Common use of Qualification of Shares Clause in Contracts

Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 75 contracts

Samples: Distribution Agreement (JOHCM Funds Trust), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)

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Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.

Appears in 37 contracts

Samples: Advisors Series Trust (Advisors Series Trust), Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)

Qualification of Shares. The Fund We will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 20 contracts

Samples: Dealer Agreement (Victory Portfolios), Dealer Agreement (Victory Portfolios), Dealer Agreement (Capital One Funds)

Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares of the Fund to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares of the Fund in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 17 contracts

Samples: Dealer Agreement (Cliffwater Corporate Lending Fund), Distribution Agreement (Rimrock Funds Trust), Foreside Financial Services (Primark Private Equity Fund)

Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities. Neither we nor the Funds shall have any obligation or responsibility to make Fund Shares available for sale in any jurisdiction (or to maintain such availability).

Appears in 5 contracts

Samples: Distribution Agreement (JOHCM Funds Trust), Service Fee Agreement (JOHCM Funds Trust), Service Fee Agreement (JOHCM Funds Trust)

Qualification of Shares. The Each Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 4 contracts

Samples: Variant Alternative Income Fund, Variant Impact Fund, Selling Group Member Agreement (Mirae Asset Discovery Funds)

Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its eligible customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.

Appears in 3 contracts

Samples: Form of Dealer Agreement (Octagon XAI CLO Income Fund), Form of Dealer Agreement (Coller Secondaries Private Equity Opportunities Fund), Income Fund (Nomura Alternative Income Fund)

Qualification of Shares. The Fund Funds will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund Funds from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 2 contracts

Samples: Foreside Fund Services (Gottex Multi-Asset Endowment Fund - I), Foreside Fund Services (Gottex Multi-Alternatives Fund - I)

Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 2 contracts

Samples: Dealer Agreement (Fairholme Funds Inc), Dealer Agreement (Cross Shore Discovery Fund)

Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states in which Shares are registered for sale or are otherwise qualified for sale and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.

Appears in 2 contracts

Samples: Dealer Agreement (MoA Funds Corp), Dealer Agreement (MoA Funds Corp)

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Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.. C-1 4856-8762-6516.2

Appears in 1 contract

Samples: Distribution Agreement (Reynolds Funds Inc)

Qualification of Shares. The Fund We will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities. We will promptly inform you of any changes from that list of states.

Appears in 1 contract

Samples: Dealer Agreement (Access One Trust)

Qualification of Shares. The Fund We will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 1 contract

Samples: Dealer Agreement (Fairholme Funds Inc)

Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will only make offers of Shares to to, and place purchase orders for Shares for, yourself and your customers only whose account address is in those states, and you states or other jurisdictions. You will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 1 contract

Samples: Dealer Agreement (CNL Funds)

Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states in which Shares are registered for sale or are otherwise qualified for sale and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.

Appears in 1 contract

Samples: Dealer Agreement (Aristotle Funds Series Trust)

Qualification of Shares. The Fund We, on behalf of each Fund, will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.

Appears in 1 contract

Samples: Dealer Agreement (Carlyle Select Trust)

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