Common use of Prospective Clients Clause in Contracts

Prospective Clients. 6.2.1. The Partner shall not refer immediate family members and/or breach any of the provisions under the Company’s Conflict of Interest Policy as amended from time to time. 6.2.2. The Partner shall target and refer Clients only from the authorized countries list as provided by the Company from time to time and be aware of the Applicable Marketing Regulation and Law for the distribution of Financial Services within the Targeted Countries. 6.2.3. The Company may from time to time by written notice to the Partner notify the Partner that the Partner shall not refer Clients from any particular geographic region or sector. The Referring Party shall abide by any such notice and this Agreement shall not apply to any Client (or person who might otherwise be a Referred Client) from such a geographic region or sector. 6.2.4. The Partner shall provide the Company with any information required immediately upon demand about the referred clients in order to assess credentials and comply with any and all anti-money laundering or other regulatory requirements.

Prospective Clients. 6.2.1. The Partner shall not refer immediate family members and/or breach any of the provisions under the Company’s Conflict of Interest Policy as amended from time to time. 6.2.2. The Partner shall target and refer Clients only from the authorized countries list as provided by the Company from time to time and be aware of the Applicable Marketing Regulation and Law for the distribution of Financial Services within the Targeted Countries. 6.2.3. The Company may from time to time by written notice to the Partner notify the Partner that the Partner shall not refer Clients from any particular geographic region or sector. The Referring Party shall abide by any such notice and this Agreement shall not apply to any Client (or person who might otherwise be a Referred Client) from such a geographic region or sector. 6.2.4. The Partner shall provide the Company with any information required immediately upon demand about the referred clients lients in order to assess credentials and comply with any and all anti-money laundering or other regulatory requirements.