Prohibited Services. The services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's common stock.
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Samples: Consulting Agreement (GRQ Consultants, Inc.), Consulting Agreement (Powerchannel Inc), Consulting Agreement (Bevsystems International Inc)
Prohibited Services. The services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any any market making or promotional activities regarding or involving the Company's common stock.
Appears in 3 contracts
Samples: Consulting Agreement (Cedric Kushner Promotions Inc), Consulting Agreement (Cedric Kushner Promotions Inc), Consulting Agreement (Cedric Kushner Promotions Inc)
Prohibited Services. The services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any activities which could be deemed to be in connection with the offer or sale sale. of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's common stock.
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Prohibited Services. The services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required by the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's common stock.
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Samples: Consulting Agreement (Tradequest International Inc)
Prohibited Services. The services to be rendered by the Consultant to the Corporation Company shall under no circumstances include, directly or indirectly, the following: (i) Any any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any any market making or promotional activities regarding or involving the Company's ’s common stock.
Appears in 1 contract
Samples: Consulting Agreement (Callisto Pharmaceuticals Inc)
Prohibited Services. The services Services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required requiring the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; , (ii) Any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's common stock.
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Prohibited Services. The services Services to be rendered by the Consultant to the Corporation shall under no not circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; , (ii) Any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's common stock.
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Prohibited Services. The services to be rendered by the Consultant to the Corporation shall under no circumstances include, directly or indirectly, the following: (i) Any activities which could be deemed by the Securities and Exchange Commission to constitute investment banking or any other activities required the by Consultant to register as a broker-dealer under the Securities Exchange Act of 1934; (ii) Any activities which could be deemed to be in connection with the offer or sale of securities in a capital-raising transaction; or (iii) Any market making or promotional activities regarding or involving the Company's Corporation’s common stock.
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