Common use of Qualified Independent Underwriter Clause in Contracts

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. Xxxxx FBR, Inc. (“B. Xxxxx”) as, and B. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 3 contracts

Samples: Underwriting Agreement (Globis Acquisition Corp.), Underwriting Agreement (LifeSci Acquisition Corp.), Underwriting Agreement (LifeSci Acquisition Corp.)

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Qualified Independent Underwriter. The Company hereby confirms its engagement of B. Xxxxx FBR, Inc. (“B. Xxxxx”) as, and B. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Chardan Healthcare Acquisition Corp.), Underwriting Agreement (Chardan Healthcare Acquisition Corp.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. X. Xxxxx FBRSecurities, Inc. (“B. X. Xxxxx”) as, and B. X. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. X. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. X. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Cleantech Acquisition Corp.), Underwriting Agreement (Cleantech Acquisition Corp.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. Xxxxx FBRI-Bankers Securities, Inc. (“B. XxxxxI-Bankers”) as, and B. Xxxxx I-Bankers hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. XxxxxI-Bankers, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. Xxxxx I-Bankers hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Mana Capital Acquisition Corp.), Underwriting Agreement (Mana Capital Acquisition Corp.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. X. Xxxxx FBR, Inc. (“B. X. Xxxxx”) as, and B. X. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. X. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. X. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Chardan Healthcare Acquisition 2 Corp.), Underwriting Agreement (Chardan Healthcare Acquisition 2 Corp.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. Xxxxx FBRSecurities, Inc. (“B. Xxxxx”) as, and B. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public Securities. B. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Globis Acquisition Corp.)

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Qualified Independent Underwriter. The Company hereby confirms its engagement of B. Xxxxx FBR, Inc. (“B. Xxxxx”) Xxxxxxx as, and B. Xxxxx Xxxxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Public SecuritiesSecurities (as defined herein). B. XxxxxXxxxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. Xxxxx Xxxxxxx hereby consents to the reference to it as set forth under the heading “Underwriting Plan of Distribution (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as defined herein) and any amendment or supplement thereto.

Appears in 1 contract

Samples: Placement Agency Agreement (Predictive Oncology Inc.)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. X. Xxxxx FBRSecurities, Inc. (“B. X. Xxxxx”) as, and B. X. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) with respect to the offering and sale of the Public SecuritiesSecurities (as defined below). B. X. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. X. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as each defined hereinbelow) and any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Quantum FinTech Acquisition Corp)

Qualified Independent Underwriter. The Company hereby confirms its engagement of B. X. Xxxxx FBR, Inc. (“B. X. Xxxxx”) as, and B. X. Xxxxx hereby confirms its agreement with the Company to render services as, the “qualified independent underwriter,” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) with respect to the offering and sale of the Public SecuritiesSecurities (as defined below). B. X. Xxxxx, solely in its capacity as the qualified independent underwriter and not otherwise, is referred to herein as the “QIU.” B. X. Xxxxx hereby consents to the reference to it as set forth under the heading “Underwriting (Conflicts of Interest)” in the Preliminary Prospectus and the Prospectus (as each defined hereinbelow) and any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Quantum FinTech Acquisition Corp)

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