Qualification of Shares. The Fund will make available to Intermediary a list of the states or other jurisdictions in which Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. Intermediary will make offers of Shares to its customers only in those states and will ensure that it (including its associated persons) is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with its activities.
Appears in 35 contracts
Samples: Advisors Series Trust (Advisors Series Trust), Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)
Qualification of Shares. The Fund will make available to Intermediary a list of the states or other jurisdictions in which Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. Intermediary will make offers of Shares to its customers only in those states or jurisdictions and will ensure that it (including its associated persons) is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with its activities.
Appears in 3 contracts
Samples: Dealer Agreement (Aristotle Funds Series Trust), Dealer Agreement (Aristotle Funds Series Trust), Dealer Agreement (Aristotle Funds Series Trust)
Qualification of Shares. The Fund will make available to Intermediary a list of the states or other jurisdictions in which Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. Intermediary will make offers of Shares to its customers only in those states in which Shares are registered for sale or are otherwise qualified for sale and will ensure that it (including its associated persons) is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with its activities.
Appears in 2 contracts
Samples: Dealer Agreement (MoA Funds Corp), Dealer Agreement (MoA Funds Corp)
Qualification of Shares. The Fund will make available to Intermediary a list of the states or other jurisdictions in which Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. Intermediary will make offers of Shares to its eligible customers only in those states and will ensure that it (including its associated persons) is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with its activities.
Appears in 1 contract
Samples: Foreside Financial Services (Nomura Alternative Income Fund)
