Common use of Private Placement Clause in Contracts

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 15 contracts

Samples: Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD)

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Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the Shares does not contravene the rules and regulations of Nasdaq.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Century Therapeutics, Inc.), Securities Purchase Agreement (Satsuma Pharmaceuticals, Inc.), Securities Purchase Agreement (Solid Biosciences Inc.)

Private Placement. Assuming the accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 4 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Precision Optics Corporation, Inc.), Securities Purchase Agreement (Precision Optics Corporation, Inc.), Securities Purchase Agreement (Precision Optics Corporation, Inc.)

Private Placement. Assuming the accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 7 contracts

Samples: Purchase Agreement (PLx Pharma Inc.), Purchase Agreement (PLx Pharma Inc.), Purchase Agreement (Viking Systems Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 Article 4 hereof, the offer offer, issuance and sale of the Securities to the Investors as contemplated hereby is are exempt from the registration requirements of the 1933 Securities Act.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors contained in Section 5 hereofhereof and compliance by the Investors with the terms of the Transaction Documents, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 5 contracts

Samples: Purchase Agreement (Adamis Pharmaceuticals Corp), Purchase Agreement (Adamis Pharmaceuticals Corp), Purchase Agreement (Adamis Pharmaceuticals Corp)

Private Placement. Assuming Subject to the accuracy of the Investor’s representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 5 contracts

Samples: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 6 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Novelos Therapeutics, Inc.), Securities Purchase Agreement (Novelos Therapeutics, Inc.), Securities Purchase Agreement (Novelos Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the Shares does not contravene the rules and regulations of NASDAQ.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (ASTROTECH Corp)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors each Investor set forth in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 4 contracts

Samples: Purchase Agreement (Response Genetics Inc), Purchase Agreement (Response Genetics Inc), Securities Purchase and Exchange Agreement (Avantair, Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, and in reliance thereon, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Molecular Templates, Inc.), Securities Purchase Agreement (Threshold Pharmaceuticals Inc)

Private Placement. Assuming Subject to the accuracy of the each Investor’s representations and warranties of the Investors in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 4 contracts

Samples: Common Stock and Warrant Purchase Agreement (Sunesis Pharmaceuticals Inc), Common Stock and Warrant Purchase Agreement (Ats Medical Inc), Common Stock and Warrant Purchase Agreement (Ats Medical Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investment Representations (as defined in Section 5 hereof6.2(a) of this Agreement), the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Provectus Pharmaceuticals Inc), Securities Purchase Agreement (Luxeyard, Inc.), Securities Purchase Agreement (Cryoport, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investor contained in Section 5 hereofhereof and compliance by the Investor with the terms of the Transaction Documents, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, and in reliance thereon, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Aethlon Medical Inc), Purchase Agreement (Aldeyra Therapeutics, Inc.), Purchase Agreement (Aldeyra Therapeutics, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 4 hereof, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Employee and Consultant Share Purchase Agreement (Dthera Sciences), Investment Unit Purchase Agreement (Dthera Sciences), Securities Purchase Agreement (Summer Energy Holdings Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Advaxis, Inc.), Securities Purchase Agreement (Advaxis, Inc.), Securities Purchase Agreement (Clearside Biomedical, Inc.)

Private Placement. Assuming Subject to the accuracy of the Investors’ representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the shares does not contravene the rules and regulations of Nasdaq.

Appears in 3 contracts

Samples: Registration Rights Agreement (Conformis Inc), Securities Purchase Agreement (MeiraGTx Holdings PLC), Securities Purchase Agreement (Aclaris Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors contained in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 3 contracts

Samples: Purchase Agreement (Corgi International LTD), Registration Rights Agreement (Zila Inc), Security Agreement (Zila Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investment Representations (as defined in Section 5 hereof6.2(a) of this Agreement), the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Cryoport, Inc.), Securities Purchase Agreement (Cryoport, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Closing Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Argos Therapeutics Inc), Securities Purchase Agreement (Eleven Biotherapeutics, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Units to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the Shares does not contravene the rules and regulations of NASDAQ.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (MEI Pharma, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Vantagemed Corp), Purchase Agreement (Unify Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors each Investor set forth in Section 5 hereofhereof and the satisfaction by each Investor of its obligation hereunder, the offer and sale of the Securities to the Investors each Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Primal Solutions Inc), Purchase Agreement (Primal Solutions Inc)

Private Placement. Assuming the accuracy of the Investor’s representations and warranties of the Investors set forth in Section 5 4 hereof, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Usio, Inc.), Securities Purchase Agreement (Usio, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors Investor in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.Act and is being made pursuant to the exemption afforded by Regulation S. The Company agrees not to register any transfer of the Shares not made in accordance with the provisions of Regulation S.

