, a “qualified independent underwriter” within the meaning of Rule 5121 5121(f)(12) of the Rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA with respect to the Offering. Lxxxxxxx, solely in its capacity as offering and sale of the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIUSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Qep Resources, Inc.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) and Lxxxxxxx Xxxxxxxx Inc. hereby confirms its agreement with the Company to render services as a "qualified independent underwriter" within the meaning of Section (b)(15) of Rule 5121 2720 of the Rules National Association of Securities Dealers, Inc. (the Financial Industry Regulatory Authority (“FINRA”"NASD") with respect to the Offeringoffering and sale of the Shares, including the recommendation of a public offering price of the Shares. LxxxxxxxXxxxxxxx Inc., solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the "QIU."

Appears in 1 contract

Samples: Underwriting Agreement (Hain Food Group Inc)

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx & Co., Inc. (“Lxxxxxxx”) XX Xxxxxx Group and Lxxxxxxx XX Xxxxxx Group hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. LxxxxxxxXX Xxxxxx Group, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIU.” XX Xxxxxx Group will not receive any fees for serving as QIU.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Rise Acquisition Corp)

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Qualified Independent Underwriter. (a) The Company hereby confirms its engagement of R.X. Xxxxxxxx Xxxxxxx, Xxxxx & Co.Co. as, Inc. (“Lxxxxxxx”) and Lxxxxxxx Xxxxxxx, Sachs & Co. hereby confirms its agreement with the Company to render services as as, a “qualified independent underwriter” within the meaning of Rule 5121 2720(f)(12) of the Rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA with respect to the Offering. Lxxxxxxx, solely in its capacity as offering and sale of the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIUSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Qep Resources, Inc.)

Qualified Independent Underwriter. The Company and the Selling Shareholders hereby confirms its confirm their engagement of R.X. Xxxxxxxx & Co.Xxxxxxxxx LLC as, Inc. (“Lxxxxxxx”) and Lxxxxxxx Xxxxxxxxx LLC hereby confirms its agreement with the Company and the Selling Shareholders to render services as as, a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRARule 5121”) of FINRA with respect to the Offeringoffering and sale of the Shares. LxxxxxxxXxxxxxxxx LLC, solely in its capacity as the “qualified independent underwriter” with respect to the Offering, underwriter and not otherwise, is referred to herein as the “QIU”. No compensation will be paid to the QIU for its services.]

Appears in 1 contract

Samples: Underwriting Agreement (Markit Ltd.)

Qualified Independent Underwriter. (a) The Company hereby confirms its engagement of R.X. Xxxxxxxx the services of Xxxxxxx Xxxx & Co.Company L.L.C. (in such capacity, Inc. (the LxxxxxxxIndependent Underwriter”) without compensation as, and Lxxxxxxx the Independent Underwriter hereby confirms its agreement with the Company to render services as as, a “qualified independent underwriter” within the meaning of FINRA Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) with respect to the Offering. Lxxxxxxx, solely in its capacity as offering and sale of the “qualified independent underwriter” with respect to the Offering, and not otherwise, is referred to herein as the “QIUShares.

Appears in 1 contract

Samples: New Source Energy Corp

Qualified Independent Underwriter. The Company hereby confirms its engagement of R.X. Xxxxxxxx Mxxxxx, Xxxxxxx & Co.Co. LLC as the “qualified independent underwriter” within the meaning of Rule 5121(f)(12) of the Financial Industry Regulatory Authority, Inc. (“LxxxxxxxFINRA”) with respect to the offering and Lxxxxxxx sale of the Shares, and Mxxxxx Sxxxxxx & Co. LLC hereby confirms its agreement with the Company to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Rules of the Financial Industry Regulatory Authority (“FINRA”) underwriter with respect to the Offeringsuch offering. LxxxxxxxMxxxxx Sxxxxxx & Co. LLC, solely in its capacity as the qualified independent underwriter” with respect to the Offering, underwriter and not otherwise, is referred to herein as the “QIU.”

Appears in 1 contract

Samples: Underwriting Agreement (Mobileye N.V.)

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