QIBs and Accredited Investors. The Company will not offer or sell any of the Securities to any person whom it reasonably believes is not (i) a “qualified institutional buyer” as defined in Rule 144A (“QIBs”) or (ii) an institutional “accredited investor” (as defined in clauses (1), (2), (3) and (7) of Rule 501(a) of Regulation D).
Appears in 4 contracts
Samples: Placement Agency Agreement (Ritter Pharmaceuticals Inc), Note and Common Stock Purchase Agreement (Energy Xxi (Bermuda) LTD), Regulation D Purchase Agreement (Transmeridian Exploration Inc)
QIBs and Accredited Investors. The Company will has not offer offered or sell sold any of the Securities to any person or entity whom it reasonably believes is not (i) a “qualified institutional buyer” as defined in Rule 144A (“QIBs”) or (ii) an institutional “accredited investor” (as defined in clauses (1), (2), (3) and (7) of Rule 501(a) of Regulation D).
Appears in 2 contracts
Samples: Registration Rights Agreement (Us Concrete Inc), Note Purchase Agreement (Us Concrete Inc)
QIBs and Accredited Investors. The Company will not offer or sell any of the Securities Warrants to any person whom it reasonably believes is not (i) a “qualified institutional buyer” as defined in Rule 144A (“QIBs”) or (ii) an institutional “accredited investor” (as defined in clauses (1), (2), (3) and (7) of Rule 501(a) of Regulation D).
Appears in 1 contract
QIBs and Accredited Investors. The Company will not offer or sell any of the Securities to any person whom it reasonably believes is not (i) a “qualified institutional buyer” as defined in Rule 144A (“QIBs”) or (ii) an institutional “accredited investor” (as defined in clauses (1), (2), (3), (5), (6) and (7) of Rule 501(a) of Regulation D).
Appears in 1 contract
Samples: Agency Agreement (Electro Optical Sciences Inc /Ny)