Appears in 2 contracts

Samples: Stock Purchase and Settlement Agreement (Altair Nanotechnologies Inc), Stock Purchase and Settlement Agreement (Al Yousuf LLC)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is are exempt from the registration requirements of the 1933 ActAct and will not require the publication of a prospectus by the Company under FSMA and the UK Prospectus Regulation. The issuance and sale of the Securities do not contravene the rules and regulations of Nasdaq.

Appears in 2 contracts

Samples: Securities Purchase Agreement (General Atlantic, L.P.), Securities Purchase Agreement (Immunocore Holdings PLC)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (IZEA, Inc.), Common Stock Purchase Agreement (IZEA Holdings, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors each Investor set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Investment Unit Purchase Agreement (Auxilio Inc), Investment Unit Purchase Agreement (Auxilio Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Georesources Inc), Purchase Agreement (Find SVP Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Registration Rights Agreement (Bay Bancorp, Inc.), Securities Purchase Agreement (Bay Bancorp, Inc.)

Private Placement. Assuming Subject to the accuracy of the Investors' representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Olympic Cascade Financial Corp), Purchase Agreement (Caprius Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors each Investor in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 ActAct and is being made pursuant to the exemption afforded by Section 4(2) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder.

Appears in 2 contracts

Samples: Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Vitalstream Holdings Inc)

Private Placement. Assuming the truth and accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 hereof4 of this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Velocity Express Corp), Stock Purchase Agreement (Velocity Express Corp)

Private Placement. Assuming the accuracy of the each Investor’s representations and warranties of the Investors set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Adept Technology Inc), Purchase Agreement (Adept Technology Inc)

Private Placement. Assuming Subject to the accuracy of the each Investor's representations and warranties of the Investors in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Intraop Medical Corp), Common Stock Purchase Agreement (Intraop Medical Corp)

Private Placement. Assuming the accuracy of the Investors' representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Iq Biometrix Inc), Purchase Agreement (Immersion Corp)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof6, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase, Settlement and Release Agreement (Long-E International, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt made in reliance upon available exemptions from the registration requirements of the 1933 Securities Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Biosphere Medical Inc), Securities Purchase Agreement (Molecular Insight Pharmaceuticals, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors contained in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Ion Networks Inc), Purchase Agreement (Ion Networks Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Antares Pharma Inc), Purchase Agreement (Antares Pharma Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors each Investor set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is are exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Purchase Agreement (Power Solutions International, Inc.), Purchase Agreement (Power Solutions International, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Unipro Financial Services Inc), Securities Purchase Agreement (Long-E International, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors contained in Section 5 hereof, the offer and sale of the Securities Purchased Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 2 contracts

Samples: Share Purchase Agreement (Alibaba Group Holding LTD), Share Purchase Agreement

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Emerald Dairy Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 Sections 5.3 and 5.9 hereof, the he offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Emerald Dairy Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is are exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Morphic Holding, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 hereof6, and in reliance thereon, the offer offer, sale and sale issuance of the Securities Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 ActSecurities Act and from the qualification or registration requirements of applicable state securities laws.

Appears in 1 contract

Samples: Registration Rights Agreement (Threshold Pharmaceuticals Inc)

Private Placement. Assuming the accuracy of the ----------------- Investors' representations and warranties of the Investors as set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Telular Corp)

Private Placement. Assuming the truth and accuracy of the representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Starbase Corp)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors each Investor contained in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bio Key International Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Harbin Electric, Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 6 hereof, the offer and sale issuance of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Exchange Agreement (Antares Pharma Inc)

Private Placement. Assuming the accuracy of the Investors' representations and warranties of the Investors in Section 5 hereofbelow, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Goamerica Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Closing Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act pursuant to Section (4)(a)(2) of the 1933 Act and Rule 506 under the 1933 Act.. 4.23

Appears in 1 contract

Samples: Securities Purchase Agreement (Skye Bioscience, Inc.)

Private Placement. Assuming the truth and accuracy of the representations representation and warranties of the Investors set forth in Section 5 hereofSections 5.1 through 5.13, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (First Blush Brands, Inc.)

Private Placement. Assuming the accuracy of Based in part upon the representations and warranties of the Investors set forth in Section 5 hereofof this Agreement, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Aehr Test Systems)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Tut Systems Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors contained in Section 5 hereofhereof are true and complete, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Regeneration Technologies Inc)

Private Placement. Assuming the accuracy As of the date hereof, in reliance on the Investors’ representations and warranties of the Investors set forth in Section 5 hereof4, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Aeolus Pharmaceuticals, Inc.)

