Common use of Prohibition of Sales to UK Retail Investors Clause in Contracts

Prohibition of Sales to UK Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 6 contracts

Samples: Programme Agreement, Programme Agreement, Programme Agreement

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Prohibition of Sales to UK Retail Investors. Unless If the applicable Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United KingdomKingdom (the UK). For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to UK Retail Investors. Unless the relevant Final Terms in respect of any Notes specifies "specify “Prohibition of Sales to UK Retail Investors" Investors in the United Kingdom” as "Not Applicable", each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, : the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealer Agreement (Linde PLC)

Prohibition of Sales to UK Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Each Dealer represents and agrees, agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Subscription Agreement

Prohibition of Sales to UK Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Each Dealer represents and agrees, agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to UK Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Each Dealer represents and agrees, agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, provision the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealer Agreement

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Prohibition of Sales to UK Retail Investors. Unless If the applicable Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed completed, supplemented, amended or replaced by the Final Terms in relation thereto to any retail investor in the United KingdomKingdom (the UK). For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to UK Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents represents, warrants and agrees, and each further Dealer appointed under the Programme will be required to represent, warrant and agree, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the this Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United KingdomUK. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Agreement

Prohibition of Sales to UK Retail Investors. Unless the relevant Final Terms in respect of any Notes specifies "specify “Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision, provision the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealer Agreement (Linde PLC)

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