Common use of Pursuant to the Exchange Act Clause in Contracts

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 4 contracts

Samples: Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.)

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Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t[__]) providing for the registration of the Common Shares and the Warrants (the “Form 8-A Registration Statement”). The Common Shares and the Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares and the Warrants under the Exchange Act has been Form 8-A Registration Statement was declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 3 contracts

Samples: Underwriting Agreement (Agriforce Growing Systems Ltd.), Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (DatChat, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t36075) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares and the WarrantsStock, which registration statement complies in all material respects with the Exchange Act. The registration of the such shares of Common Shares Stock and the Warrants related Form 8-A under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and the Warrants Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 3 contracts

Samples: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t[●]) providing for the registration of the Common Stock and the Warrants (the “Form 8-A Registration Statement”). The Common Stock and the Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares Stock and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 2 contracts

Samples: Underwriting Agreement (Digital Brands Group, Inc.), Underwriting Agreement (Digital Brands Group, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t001-______) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and Shares; provided, however, that such registration is not for trading, but only pursuant to requirements of the Warrants, which registration statement complies in all material respects with the Exchange ActCommission). The registration of the Common Shares and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 2 contracts

Samples: Underwriting Agreement (Pineapple Financial Inc.), Underwriting Agreement (Pineapple Financial Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t000-[•]) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Warrants, which registration statement complies Warrants to be issued in all material respects with the Exchange Actthis Offering. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 2 contracts

Samples: Underwriting Agreement (Tapinator, Inc.), Underwriting Agreement (Tapinator, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t12555) providing for the registration of the Common Stock and the Warrants. The Common Stock and Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has have been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the shares of Common Shares Stock and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-tNo. 001-[●]) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Epien Medical, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t36100) providing for the registration pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Intercloud Systems, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t35994) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares and the WarrantsStock, which registration statement complies complied in all material respects with the Exchange Act. The registration of the such shares of Common Shares Stock and the Warrants related Form 8-A under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and the Warrants Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Scorpius Holdings, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t000-[•]) providing for the registration pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Intercloud Systems, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission (i) a Form 8-A (File Number 000No. 001-t38174) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares Stock and the Warrants, which registration statement complies in all material respects with the Exchange ActWarrants . The registration of the Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t[●]) providing for the registration of the Ordinary Shares and the Warrants. The Ordinary Shares and the Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Ordinary Shares and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Ordinary Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Guardforce AI Co., LTD)

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Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t001-[•]) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares and the Warrants under the Exchange Act has been declared become effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (KWESST Micro Systems Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t000-[ ]) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (BriaCell Therapeutics Corp.)

Pursuant to the Exchange Act. The Company has on or prior to the date hereof has filed with the Commission a Form 8-A (File Number 000-t001-♦) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Shares and the WarrantsShares, which registration statement complies in all material respects with the Exchange Act. The registration of the Common Shares and the Warrants pursuant to Section 12(b) under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Modern Mining Technology Corp.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t39418) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Public Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Public Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and Stock or the Public Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (1847 Goedeker Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000001-t41443) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares and the WarrantsStock, which registration statement complies in all material respects with the Exchange Act. The registration of the such shares of Common Shares Stock and the Warrants related Form 8-A under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and the Warrants Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Netcapital Inc.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A A, as amended (File Number 000-t) 36582), providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares Stock and the Warrants, which registration statement complies in all material respects with the Exchange Act. The registration of the shares of Common Shares Stock and the Warrants under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares Stock and the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Altamira Therapeutics Ltd.)

Pursuant to the Exchange Act. The Company has filed with the Commission a Form 8-A (File Number 000-t001-[__]) providing for the registration pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares and the WarrantsStock, which registration statement complies in all material respects with the Exchange Act. The registration of the such shares of Common Shares Stock and the Warrants related Form 8-A under the Exchange Act has been declared effective by the Commission on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Shares and the Warrants Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.

Appears in 1 contract

Samples: Underwriting Agreement (Direct Communication Solutions, Inc.)

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