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Private Placement. Assuming the accuracy of the representations and warranties of made by the Investors set forth in Section 5 6 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Global Services Partners Acquisition Corp.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 Sections 5.1 through 5.12 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (First Blush Brands, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 4 hereof, the offer and sale of the Securities Shares and Conversion Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Series B Preferred Stock Purchase Agreement (Summer Energy Holdings Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, and in reliance thereon, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Tobira Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of made by the Investors set forth in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Meade Instruments Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Interlink Electronics Inc)

Private Placement. Assuming the accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 5.1 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Claudius IV, LLC)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 hereof4 hereof (the “Investment Representations”), the offer and sale of the Securities Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Spire Global, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereof, the The offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act, assuming the representations of the Investors in Section 5 are true.

Appears in 1 contract

Samples: Purchase Agreement (PRECISION OPTICS Corp INC)

Private Placement. Assuming the accuracy of the Investors' representations and warranties of the Investors in Section 5 hereofbelow, the offer and sale of the Securities Shares and the Warrants to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (United American Healthcare Corp)

Private Placement. Assuming Subject to the accuracy of the Investor' representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Westergaard Com Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, and in reliance thereon the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aethlon Medical Inc)

Private Placement. Assuming Subject to the accuracy of the each Investor’s representations and warranties of the Investors in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Intraop Medical Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereofArticle 5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Matritech Inc/De/)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 hereof5, the offer and sale of the Securities Note to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Note Purchase Agreement (Argos Therapeutics Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Note Purchase Agreement (Opexa Therapeutics, Inc.)

Private Placement. Assuming the truth and accuracy of the Investors' representations and warranties of the Investors set forth in Section 5 hereof4 of this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Stock Purchase Agreement (Velocity Express Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the shares does not contravene the rules and regulations of NYSE.

Appears in 1 contract

Samples: Securities Purchase Agreement (Biohaven Pharmaceutical Holding Co Ltd.)

Private Placement. Assuming the accuracy of the Investors’ representations and warranties of the Investors in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 ActAct and applicable state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Planetout Inc)

Private Placement. Assuming the accuracy of the Investor's representations and warranties of the Investors set forth in Section 5 hereofhereof and, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Sphere 3D Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities Pre-Funded Warrants to the Investors and the exercise of the Pre-Funded Warrants as contemplated hereby is are exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (RAPT Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the ------------------ representations and warranties of the Investors set forth in Section 5 hereofhereto, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Locateplus Holdings Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors investors set forth in Section 5 hereof, the offer and sale of the Securities to the Investors Purchasers as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 1 contract

Samples: Corporation Purchase Agreement (Advancis Pharmaceutical Corp)

Private Placement. Assuming Subject to the accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 hereof, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Vapor Corp.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in under Section 5 hereofare accurate, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Tube Media Corp.)

Private Placement. Assuming the accuracy of the ----------------- representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Vantagemed Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 ActAct pursuant to Section (4)(a)(2).

Appears in 1 contract

Samples: Securities Purchase Agreement (Skye Bioscience, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Closing Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act pursuant to Section (4)(a)(2) of the 1933 Act and Rule 506 under the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Skye Bioscience, Inc.)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors contained in Section 5 hereof4 hereof and the conduct of the Placement Agent, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Glycogenesys Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.

Appears in 1 contract

Samples: Purchase Agreement (Novatel Wireless Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof4, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 ActAct pursuant to Section (4)(a)(2).

Appears in 1 contract

Samples: Securities Purchase Agreement (Sky Harbour Group Corp)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 hereof, the offer and sale of the Securities Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Form of Purchase Agreement (Response Genetics Inc)

Private Placement. Assuming Subject to the accuracy of the Investors’ representations and warranties of the Investors in Section 5 hereofof this Agreement, the offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sevcon, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors Investor set forth in Section 5 hereof5, the offer and sale of the Securities Shares to the Investors Investor as contemplated hereby is are exempt from the registration requirements of the 1933 ActAct pursuant to Section (4)(a)(2). The issuance and sale of the Shares, as contemplated hereby, do not contravene the rules and regulations of the Trading Markets.

Appears in 1 contract

Samples: Share Purchase Agreement (Asana, Inc.)

Private Placement. Assuming the truth and accuracy of the Investors’ representations and warranties of the Investors set forth in Section 5 hereofof this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Velocity Express Corp)

Private Placement. Assuming the accuracy of that the representations and warranties of the Investors in Section 5 hereofhereof are true and accurate, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Visual Networks Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of (i) the Investors contained in Section 5 6 hereof and (ii) the Foreign Investor contained in Section 7 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Aerogen Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors investors set forth in Section 5 hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.

Appears in 1 contract

Samples: Purchase Agreement (Ion Networks Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Investors set forth in Section 5 hereof5, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The issuance and sale of the Securities does not contravene the rules and regulations of NYSE.

Appears in 1 contract

Samples: Securities Purchase Agreement (Invitae Corp)

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