Prospective Clients Clause Samples
Prospective Clients. 6.2.1. The Partner shall not refer immediate family members and/or breach any of the provisions under the Company’s Conflict of Interest Policy as amended from time to time.
6.2.2. The Partner shall target and refer Clients only from the authorized countries list as provided by the Company from time to time and be aware of the Applicable Marketing Regulation and Law for the distribution of Investment Services, in particular on the distribution of CFDs products within the Targeted Countries, including rules related to risk warning and disclaimers.
6.2.3. The Company may from time to time by written notice to the Partner notify the Partner that the Partner shall not refer Clients from any particular geographic region or sector. The Referring Party shall abide by any such notice and this Agreement shall not apply to any Client (or person who might otherwise be a Referred Client) from such a geographic region or sector.
6.2.4. The Partner shall provide the Company with any information required immediately upon demand about the referred clients in order to assess risks and comply with any and all anti-money laundering or other regulatory requirements.
Prospective Clients. 6.2.1. The Partner shall not refer immediate family members and/or breach any of the provisions under the Company’s Conflict of Interest Policy as amended from time to time.
6.2.2. The Partner shall target and refer Clients only from the authorized countries list as provided by the Company from time to time and be aware of the Applicable Marketing Regulation and Law for the distribution of Financial Services within the Targeted Countries.
6.2.3. The Company may from time to time by written notice to the Partner notify the Partner that the Partner shall not refer Clients from any particular geographic region or sector. The Referring Party shall abide by any such notice and this Agreement shall not apply to any Client (or person who might otherwise be a Referred Client) from such a geographic region or sector.
6.2.4. The Partner shall provide the Company with any information required immediately upon demand about the referred clients in order to assess credentials and comply with any and all anti-money laundering or other regulatory requirements.
Prospective Clients. In addition to the foregoing, as promptly as practicable following the date of this Agreement, Boston Private shall cause each Boston Private Subsidiary to use its reasonable best efforts (i) to supplement the offering documentation with respect to each Public Fund, each Non-U.S. Retail Fund and each Private Fund to inform prospective investors therein of the transactions contemplated by this Agreement; and (ii) with respect to any new advisory clients following the date of this Agreement, to include a Transaction Notice along with the Advisory Agreement and other materials provided to such new advisory clients.
Prospective Clients. 6.1 During the period of 6 months following the Termination Date less any Garden Leave Period, you shall not, in any Capacity, in competition with the Business within the Restricted Area:
Prospective Clients. 4.1 During the period of 9 months following the Termination Date less any Garden Leave Period, you shall not, in any Capacity, in competition with the Business within the Restricted Area:
(a) solicit, canvass, induce or entice away (or endeavour, procure, assist or facilitate the solicitation, canvassing, inducement or enticement away) from the Company and/or any Group Company, the prospective custom or business of any Prospective Client; and/or
(b) solicit, canvass, induce or entice (or endeavour, procure, assist or facilitate the solicitation, canvassing, inducement or enticement of) a Prospective Client to reduce or vary the prospective terms upon which it may deal with the Company and/or any Group Company or otherwise cause the prospective value of the Company and/or any Group Company's prospective arrangement with the Prospective Client to be diminished; and/or
(c) deal with or supply any Prospective Client.
Prospective Clients. The MMO may provide access to Cuttings up to five (5) named Permitted Users at a Prospective Client on a trial basis in accordance with the provisions of clauses 20.2
Prospective Clients. In addition to the foregoing, as promptly as practicable following the date of this Agreement, the Company shall cause each of the Company Subsidiaries to use its reasonable best efforts, (i) to supplement the offering documentation with respect to each Public Fund to inform prospective investors therein of the transactions contemplated by this Agreement; and (ii) with respect to any new Clients following the date of this Agreement, to include a Transaction Notice along with the Advisory Contract and other materials provided to such new Clients.
Prospective Clients. Based on the understanding that Employee will be given access to valuable information relating to prospective clients which the Company has expended considerable financial and personnel resources to obtain, including confidential and proprietary information about these prospective clients, Employee agrees that during the Restricted Period Employee will not (A) solicit any of the Companies' prospective clients with whom Employee had material or substantial contact during the twelve (12) months prior to Employee's voluntary or involuntary termination of employment with any of the Companies (each such client a "Covered Prospect") if such solicitation is not for the benefit of the Companies or if such solicitation is for Competitive Products or Services, (B) improperly and intentionally interfere with the prospective business relationships between any of the Companies and any Covered Prospect, or (C) provide Competitive Products or Services to any Covered Prospect.
Prospective Clients. The PCA may provide access to Cuttings up to five (5) named Permitted Users at a Prospective Client on a trial basis in accordance with the provisions of clauses 19.2 and 10.11, those named Permitted Users being fixed for the duration of the trial period there being no right to swap or substitute names. At the end of the 30 day trial period, if the Prospective Client wishes to subscribe to the Database Service, the parties will adopt the procedures set out in paragraph 1 of this Appendix 8.