Private. Certificates evidencing shares shall be available only upon request. Upon payment for shares in accordance with paragraph 7(a) above, the transfer agent will issue and transmit to you or your customer a confirmation statement evidencing the purchase of such shares. Any transaction in uncertificated shares, including purchases, transfers, redemptions and repurchases, shall be effected and evidenced by book-entry on the records of the transfer agent. tc " Certificates evidencing shares shall be available only upon request. Upon payment for shares in accordance with paragraph 7(a) above, the transfer agent will issue and transmit to you a confirmation statement evidencing the purchase of such shares. Any transaction in uncertificated shares, including purchases, transfers, redemptions and repurchases, shall be effected and evidenced by book-entry on the records of the transfer agent."
Appears in 11 contracts
Samples: Broker Dealer Contract (Smith Barney Equity Funds), Broker Dealer Contract (Smith Barney Shearson Investment Funds Inc), Broker Dealer Contract (Smith Barney Shearson Telecommunications Trust)
