Prohibited Services. The services to be rendered by the Consultant to the Corporation shall not (unless the Consultant is appropriately licensed, registered or there is an exemption available from such licensing or registration) include, directly or indirectly: any activities which require the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934.
Appears in 4 contracts
Samples: Consulting Agreement (Synergy Pharmaceuticals, Inc.), Consulting Agreement (Synergy Pharmaceuticals, Inc.), Consulting Agreement (Callisto Pharmaceuticals Inc)
Prohibited Services. The services to be rendered by the Consultant to the Corporation Company shall not (unless the Consultant is appropriately licensed, registered or there is an exemption available from such licensing or registration) include, directly or indirectly: any activities which require the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934.
Appears in 3 contracts
Samples: Consulting Agreement (Xenomics Inc), Securities Exchange Agreement (Venus Beauty Supply Inc), Consulting Agreement (Venus Beauty Supply Inc)
Prohibited Services. The services to be rendered by the Consultant to the Corporation Company shall not (unless the Consultant is appropriately licensed, registered or there is an exemption available from such licensing or registration) include, directly or indirectly: any activities which require the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934, as amended.
Appears in 2 contracts
Samples: Consulting Agreement (Synergy Pharmaceuticals, Inc.), Consulting Agreement (Synergy Pharmaceuticals, Inc.)
